Skip to main content
TAIWAN FUND INC logo

TAIWAN FUND INC — Investor Relations & Filings

Ticker · TWN ISIN · US8740361063 LEI · 549300B0OHIYIAWV0Z83 US Financial and insurance activities
Open in API
Filings indexed 793 across all filing types
Latest filing 2011-03-10 Proxy Solicitation & In…
Country US United States of America
Listing US TWN

About TAIWAN FUND INC

https://www.thetaiwanfund.com/

The Taiwan Fund, Inc. is a diversified, closed-end management investment company. Its primary investment objective is to achieve long-term capital appreciation through an actively managed portfolio of equity securities, primarily listed in Taiwan. The fund diversifies its assets across a broad spectrum of the Taiwanese economy, with a policy to invest more than 25% of its total assets in the semiconductor industry. The investment strategy employs a blended, bottom-up stock-picking approach, focusing on companies with structural growth opportunities, leadership potential, and a strong technological edge or business niche. The fund often targets companies that may be under-researched by major institutions, seeking opportunities through potential earnings surprises and valuation expansion. The fund is managed by Nomura Asset Management U.S.A. Inc.

Recent filings

Filing Released Lang Actions
Proxy Solicitation & Information Statement 2011
Proxy Solicitation & Information Statement Classification · 95% confidence The document is a letter responding to SEC comments on a preliminary proxy statement filed on Schedule 14A. It discusses revisions to the proxy statement text regarding investment limitations and securities lending. The document does not contain financial statements or detailed financial data but is focused on clarifications and amendments to the proxy materials. The document length is short (2732 characters) and it is clearly a correspondence related to proxy solicitation materials, not the proxy statement itself. Therefore, it fits the category of Proxy Solicitation & Information Statement (PSI).
2011-03-10 English
Proxy Solicitation & Information Statement 2011
Proxy Solicitation & Information Statement Classification · 100% confidence The document is a Schedule 14A Proxy Statement filed with the SEC, as indicated by the header and references to Rule 14a-101 and the Securities Exchange Act of 1934. It is a solicitation of proxies for the Annual Meeting of Stockholders of The Taiwan Fund, Inc. The content includes details about the meeting date, proposals to be voted on (election of directors and amendment to investment limitations), biographies of director nominees, voting instructions, and other proxy-related information. There is no financial data or report content such as earnings, audit, or management discussion. The document is clearly a Proxy Solicitation and Information Statement, which matches the definition of filing type code PSI.
2011-02-28 English
Regulatory Filings 2011
Regulatory Filings Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce unscheduled material events or corporate changes. The text mentions "Item 7.01 Regulation FD Disclosure" and "Item 9.01 Financial Statements and Exhibits," with an exhibit described as "Monthly Review of the Fund’s performance by the Fund’s investment adviser." The document length is 2695 characters, which is relatively short and primarily serves to disclose the monthly performance review rather than containing detailed financial statements or comprehensive analysis. This fits the profile of a Regulatory Filing (RNS) as it is a general regulatory announcement and does not contain a full interim or annual report. It is not an Interim Report (IR) because it lacks substantive financial data and analysis, and it is not an Annual Report (10-K) or Earnings Release (ER). Therefore, the best classification is Regulatory Filings (RNS).
2011-02-22 English
AMENDMENT #4
Major Shareholding Notification
2011-02-14 English
Board/Management Information 2011
Board/Management Information Classification · 95% confidence The document is a Form 8-K Current Report filed with the SEC, dated January 19, 2011. The content focuses on the departure and appointment of officers, specifically the resignation of Ms. Elizabeth A. Watson as Secretary and the appointment of Ms. Tracie A. Coop as the new Secretary. There is no financial data, earnings information, or detailed management discussion. The document is a regulatory filing announcing changes in senior management positions. According to the filing definitions, announcements of changes in the company's board of directors or senior management fall under Board/Management Information (MANG). The document length is 3715 characters, which is short but contains substantive information about management changes, not just a report publication announcement or certification. Therefore, the appropriate classification is MANG with high confidence.
2011-01-25 English
THE TAIWAN FUND, INC.
Interim / Quarterly Report Classification · 95% confidence The document is a Form N-Q filed with the SEC, which is a quarterly schedule of portfolio holdings for a registered management investment company. It includes detailed investment schedules, accounting policies, and controls and procedures statements. The document contains substantive financial data and analysis for the quarter ended November 30, 2010. This matches the definition of an Interim / Quarterly Report (IR), as it is a comprehensive financial report for a period shorter than a full fiscal year and contains actual financial statements and substantive financial data. The document is not merely an announcement or certification, but a full report. Therefore, the correct classification is IR with high confidence.
2011-01-25 English

Browse filings by year

33 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.