Skip to main content
TIANFENG SECURITIES CO.,LTD. logo

TIANFENG SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 601162 ISIN · CNE100003F43 LEI · 300300E1007142000089 Shanghai Stock Exchange Financial and insurance activities
Open in API
Filings indexed 1,101 across all filing types
Latest filing 2026-05-18 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601162

About TIANFENG SECURITIES CO.,LTD.

https://www.tfzq.com/

Tianfeng Securities Co., Ltd. provides a comprehensive suite of financial services and capital market solutions. Its core operations encompass securities brokerage, investment banking, asset management, and proprietary trading. The firm offers specialized expertise in equity and debt underwriting, mergers and acquisitions advisory, and investment consulting. A key differentiator is its research division, which provides institutional and retail clients with detailed market analysis and strategic investment insights. The company also engages in futures brokerage and alternative investment management. Through its integrated service platform, it focuses on wealth management and corporate finance, aiming to optimize capital allocation and provide tailored financial strategies for a diverse range of institutional and individual clients.

Recent filings

Filing Released Lang Actions
天风证券股份有限公司关于撤销枣庄和谐路证券营业部的公告
Regulatory Filings Classification · 85% confidence The document is a short corporate announcement by Tianfeng Securities regarding the closure (revocation) of one of its branch offices (Zaozhuang Hexie Road Securities Business Department). It is not financial reporting (no financial data or results), not a board or management change, not a dividend, not a capital restructuring, nor a request for votes. It does not contain or reference a full interim or annual report. This type of miscellaneous regulatory announcement falls under the fallback category “Regulatory Filings (RNS)”.
2026-05-18 Chinese
天风证券股份有限公司第四届董事会第六十三次会议决议公告
Board/Management Information Classification · 88% confidence The document is a board resolution announcement detailing the fourth board’s 63rd meeting decision to appoint a new company president and remove the prior president, including voting results and the appointee’s biography. This is a management change notification, matching the Board/Management Information category.
2026-05-14 Chinese
国泰海通证券股份有限公司关于天风证券股份有限公司2025年度持续督导工作现场检查报告
Audit Report / Information Classification · 95% confidence The document is titled as a "2025年度持续督导工作现场检查报告" which translates to "2025 Annual Continuous Supervision On-Site Inspection Report". It is issued by a sponsoring securities company (国泰海通证券股份有限公司) regarding 天风证券股份有限公司. The report details the on-site inspection activities conducted during 2025, including governance, internal controls, information disclosure, independence, related party transactions, use of raised funds, and legal/regulatory compliance. It includes detailed findings, opinions, and conclusions from the inspection. The document is a standalone audit-like report focusing on regulatory compliance and internal controls rather than a full annual report or financial statement. It is not a brief announcement or a certification letter but a substantive report on audit and regulatory inspection results. Therefore, it fits best under the category of Audit Report / Information (AR). The document length (3938 characters) is sufficient for a detailed report but not a full annual report. No indication of it being a call transcript, earnings release, or other categories is present. Hence, the classification is AR with high confidence. FY 2025
2026-04-29 Chinese
天风证券股份有限公司募集资金存放、管理与实际使用情况审核报告
Audit Report / Information Classification · 100% confidence The document is titled as an audit report on the company's fundraising funds' deposit, management, and actual usage for the fiscal year 2025. It is issued by a certified public accounting firm and includes detailed audit opinions, responsibilities of the board and auditors, and a comprehensive review of the fundraising funds' management and usage. The document contains substantive financial data and audit conclusions, not merely an announcement or certification. It is not a full annual report but a standalone audit report focused on a specific aspect of the company's financials related to fundraising funds. Therefore, it fits the category of Audit Report / Information (AR). FY 2025
2026-04-29 Chinese
天风证券股份有限公司非经营性资金占用及其他关联资金往来情况汇总表的专项审计报告
Audit Report / Information Classification · 95% confidence The document is a specialized audit report issued by a certified public accounting firm regarding the summary table of non-operating fund occupation and other related party fund transactions for the fiscal year 2025 of Tianfeng Securities Co., Ltd. It includes the auditor's responsibilities, management responsibilities, audit opinion, and detailed financial data related to non-operating fund occupation and related party transactions. The document is titled as a "special audit report" and contains detailed financial tables and audit conclusions. It is not a full annual report (10-K), nor is it a general audit report of financial statements alone, but a standalone audit report on a specific financial matter related to non-operating fund occupation and related party transactions. This fits the definition of an Audit Report / Information (AR) as it is a standalone audit report focusing on a specific aspect of the company's financials, issued by an accounting firm, and not the full annual report or other types of filings. The document length (5963 characters) and content confirm it is the report itself, not just an announcement or certification. Therefore, the correct classification is AR with high confidence. FY 2025
2026-04-29 Chinese
天风证券股份有限公司2025年度会计师事务所履职情况评估报告
Audit Report / Information Classification · 95% confidence The document is titled '2025年度会计师事务所履职情况评估报告' which translates to '2025 Annual Evaluation Report on the Performance of the Accounting Firm'. It details the qualifications, audit process, quality control, and performance of the accounting firm (大信会计师事务所) hired to audit the company's 2025 annual report. The content focuses on the audit firm's evaluation and quality management rather than presenting the company's financial statements or full annual report. The document length is 3209 characters, which is relatively short and consistent with an audit report or audit-related information rather than a full annual report. There is no indication that this is a full Annual Report (10-K) or an announcement of a report publication (RPA). The document is a standalone audit-related report evaluating the auditor's performance and compliance with regulations, fitting the definition of an Audit Report / Information (AR). FY 2025
2026-04-29 Chinese

Browse filings by year

9 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.