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THE PACIFIC SECURITIES CO.,LTD — Investor Relations & Filings

Ticker · 601099 ISIN · CNE1000008V9 LEI · 3003000RM76TNJFFR402 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,663 across all filing types
Latest filing 2023-04-27 Environmental & Social …
Country CN China
Listing Shanghai Stock Exchange 601099

About THE PACIFIC SECURITIES CO.,LTD

https://www.tpyzq.com/

The Pacific Securities Co., Ltd. is a comprehensive financial services provider that offers a broad range of solutions including securities brokerage, investment banking, and asset management. The company facilitates securities trading, underwriting, and sponsorship services, while providing financial advisory and investment research to a diverse clientele of individual and institutional investors. Its core operations encompass wealth management, proprietary trading, and credit-based financial services. The firm focuses on delivering integrated capital market solutions and maintaining a robust service network to support corporate financing and investor wealth growth.

Recent filings

Filing Released Lang Actions
太平洋证券股份有限公司2022年度社会责任报告
Environmental & Social Information Classification · 95% confidence The document is titled '2022 年度社会责任报告' which translates to '2022 Annual Social Responsibility Report'. It contains detailed sections on the company's social responsibility activities, including shareholder and investor rights protection, employee rights, support for regional economic development, environmental protection, and sustainable development. The content focuses on Environmental, Social, and Governance (ESG) factors and the company's social responsibility initiatives rather than financial performance or regulatory filings. The length is substantial (15,000 characters), indicating it is the full report rather than a brief announcement. Therefore, the document fits the category of Environmental & Social Information (SR).
2023-04-27 Chinese
太平洋证券股份有限公司2022年度审计报告
Audit Report / Information Classification · 100% confidence The document is titled as an "审计报告" (Audit Report) for 太平洋证券股份有限公司 (Pacific Securities Co., Ltd.) covering the fiscal year from January 1, 2022 to December 31, 2022. It includes detailed audit opinions, basis for audit, key audit matters, responsibilities of management and auditors, and extensive financial statements and notes. The presence of an independent auditor's report with registration numbers and detailed audit procedures confirms this is a standalone audit report. The document length is substantial (15,000 characters) and contains the full audit report and financial statements, not just an announcement or certification. Therefore, the document fits the category of Audit Report / Information (AR). FY 2022
2023-04-27 Chinese
太平洋证券股份有限公司第四届监事会第三十四次会议决议公告
Regulatory Filings Classification · 95% confidence The document is a resolution announcement from the Supervisory Board of Pacific Securities Co., Ltd. regarding multiple reports and proposals related to the 2022 fiscal year and the first quarter of 2023. It includes approval of the 2022 Supervisory Board Work Report, 2022 Financial Final Accounts Report, 2022 Profit Distribution Plan, 2022 Social Responsibility Report, Compliance Report, Anti-Money Laundering Report, Internal Control Evaluation Report, Supervisory Board remuneration and assessment, and opinions on the 2022 Annual Report and 2023 Q1 Report. However, the document itself does not contain the full reports or detailed financial statements but rather summarizes the resolutions and voting results, and refers to the full reports being available on the Shanghai Stock Exchange website. The document also mentions that these matters will be submitted to the shareholders' meeting for approval. The document length is 2751 characters, which is relatively short and mainly serves as an announcement of the Supervisory Board's resolutions and opinions on various reports rather than the reports themselves. Therefore, according to the "Menu vs Meal" rule, this document is best classified as a Regulatory Filing (RNS) because it is a formal announcement of supervisory board resolutions and opinions on reports, not the reports themselves.
2023-04-27 Chinese
太平洋证券股份有限公司2022年度内部控制评价报告
Audit Report / Information Classification · 95% confidence The document is titled '太平洋证券股份有限公司 2022 年度内部控制评价报告' which translates to 'Pacific Securities Co., Ltd. 2022 Annual Internal Control Evaluation Report'. It discusses the evaluation of the company's internal control effectiveness as of December 31, 2022, including financial and non-financial internal control defects, audit opinions, and regulatory compliance. The document contains detailed internal control evaluation results, defect classifications, and remediation status. It is a standalone report focused on internal control evaluation rather than a full annual report or audit report of financial statements. The content aligns with an Audit Report / Information filing, as it provides audit-related internal control evaluation and results without being a full Annual Report (10-K) or Interim Report. The document length (5629 characters) supports it being a full report rather than a brief announcement. Therefore, the most appropriate classification is AR (Audit Report / Information). FY 2022
2023-04-27 Chinese
太平洋证券股份有限公司预计2023年度日常关联交易的公告
Regulatory Filings Classification · 95% confidence The document is an announcement from Pacific Securities Co., Ltd. regarding the expected related party transactions for the fiscal year 2023. It includes details about the nature of these transactions, the approval process by the board and independent directors, and the estimated and actual amounts for 2022 and 2023. The document is a formal disclosure about ongoing and anticipated related party dealings, which is typical for regulatory compliance and investor information. It does not contain comprehensive financial statements or detailed financial performance data, so it is not an Annual Report (10-K) or Interim Report (IR). It is also not a voting result, management change, or earnings release. The document is a regulatory announcement about related party transactions, fitting best under Regulatory Filings (RNS). The document length is 3564 characters, which is relatively short and consistent with an announcement rather than a full report. Therefore, the classification is Regulatory Filings (RNS) with high confidence.
2023-04-27 Chinese
太平洋证券股份有限公司2022年度独立董事述职报告
Board/Management Information Classification · 95% confidence The document is titled as an "Independent Directors' Report" for the year 2022 from Pacific Securities Co., Ltd. It details the independent directors' duties, attendance at board and committee meetings, review of company operations, related party transactions, internal controls, and other governance matters. It is a narrative report on the independent directors' activities and opinions for the year, not a full annual report or financial statement. It does not contain comprehensive financial data or earnings highlights, nor is it a simple announcement or certification. This type of document fits best under Board/Management Information (MANG) as it relates to board members' roles and governance activities rather than financial results or regulatory filings.
2023-04-27 Chinese

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