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TRI-CONTINENTAL Corp — Investor Relations & Filings

Ticker · TY ISIN · US8954361031 LEI · 6QVMFZKY1QSOOIHD7Y77 US Financial and insurance activities
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Filings indexed 1,003 across all filing types
Latest filing 2001-05-01 Fund Information / Fact…
Country US United States of America
Listing US TY

About TRI-CONTINENTAL Corp

https://www.columbiathreadneedleus.com/…

Tri-Continental Corporation is a diversified, closed-end management investment company. The corporation's investment objective is to produce future growth of both capital and income while providing reasonable current income to its shareholders. To achieve this, it invests in a hybrid portfolio composed of a diversified mix of common stocks and fixed-income securities. The fund's investments are spread across companies operating in various sectors, primarily within the public equity markets.

Recent filings

Filing Released Lang Actions
PROSPECTUS
Fund Information / Factsheet Classification · 90% confidence The document is a detailed prospectus for Tri-Continental Corporation, a closed-end investment company, including extensive information about investment objectives, management fees, share repurchase programs, financial highlights, and trading information. It references the 2000 Annual Report and financial statements but does not itself contain the full annual report or detailed financial statements. The document is lengthy (15,000 characters) and contains substantive financial and operational information about the company, its policies, and investment plans. However, it is primarily a prospectus, which is a disclosure document for investors, not an annual report or earnings release. It does not fit the definitions of Annual Report (10-K), Earnings Release (ER), or Interim Report (IR). It is not a regulatory filing or certification letter. It is not a proxy, voting results, or management change announcement. The document is best classified as a Fund Information / Factsheet (FS) because it provides a comprehensive summary of key company facts, financials, and market information for an investment fund, consistent with the description of FS filings.
2001-05-01 English
FORM N-2 REGISTRATION STATEMENT
Regulatory Filings Classification · 95% confidence The document is a Form N-2 Registration Statement filed with the U.S. Securities and Exchange Commission (SEC) by Tri-Continental Corporation, an investment company. It includes detailed information about the company, its investment objectives, management, share repurchase program, financial highlights, and other disclosures typical of a registration statement for securities offerings. The document is not an annual report, earnings release, or other financial report but rather a regulatory filing related to securities registration and offering. Given the nature of Form N-2 and the detailed prospectus information, this filing fits best under Regulatory Filings (RNS), which covers general regulatory announcements and compliance documents that do not fit other specific categories.
2001-04-19 English
FORM N-2
Regulatory Filings Classification · 95% confidence The document is a Form N-2 Registration Statement filed with the U.S. Securities and Exchange Commission (SEC) by Tri-Continental Corporation, an investment company. It includes detailed information about the company, its investment objectives, management, share repurchase program, and financial highlights. The document is lengthy (15,000 characters) and contains substantive financial data and disclosures typical of a registration statement for securities offerings under the Securities Act of 1933 and the Investment Company Act of 1940. This type of filing is a regulatory registration document related to securities offerings, not an annual report, earnings release, or other report types listed. Given the nature of Form N-2 filings, which are registration statements for investment companies, the closest fitting category from the provided list is Regulatory Filings (RNS), as it is a general regulatory announcement and does not fit the other more specific categories such as Annual Report (10-K) or Capital/Financing Update (CAP).
2001-04-19 English
DEFINITIVE PROXY STATEMENT
Proxy Solicitation & Information Statement
2001-04-17 English
TRI-CONTINENTAL N23C 3/01
Regulatory Filings
2001-04-11 English
TRI-CONTINENTAL CORPORATION N-30D 12/31/00
Annual Report Classification · 95% confidence The document is titled '71ST ANNUAL REPORT 2000' and is addressed to stockholders, discussing the financial performance and investment results for the year ended December 31, 2000. It contains detailed financial data, investment strategy, economic outlook, dividend information, and portfolio manager commentary. The length is substantial (15,000 characters), indicating it is the full report rather than a brief announcement. The content aligns with a comprehensive yearly report covering company activity and full financial performance, which matches the definition of an Annual Report (10-K).
2001-03-14 English

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