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TIANFENG SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 601162 ISIN · CNE100003F43 LEI · 300300E1007142000089 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,101 across all filing types
Latest filing 2025-05-05 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 601162

About TIANFENG SECURITIES CO.,LTD.

https://www.tfzq.com/

Tianfeng Securities Co., Ltd. provides a comprehensive suite of financial services and capital market solutions. Its core operations encompass securities brokerage, investment banking, asset management, and proprietary trading. The firm offers specialized expertise in equity and debt underwriting, mergers and acquisitions advisory, and investment consulting. A key differentiator is its research division, which provides institutional and retail clients with detailed market analysis and strategic investment insights. The company also engages in futures brokerage and alternative investment management. Through its integrated service platform, it focuses on wealth management and corporate finance, aiming to optimize capital allocation and provide tailored financial strategies for a diverse range of institutional and individual clients.

Recent filings

Filing Released Lang Actions
关于天风证券股份有限公司向特定对象发行股票申请文件的审核问询函之回复报告
Capital/Financing Update Classification · 95% confidence The document is a detailed response report to an inquiry letter from the Shanghai Stock Exchange regarding a specific issuance of shares by Tianfeng Securities Co., Ltd. It discusses the issuance plan, pricing, shareholder lock-up periods, financing necessity and rationality, and compliance with regulatory requirements. The content is focused on the issuance of shares to specific investors, the rationale behind the financing, and the regulatory compliance aspects. This type of document is typical of a Capital/Financing Update, as it provides detailed information about a company's fundraising activity, share issuance, and related regulatory responses. It is not an annual or interim report, audit report, earnings release, or other categories. It is a comprehensive disclosure related to a capital raising event and the associated regulatory review and response.
2025-05-05 Chinese
大信会计师事务所（特殊普通合伙）《关于天风证券股份有限公司向特定对象发行股票申请文件审核问询函》的回复
Audit Report / Information Classification · 95% confidence The document is a detailed response from an auditing firm to a regulatory inquiry regarding a company's application for a private placement of shares. It discusses the necessity and rationality of the financing, the use of proceeds, comparisons with peer companies, and the company's financial and operational performance over multiple years. The content includes extensive financial data, analysis of business segments, and compliance with regulatory requirements. The document is lengthy (15,000 characters) and contains substantive financial and operational information rather than merely announcing or referencing a report. It is not a transcript, earnings release, or a simple announcement. The focus on the audit firm's response to a regulatory inquiry about a financing application and detailed financial analysis aligns with an Audit Report / Information filing rather than a full Annual Report or other categories. Therefore, the document is best classified as an Audit Report / Information (AR). 9M 2024
2025-05-05 Chinese
天风证券股份有限公司向特定对象发行A股股票募集说明书（修订稿）
Capital/Financing Update Classification · 95% confidence The document is a detailed disclosure related to a specific stock issuance by Tianfeng Securities Co., Ltd. It includes extensive information about the issuance plan, pricing, shareholder meetings approving the issuance, risk factors, shareholder structure, and regulatory approvals required. The document is titled as a "募集说明书" which translates to a "Prospectus" or "Offering Circular" for a private placement or targeted stock issuance. It contains detailed financial and corporate governance information related to the capital raising event, including the use of proceeds and shareholder impact. This type of document is characteristic of a Capital/Financing Update (CAP) filing, as it focuses on the company's fundraising activities and capital structure changes. It is not an annual or interim report, nor an earnings release or proxy statement. It is a comprehensive disclosure about a capital raising event, consistent with the CAP category.
2025-05-05 Chinese
国泰海通证券股份有限公司关于天风证券股份有限公司向特定对象发行A股股票之发行保荐书
Capital/Financing Update Classification · 95% confidence The document is titled as an "发行保荐书" (Issuance Sponsorship Letter) related to Tianfeng Securities Co., Ltd. issuing A shares to specific investors. It is issued by Guotai Huarong Securities Co., Ltd. as the sponsor. The content includes detailed information about the securities issuance, sponsor responsibilities, legal and regulatory compliance references, issuer's basic information, shareholder structure, financial data, risk disclosures, and internal review procedures. This document is a formal sponsorship letter for a specific securities issuance, which is a type of capital market transaction document related to financing activities. It is not an annual or interim report, earnings release, or regulatory filing. It is not a proxy, voting result, or management change announcement. It is a detailed document supporting a capital raising event. Therefore, the most appropriate classification is Capital/Financing Update (CAP). The document length (15,000 characters) and detailed content confirm it is the actual sponsorship document, not just an announcement or summary.
2025-05-05 Chinese
天风证券股份有限公司关于向特定对象发行A股股票申请文件的审核问询函回复及募集说明书更新的提示性公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Tianfeng Securities regarding the receipt of a review inquiry letter from the Shanghai Stock Exchange about the company's application to issue A-shares to specific investors. It mentions the company's response to the inquiry and updates to the prospectus. The document is short (737 characters) and primarily informs about the status and regulatory review process of a capital raising activity. It does not contain actual financial statements or detailed financial data but rather updates on the financing application and regulatory review. Therefore, it fits best under Capital/Financing Update (CAP).
2025-05-05 Chinese
国泰海通证券股份有限公司关于天风证券股份有限公司向特定对象发行A股股票之上市保荐书
Capital/Financing Update Classification · 95% confidence The document is titled as a "上市保荐书" which translates to "Listing Sponsorship Letter" or "Sponsorship Document for Stock Issuance". It is issued by Guotai Huatong Securities Co., Ltd. as the sponsor for Tianfeng Securities Co., Ltd. regarding a specific issuance of A shares to particular investors. The document contains detailed information about the issuer, the securities issuance, financial data, risk factors, and regulatory compliance. It is a comprehensive sponsorship report related to a securities issuance and listing process, which is typical for capital market transactions involving new share issuance to specific investors. This type of document is not an annual report, earnings release, or management report, but rather a formal capital/financing update and sponsorship document related to a specific share issuance event. Therefore, the most appropriate classification is Capital/Financing Update (CAP). The document length (15,000 characters) and content confirm it is a full report, not just an announcement or certification.
2025-05-05 Chinese

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