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ThreeD Capital Inc. — Investor Relations & Filings

Ticker · IDK ISIN · CA88581L3039 LEI · 5299007S5MEBRNYS7409 CSE Financial and insurance activities
Filings indexed 606 across all filing types
Latest filing 2023-11-28 Regulatory Filings
Country CA Canada
Listing CSE IDK

About ThreeD Capital Inc.

https://www.threedcapital.com/

ThreeD Capital Inc. is a venture capital firm utilizing a merchant banking model to specialize in opportunistic, early-stage investments in small-cap companies. The firm focuses on providing investors with exposure to "ground floor opportunities" across two primary sectors: disruptive technologies (including Blockchain, AI, IoT, and Biotechnology) and junior resources, emphasizing precious metals. Employing an agile and industry-agnostic strategy, ThreeD often acts as the lead financer. It actively engages with investees by providing advisory services, leveraging its extensive network, and assisting management teams with growth and exit strategies. The firm targets companies positioned for exponential growth through technological innovation, offering a unique investment vehicle for accessing these high-potential opportunities.

Recent filings

Filing Released Lang Actions
52-109FV2 - Certification of interim filings - CEO (E).pdf
Regulatory Filings
2023-11-28 English
Interim MD&A - English.pdf
Regulatory Filings
2023-11-28 English
Interim financial statements/report – English.pdf
Regulatory Filings
2023-11-28 English
52-109FV1 - Certification of annual filings - CFO (E).pdf
Regulatory Filings Classification · 95% confidence The document is a FORM 52-109FV1 Certification of Annual Filings Venture Issuer Basic Certificate signed by the CFO. It certifies the review and fair presentation of annual filings including the AIF, annual financial statements, and annual MD&A for the fiscal year ended June 30, 2023. The document is a certification letter and does not contain actual financial statements or substantive financial data. It explicitly states it is a certification and does not include representations about internal controls. The document length is 3082 characters, which is relatively short and consistent with a certification letter rather than a full annual report. According to the CERTIFICATION RULE, such officer certifications should be classified as Regulatory Filings (RNS) rather than the actual annual report (10-K) or other financial report types.
2023-11-15 English
News release - English.pdf
Net Asset Value Classification · 100% confidence The document is a press release announcing the unaudited Net Asset Value (NAV) per share of ThreeD Capital Inc. as of October 31, 2023. It explicitly states the NAV figure and explains the calculation and nature of NAV as a non-GAAP financial measure. The document is relatively short (5574 characters) and focuses solely on providing the NAV update without detailed financial statements or comprehensive analysis. There is no indication that this is a full financial report or an announcement of a report publication. The content matches the definition of a Net Asset Value update, which is a regular update primarily for investment funds. Therefore, the appropriate classification is NAV (Net Asset Value).
2023-11-10 English
52-109FV1 - Certification of annual filings - CEO (E).pdf
Proxy Solicitation & Information Statement Classification · 100% confidence The document is a Schedule 14A filing, which is a definitive proxy statement filed pursuant to Section 14(a) of the Securities Exchange Act of 1934. It contains detailed information about the upcoming Annual Meeting of Stockholders, including the date, voting procedures, proposals to be voted on (such as election of directors, ratification of auditors, reverse stock split, issuance of shares, and equity plan amendments), and instructions for shareholders. The document is not an annual report, earnings release, or other financial report but is specifically a proxy solicitation document. According to the filing definitions, materials sent to shareholders to provide information and request votes for meetings are classified as Proxy Solicitation & Information Statement (PSI). The document length (15,000 characters) and content confirm it is the proxy statement itself, not just an announcement or a brief notice. Therefore, the correct classification is PSI with high confidence.
2023-10-31 English

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