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THE PACIFIC SECURITIES CO.,LTD — Investor Relations & Filings

Ticker · 601099 ISIN · CNE1000008V9 LEI · 3003000RM76TNJFFR402 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,663 across all filing types
Latest filing 2023-12-08 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601099

About THE PACIFIC SECURITIES CO.,LTD

https://www.tpyzq.com/

The Pacific Securities Co., Ltd. is a comprehensive financial services provider that offers a broad range of solutions including securities brokerage, investment banking, and asset management. The company facilitates securities trading, underwriting, and sponsorship services, while providing financial advisory and investment research to a diverse clientele of individual and institutional investors. Its core operations encompass wealth management, proprietary trading, and credit-based financial services. The firm focuses on delivering integrated capital market solutions and maintaining a robust service network to support corporate financing and investor wealth growth.

Recent filings

Filing Released Lang Actions
太平洋证券股份有限公司变更会计师事务所公告
Regulatory Filings Classification · 95% confidence The document is an announcement regarding the change of the company's accounting firm for the 2023 audit. It details the new and former accounting firms, reasons for the change, communication between firms, audit fees, and the approval process by the audit committee and board of directors. It does not contain any financial statements or audit reports themselves but rather informs stakeholders about the change and the procedural steps taken. The document length is 3169 characters, which is relatively short and consistent with an announcement rather than a full audit report. Therefore, this fits the category of an Audit Report / Information announcement about the change in auditor, but since it is not the audit report itself, it is best classified as a Regulatory Filing (RNS) as a fallback for miscellaneous regulatory announcements that do not fit other categories.
2023-12-08 Chinese
太平洋证券股份有限公司第四届董事会第五十七次会议决议公告
Board/Management Information Classification · 95% confidence The document is a board meeting resolution announcement from Pacific Securities Co., Ltd. It details decisions made by the board regarding the appointment of an accounting firm, changes to the auditor for 2023, and the calling of an extraordinary general meeting. The document includes voting results and references to other announcements but does not contain financial statements or detailed financial data. It is a formal announcement of board decisions rather than a full management report or audit report. Therefore, it fits best under Board/Management Information (MANG). The document length is short and focused on board resolutions, not a full report or regulatory filing.
2023-12-08 Chinese
太平洋证券股份有限公司关于股东股份被轮候冻结的公告
Regulatory Filings Classification · 95% confidence The document is an announcement regarding the judicial freezing of shares held by a major shareholder (Beijing Jiayu Investment Co., Ltd.) due to a legal dispute and court enforcement actions. It details the number of shares frozen, the reasons for the freeze, and the potential impact on the company. There are no financial statements, no discussion of financial results, no management analysis, and no mention of report attachments or certifications. The document is a regulatory announcement about a shareholder's shares being frozen and potential changes in ownership, which fits best under the category of Regulatory Filings (RNS) as it does not fit into more specific categories like Major Shareholding Notification (MRQ) because it is about judicial freezing rather than ownership threshold changes, nor is it a legal proceedings report (LTR) since it is more about the share freeze announcement than a detailed legal case update. Therefore, the most appropriate classification is Regulatory Filings (RNS).
2023-11-01 Chinese
太平洋证券股份有限公司2023年第三季度报告
Interim / Quarterly Report Classification · 100% confidence The document is titled "太平洋证券股份有限公司 2023 年第三季度报告" which translates to "Pacific Securities Co., Ltd. 2023 Third Quarter Report." It contains detailed financial data including balance sheets, profit and loss statements, cash flow statements, and notes on accounting standards. The report covers the third quarter of 2023, providing comprehensive financial performance and analysis for this interim period. It explicitly states that the financial statements are unaudited and includes management assurances about the accuracy of the report. The length of the document (over 12,000 characters) and the presence of substantive financial data confirm it is a full financial report rather than a brief announcement or certification. Therefore, this document fits the definition of an Interim / Quarterly Report (IR). 9M 2023
2023-10-27 Chinese
太平洋证券股份有限公司诉讼进展公告
Legal Proceedings Report Classification · 100% confidence The document is titled as a litigation progress announcement by Pacific Securities Co., Ltd. It details ongoing legal cases, arbitration results, and recent developments in lawsuits involving the company. It includes specific case numbers, dates, and financial impacts related to these legal proceedings. There is no indication that this is a full annual or interim financial report, earnings release, or other financial statement. Instead, it is a detailed update on legal proceedings affecting the company. This matches the definition of a Legal Proceedings Report (LTR). The document length is 1841 characters, which is sufficient for a detailed announcement but not a full financial report. Therefore, the appropriate classification is Legal Proceedings Report (LTR).
2023-10-24 Chinese
太平洋证券股份有限公司关于变更股东行政许可申请获得中国证监会受理的公告
Regulatory Filings Classification · 95% confidence The document is a short announcement (520 characters) regarding the acceptance by the China Securities Regulatory Commission (CSRC) of an administrative license application related to a change in major shareholders or actual controller of the company. It references previous announcements about shareholder changes but does not contain financial data or detailed report content. It is an official regulatory announcement about a shareholder change process and regulatory acceptance, not a full report or detailed financial disclosure. Therefore, it fits best under Regulatory Filings (RNS) as a general regulatory announcement that does not fit other specific categories.
2023-09-21 Chinese

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