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TIANFENG SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 601162 ISIN · CNE100003F43 LEI · 300300E1007142000089 Shanghai Stock Exchange Financial and insurance activities
Filings indexed 1,102 across all filing types
Latest filing 2020-09-28 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 601162

About TIANFENG SECURITIES CO.,LTD.

https://www.tfzq.com/

Tianfeng Securities Co., Ltd. provides a comprehensive suite of financial services and capital market solutions. Its core operations encompass securities brokerage, investment banking, asset management, and proprietary trading. The firm offers specialized expertise in equity and debt underwriting, mergers and acquisitions advisory, and investment consulting. A key differentiator is its research division, which provides institutional and retail clients with detailed market analysis and strategic investment insights. The company also engages in futures brokerage and alternative investment management. Through its integrated service platform, it focuses on wealth management and corporate finance, aiming to optimize capital allocation and provide tailored financial strategies for a diverse range of institutional and individual clients.

Recent filings

Filing Released Lang Actions
关于2020年度非公开发行A股股票摊薄即期回报的风险提示及填补措施与相关主体承诺事项的公告
Capital/Financing Update Classification · 95% confidence The document is a public announcement by Tianfeng Securities regarding the risk of dilution of immediate returns due to a non-public issuance of A shares in 2020. It includes detailed assumptions, financial impact analysis on earnings per share, risk warnings, investment project descriptions, and commitments by the company's board and senior management to mitigate dilution risks. The content focuses on the capital raising event, its impact on shareholders, and the company's measures to address these effects. There are no comprehensive financial statements or full financial performance reports typical of annual or interim reports. Instead, it is an update related to capital structure changes and financing activities. Therefore, the document fits best under the category of Capital/Financing Update (CAP). The document length is sufficient and contains substantive financial impact analysis related to the capital issuance, not merely an announcement of a report or a regulatory filing. Confidence is high due to the detailed financial assumptions and risk disclosures related to the capital raising.
2020-09-28 Chinese
独立董事关于第三届董事会第三十七次会议审议事项的独立意见
Board/Management Information Classification · 95% confidence The document is an independent opinion from the independent directors of Tianfeng Securities Co., Ltd. regarding the 30th meeting of the third board of directors. It discusses the non-public issuance of A shares, compliance with laws and regulations, risk warnings about dilution of immediate returns, and the use of previously raised funds. The document references legal and regulatory frameworks and includes independent directors' signatures. It is not a full financial report but an opinion related to board meeting resolutions and compliance matters. The content aligns with Board/Management Information (MANG) as it concerns board meeting deliberations and approvals related to company management decisions, specifically about share issuance and fund usage. The document length is short (1454 characters), and it is not a report publication announcement or certification letter. Therefore, the best classification is MANG with high confidence.
2020-09-28 Chinese
独立董事关于第三届董事会第三十七次会议审议事项的事前审核意见
Board/Management Information Classification · 95% confidence The document is an opinion statement from independent directors regarding the pre-approval of matters to be discussed at a board meeting, specifically related to a non-public issuance of A shares. It references compliance with laws, regulations, and company articles, and includes detailed opinions on the issuance plan, risk disclosures, and prior fundraising usage. The document is not a full financial report but rather a formal board/management communication about governance and approval of corporate actions. It does not contain financial statements or earnings data, nor is it a simple announcement or certification. Therefore, it fits best under Board/Management Information (MANG). The document length is 2338 characters, which is relatively short but contains substantive management-level content about board decisions and approvals.
2020-09-28 Chinese
2020年度第四期短期融资券兑付完成的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the completion of payment (redemption) of a short-term financing bond issued by the company. It details the issuance date, amount, interest rate, maturity, and the payment completion date. This is a financing update related to the company's debt instruments, not a full financial report or earnings release. The document is short and focused on capital/financing activity, specifically the redemption of a short-term financing bond. Therefore, it fits best under Capital/Financing Update (CAP).
2020-09-22 Chinese
第三届监事会第十一次会议决议公告
Regulatory Filings Classification · 95% confidence The document is a resolution announcement from the Supervisory Board of Tianfeng Securities regarding the approval of a special report on the storage and use of raised funds for the first half of 2020. It references another document (announcement number 2020-086) which contains the detailed special report. The current document is short (483 characters) and serves as a formal announcement of the meeting resolution and voting results, not the report itself. Therefore, it fits best under Regulatory Filings (RNS) as a general regulatory announcement rather than a full financial or capital report.
2020-09-11 Chinese
2020年半年度募集资金存放与使用情况专项报告
Capital/Financing Update Classification · 95% confidence The document is titled as a "2020年半年度募集资金存放与使用情况专项报告" which translates to "2020 Half-Year Special Report on the Deposit and Use of Raised Funds." It details the management, storage, and usage of funds raised through a share issuance completed in March 2020. The report includes specific financial figures related to the raised funds, their allocation, and compliance with regulatory requirements. The document is a specialized report focusing on the use of capital raised by the company during the half-year period ending June 30, 2020. It is not a general interim financial report but a focused capital/financing update related to fundraising activities and the use of those funds. The document length is 4128 characters, which is relatively short but contains substantive financial data about fundraising and capital usage, not merely an announcement or certification. Therefore, it fits best under the category of Capital/Financing Update (CAP).
2020-09-11 Chinese

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