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THE PACIFIC SECURITIES CO.,LTD — Investor Relations & Filings

Ticker · 601099 ISIN · CNE1000008V9 LEI · 3003000RM76TNJFFR402 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,663 across all filing types
Latest filing 2018-04-11 Audit Report / Informat…
Country CN China
Listing Shanghai Stock Exchange 601099

About THE PACIFIC SECURITIES CO.,LTD

https://www.tpyzq.com/

The Pacific Securities Co., Ltd. is a comprehensive financial services provider that offers a broad range of solutions including securities brokerage, investment banking, and asset management. The company facilitates securities trading, underwriting, and sponsorship services, while providing financial advisory and investment research to a diverse clientele of individual and institutional investors. Its core operations encompass wealth management, proprietary trading, and credit-based financial services. The firm focuses on delivering integrated capital market solutions and maintaining a robust service network to support corporate financing and investor wealth growth.

Recent filings

Filing Released Lang Actions
2014年公司债受托管理事务报告（2017年度）
Audit Report / Information Classification · 95% confidence The document is titled '2014 年公司债受托管理事务报告 (2017 年度)' which translates to '2014 Company Bond Trustee Management Affairs Report (2017 Annual)'. It is a detailed report about the management and supervision of a specific bond issuance by 太平洋证券股份有限公司 (Pacific Securities Co., Ltd.) for the year 2017. The content includes bond issuance details, trustee duties, issuer's 2017 operating and financial status, use of raised funds, bondholder meetings, bond principal and interest payments, credit rating updates, and other related matters. It contains comprehensive financial data, operational performance, and bond management information for the year 2017. This is not a general annual report (10-K) of the company, nor is it an audit report or earnings release. It is a specialized report focused on the bond trustee management and related financial and operational information for the bond issuance. Therefore, the document fits best into the category of Audit Report / Information (AR), as it is a standalone report related to bond audit and trustee management, including financial and operational data relevant to the bond issuance and its supervision. FY 2017
2018-04-11 Chinese
关于股东进行股票质押式回购交易的公告
Transaction in Own Shares Classification · 95% confidence The document is an announcement regarding a shareholder (Beijing Huaxin Liuhe Investment Co., Ltd.) conducting stock pledge repurchase transactions involving shares of the company. It details the number of shares pledged, dates of repurchase transactions, and the percentage of total shares involved. There is no indication of financial statements, management discussion, or regulatory certifications. The content focuses on share transactions by a shareholder, specifically stock pledge repurchase activity. This fits best under the category of Transaction in Own Shares (POS), which covers company share repurchase or issuance activities. Although the shareholder is not the company itself, the announcement is about pledged shares and repurchase transactions related to company shares, which aligns with POS rather than Major Shareholding Notification (MRQ) because it focuses on pledged shares and repurchase details rather than just ownership threshold changes.
2018-04-10 Chinese
“17太证D1”短期公司债券本息兑付及摘牌公告
Delisting Announcement Classification · 100% confidence The document is an official announcement from 太平洋证券股份有限公司 regarding the repayment of principal and interest and the delisting (摘牌) of a short-term corporate bond "17 太证D1". It includes details such as bond code, interest payment date, bond maturity, and delisting date. The document is relatively short (2608 characters) and focuses on the bond repayment and delisting event rather than providing a full financial report or audit. The key phrase "债券摘牌日" (bond delisting date) and the nature of the announcement indicate this is a Delisting Announcement. Therefore, the appropriate classification is DLST (Delisting Announcement).
2018-04-10 Chinese
关于收到上海证券交易所对公司2017年年度报告的事后审核问询函的公告
Regulatory Filings Classification · 95% confidence The document is an announcement from Pacific Securities Co., Ltd. regarding the receipt of a post-audit inquiry letter from the Shanghai Stock Exchange about the company's 2017 Annual Report. The text discusses detailed questions raised by the regulator about various financial and operational aspects of the 2017 Annual Report, requesting further disclosure and explanations. The document does not contain the actual annual report or financial statements but is a regulatory communication about the review of the annual report and the company's obligation to respond. The document length is 3564 characters, which is relatively short and consistent with an announcement rather than a full report. Therefore, this document is best classified as a Regulatory Filing (RNS) because it is a regulatory announcement related to the annual report review, not the annual report itself or a certification letter.
2018-04-09 Chinese
2018年3月财务数据简报
Regulatory Filings Classification · 95% confidence The document is a brief financial data summary for March 2018 from Pacific Securities Co., Ltd. It explicitly states that the data is unaudited and covers only the parent company. The document length is very short (480 characters), and it is a simple announcement of financial data rather than a comprehensive financial report. It does not contain detailed financial statements or analysis typical of an Interim/Quarterly Report (IR). It also does not fit other categories like Annual Report or Earnings Release. Given the short length and nature of the content, this is best classified as a Regulatory Filing (RNS), which serves as a general regulatory announcement of financial data without full report details.
2018-04-09 Chinese
关于行使“16太证01”公司债券发行人赎回选择权的提示性公告
Capital/Financing Update Classification · 95% confidence The document is a short announcement (542 characters) regarding the company's decision to exercise the issuer's redemption option on a specific corporate bond. It includes references to bond codes, redemption rights, and the company's board statement. There is no detailed financial data or comprehensive report content. The document is an update on a capital/financing activity related to bond redemption, fitting the Capital/Financing Update (CAP) category rather than a full financial report or regulatory filing. The length and content confirm it is not a report publication announcement or regulatory filing. Therefore, the classification is CAP with high confidence.
2018-04-09 Chinese

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