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TIANFENG SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 601162 ISIN · CNE100003F43 LEI · 300300E1007142000089 Shanghai Stock Exchange Financial and insurance activities
Filings indexed 1,102 across all filing types
Latest filing 2020-04-27 Audit Report / Informat…
Country CN China
Listing Shanghai Stock Exchange 601162

About TIANFENG SECURITIES CO.,LTD.

https://www.tfzq.com/

Tianfeng Securities Co., Ltd. provides a comprehensive suite of financial services and capital market solutions. Its core operations encompass securities brokerage, investment banking, asset management, and proprietary trading. The firm offers specialized expertise in equity and debt underwriting, mergers and acquisitions advisory, and investment consulting. A key differentiator is its research division, which provides institutional and retail clients with detailed market analysis and strategic investment insights. The company also engages in futures brokerage and alternative investment management. Through its integrated service platform, it focuses on wealth management and corporate finance, aiming to optimize capital allocation and provide tailored financial strategies for a diverse range of institutional and individual clients.

Recent filings

Filing Released Lang Actions
兴业证券股份有限公司关于天风证券股份有限公司确认2019年度日常关联交易及预计2020年度日常关联交易的核查意见
Audit Report / Information Classification · 95% confidence The document is a detailed confirmation and review opinion by a sponsoring institution (兴业证券股份有限公司) regarding Tianfeng Securities Co., Ltd.'s 2019 actual related party transactions and the forecast for 2020 related party transactions. It includes extensive tables of transaction amounts, descriptions, related parties, and pricing policies. It also discusses the approval and review procedures, including board and independent director opinions, and mentions submission to the shareholders' meeting for approval. The document is not a full annual report or financial statement but rather a formal audit or review opinion on related party transactions, which is a type of audit or regulatory compliance report. It is not a simple announcement or a brief notice but a substantive review document. Therefore, it fits best under Audit Report / Information (AR).
2020-04-27 Chinese
独立董事关于第三届董事会第三十次会议审议事项的独立意见
Audit Report / Information Classification · 95% confidence The document is an independent opinion report from the independent directors of Tianfeng Securities Co., Ltd. regarding the company's 2019 annual report, internal control evaluation report, profit distribution plan, auditor appointment, accounting policy changes, asset impairment provisions, related party transactions, and remuneration for directors and senior management. It references the 2019 annual report and related financial matters but does not contain the full annual report itself. Instead, it provides independent opinions on these reports and proposals, which is typical for an Audit Report / Information document. The document length is 2322 characters, which is relatively short and focused on audit opinions rather than the full annual report. Therefore, it fits best under the Audit Report / Information (AR) category rather than the full Annual Report (10-K) or other categories. FY 2019
2020-04-27 Chinese
关于确认2019年度日常关联交易及预计2020年度日常关联交易的公告
Regulatory Filings Classification · 95% confidence The document is a detailed announcement regarding the confirmation of 2019 daily related party transactions and the forecast for 2020 daily related party transactions by Tianfeng Securities Co., Ltd. It includes extensive tables of transaction amounts, categories, related parties, and descriptions of business dealings. The document also discusses the approval process, independent director opinions, and the necessity of submitting these transactions for shareholder meeting approval. It is a formal disclosure of related party transactions, which is a regulatory announcement to inform shareholders and the market about these transactions and their compliance with relevant laws and governance rules. It is not a full financial report, audit report, or earnings release, nor is it a management discussion or investor presentation. It is a regulatory announcement about related party transactions requiring shareholder approval, fitting best under Regulatory Filings (RNS). The document length is substantial and contains detailed data, but it is not a financial report itself. Therefore, the classification is Regulatory Filings (RNS) with high confidence.
2020-04-27 Chinese
2019年年度报告
Annual Report Classification · 100% confidence The document is titled '2019 年年度报告' which translates to '2019 Annual Report'. It contains detailed sections including company overview, financial indicators, business summary, risk disclosures, governance, and financial statements. The length is substantial (15,000 characters) and it includes comprehensive content typical of a full annual report. There is also mention of an audit report with an unqualified opinion, which is usually part of an annual report. The document is not a brief announcement or a certification letter, but a full report covering the fiscal year 2019. Therefore, the document fits the definition of an Annual Report (10-K). FY 2019
2020-04-27 Chinese
关于会计政策变更的公告
Regulatory Filings Classification · 95% confidence The document is an announcement from Tianfeng Securities regarding a change in accounting policy, specifically related to the adoption of a new revenue recognition standard issued by the Ministry of Finance. It includes details about the policy change, its impact, and opinions from independent directors and the supervisory board. The document is relatively short (1413 characters) and serves as a formal notification rather than a full financial report. It does not contain comprehensive financial statements or detailed financial analysis. Therefore, it is best classified as a Regulatory Filing (RNS), which covers miscellaneous regulatory announcements and compliance documents that do not fit other specific categories.
2020-04-27 Chinese
2020年第一季度报告正文
Interim / Quarterly Report Classification · 95% confidence The document is titled '2020 年第一季度报告正文' which translates to '2020 First Quarter Report Main Text'. It contains detailed financial data for the first quarter of 2020, including assets, liabilities, income, cash flows, and shareholder information. The presence of quarterly financial statements and analysis indicates this is a comprehensive interim financial report. The document length is over 12,000 characters, which supports it being a full report rather than a brief announcement. There is no indication that this is an announcement of a report or a certification letter. Therefore, the document fits the definition of an Interim / Quarterly Report (IR). Q1 2020
2020-04-27 Chinese

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