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THE PACIFIC SECURITIES CO.,LTD — Investor Relations & Filings

Ticker · 601099 ISIN · CNE1000008V9 LEI · 3003000RM76TNJFFR402 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,663 across all filing types
Latest filing 2020-10-30 Interim / Quarterly Rep…
Country CN China
Listing Shanghai Stock Exchange 601099

About THE PACIFIC SECURITIES CO.,LTD

https://www.tpyzq.com/

The Pacific Securities Co., Ltd. is a comprehensive financial services provider that offers a broad range of solutions including securities brokerage, investment banking, and asset management. The company facilitates securities trading, underwriting, and sponsorship services, while providing financial advisory and investment research to a diverse clientele of individual and institutional investors. Its core operations encompass wealth management, proprietary trading, and credit-based financial services. The firm focuses on delivering integrated capital market solutions and maintaining a robust service network to support corporate financing and investor wealth growth.

Recent filings

Filing Released Lang Actions
2020年第三季度报告
Interim / Quarterly Report Classification · 100% confidence The document is titled "太平洋证券股份有限公司2020 年第三季度报告" which translates to "Pacific Securities Co., Ltd. 2020 Third Quarter Report." It contains detailed financial data including balance sheets, profit and loss statements, cash flow statements, and notes for the third quarter of 2020. The report includes unaudited financial statements and management commentary on financial performance and significant events during the quarter. The presence of comprehensive financial statements and analysis for a period shorter than a full fiscal year clearly identifies this as an Interim / Quarterly Report. The document length is substantial (15,000 characters), and it contains actual financial data rather than just an announcement or certification. Therefore, the appropriate classification is Interim / Quarterly Report (IR). 9M 2020
2020-10-30 Chinese
关于收到广东证监局警示函的公告
Regulatory Filings Classification · 95% confidence The document is an official announcement from Pacific Securities Co., Ltd. regarding receipt of a warning letter from the Guangdong Securities Regulatory Bureau. It details regulatory actions and violations related to another company, including administrative penalties and supervisory measures. The document does not contain financial statements, earnings data, or detailed financial analysis. It is a regulatory announcement about legal and compliance issues, not a financial report or management discussion. The document length is short (1735 characters) and it is a formal regulatory disclosure. Therefore, it fits best under Regulatory Filings (RNS), which is the fallback category for regulatory announcements and compliance documents that do not fit other specific categories.
2020-09-29 Chinese
涉及诉讼及诉讼进展公告
Legal Proceedings Report Classification · 95% confidence The document is a detailed announcement from Pacific Securities Co., Ltd. regarding multiple ongoing lawsuits and arbitration cases involving the company and its subsidiaries. It includes specific case details, amounts involved, legal proceedings, and the potential impact on the company's profits. The document is a formal legal update on litigation matters, not a financial report, earnings release, or management discussion. It does not present financial statements or results but focuses on legal proceedings and their progress. Therefore, it fits the category of Legal Proceedings Report (LTR). The document length (5612 characters) and content confirm it is a substantive legal update rather than a brief announcement or certification.
2020-09-25 Chinese
第四届董事会第三十九次会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement of a board meeting resolution by the company 太平洋证券股份有限公司. It details the convening of the fourth board's thirty-ninth meeting, the notification process, the voting method, and the approval of a specific proposal related to asset management product rectification. There is no financial data, no report attached or referenced as being published, and no mention of regulatory certifications or filings. The content is focused on board decisions and resolutions, which fits the category of Board/Management Information (MANG). The document length is short and it is not a report or announcement of a report publication, so it is not RPA or RNS. Therefore, the classification is MANG with high confidence.
2020-09-25 Chinese
关于参加云南辖区上市公司2020年投资者网上集体接待日活动的公告
Regulatory Filings Classification · 95% confidence The document is a short announcement from Pacific Securities Co., Ltd. about participating in an online investor collective reception day event organized by regulatory and market associations. It mentions the date and format of the event and invites investors to participate. There is no financial data, no detailed report, no voting results, no management changes, or other regulatory filings. The document is an announcement of an investor event, not a report or transcript. Given the nature and length, it fits best as a Regulatory Filing (RNS) since it is a general regulatory announcement that does not fit other specific categories.
2020-09-16 Chinese
诉讼进展公告
Legal Proceedings Report Classification · 100% confidence The document is titled as a litigation progress announcement from Pacific Securities Co., Ltd. It details ongoing legal cases, court rulings, and execution status related to financial disputes and securities repurchase agreements. The content focuses on legal proceedings updates, court decisions, and their potential impact on the company's profits and operations. There are no financial statements, accounting principles, or audit opinions presented. The document is clearly a report on legal matters involving the company, fitting the definition of a Legal Proceedings Report (LTR).
2020-09-16 Chinese

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