Skip to main content
TIANFENG SECURITIES CO.,LTD. logo

TIANFENG SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 601162 ISIN · CNE100003F43 LEI · 300300E1007142000089 Shanghai Stock Exchange Financial and insurance activities
Open in API
Filings indexed 1,101 across all filing types
Latest filing 2024-04-29 Audit Report / Informat…
Country CN China
Listing Shanghai Stock Exchange 601162

About TIANFENG SECURITIES CO.,LTD.

https://www.tfzq.com/

Tianfeng Securities Co., Ltd. provides a comprehensive suite of financial services and capital market solutions. Its core operations encompass securities brokerage, investment banking, asset management, and proprietary trading. The firm offers specialized expertise in equity and debt underwriting, mergers and acquisitions advisory, and investment consulting. A key differentiator is its research division, which provides institutional and retail clients with detailed market analysis and strategic investment insights. The company also engages in futures brokerage and alternative investment management. Through its integrated service platform, it focuses on wealth management and corporate finance, aiming to optimize capital allocation and provide tailored financial strategies for a diverse range of institutional and individual clients.

Recent filings

Filing Released Lang Actions
天风证券股份有限公司2023年度内控审计报告
Audit Report / Information Classification · 95% confidence The document is titled as an "Internal Control Audit Report" issued by a certified public accounting firm for Tianfeng Securities Co., Ltd. It references auditing standards and responsibilities related to internal control over financial reporting as of December 31, 2023. The content includes an auditor's opinion on the effectiveness of internal controls, signatures of certified public accountants, and related certification details. The document length is 3735 characters, which is relatively short but contains substantive audit opinion content rather than just an announcement or certification. This matches the definition of an Audit Report / Information (AR), which includes standalone audit reports and applied accounting principles. It is not a full Annual Report (10-K) or an Interim Report (IR), nor is it a simple announcement or certification. Therefore, the correct classification is AR with high confidence. FY 2023
2024-04-29 Chinese
天风证券股份有限公司2023年度会计师事务所履职情况评估报告
Audit Report / Information Classification · 95% confidence The document is titled as an evaluation report on the performance of the accounting firm (auditor) for the 2023 fiscal year audit of Tianfeng Securities Co., Ltd. It details the auditor's qualifications, audit quality management, work plan, resources, and risk management related to the audit engagement. It does not contain the actual audited financial statements or the full audit report itself, but rather an assessment of the auditor's performance and compliance with regulatory requirements. The document length is 3657 characters, which is relatively short and consistent with a standalone audit-related report rather than a full annual report or audit report. This fits the category of an Audit Report / Information (AR), which includes standalone audit reports and related information about audit quality and procedures, excluding the full Annual Report (10-K). FY 2023
2024-04-29 Chinese
天风证券股份有限公司关于修订《公司章程》的公告
Governance Information Classification · 95% confidence The document is a detailed announcement regarding the revision of the company's Articles of Association (公司章程). It includes extensive amendments to governance structures, board responsibilities, committee roles, and shareholder meeting procedures. The content focuses on corporate governance rules and internal company regulations rather than financial results, audit opinions, or management changes. There is no indication of financial statements, earnings data, or voting results. The document is not a brief announcement but a substantive governance document. Therefore, it fits best under Governance Information (CGR), which covers reports detailing the company's internal rules, board structure, and governance practices.
2024-04-29 Chinese
天风证券股份有限公司2023年度审计报告
Audit Report / Information Classification · 100% confidence The document is titled as an audit report issued by a certified public accounting firm (WUYIGE Certified Public Accountants LLP) for Tianfeng Securities Co., Ltd. It contains detailed audit opinions, key audit matters, management responsibilities, and auditor responsibilities. The report covers the financial statements for the fiscal year ended December 31, 2023, including consolidated and parent company balance sheets, income statements, cash flow statements, and notes. The presence of detailed financial statements and audit opinions confirms this is a standalone audit report rather than a full annual report or an announcement. The document length is substantial (15,000 characters), and it contains substantive financial data and analysis. Therefore, the appropriate classification is Audit Report / Information (AR). FY 2023
2024-04-29 Chinese
2023年度独立董事述职报告（袁建国）
Board/Management Information Classification · 95% confidence The document is titled as an "Independent Director's Annual Report" for the year 2023 by an independent director of the company. It details the director's duties, attendance at board and committee meetings, review of financial reports including annual and quarterly reports, internal control evaluations, and opinions on related party transactions and auditor appointments. The content focuses on the director's oversight and compliance activities rather than presenting the company's financial statements or full annual report. It is a report on the independent director's performance and duties over the year, which is a type of management or governance-related report but does not fit the full Annual Report (10-K) or Audit Report (AR) categories. It is not a short announcement or certification but a substantive report on director duties and governance. Therefore, the best fitting category is Board/Management Information (MANG), which covers announcements or reports related to board members and senior management activities, including independent directors' reports.
2024-04-29 Chinese
天风证券股份有限公司关于召开2024年第二次临时股东大会的通知
AGM Information Classification · 95% confidence The document is a detailed notice about convening the 2024 second extraordinary general meeting of shareholders for Tianfeng Securities Co., Ltd. It includes information about the meeting date, voting methods, agenda items, shareholder eligibility, registration procedures, and an attached proxy authorization form. The content focuses on the logistics and agenda of a shareholders' meeting rather than financial results, management changes, or regulatory filings. It is not a report itself but a formal announcement and notice for a shareholders' meeting. Therefore, it fits the category of AGM Information (AGM-R). The document length and detail support this classification with high confidence.
2024-04-29 Chinese

Browse filings by year

9 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.