Skip to main content
TAIWAN FUND INC logo

TAIWAN FUND INC — Investor Relations & Filings

Ticker · TWN ISIN · US8740361063 LEI · 549300B0OHIYIAWV0Z83 US Financial and insurance activities
Open in API
Filings indexed 793 across all filing types
Latest filing 2018-03-13 Regulatory Filings
Country US United States of America
Listing US TWN

About TAIWAN FUND INC

https://www.thetaiwanfund.com/

The Taiwan Fund, Inc. is a diversified, closed-end management investment company. Its primary investment objective is to achieve long-term capital appreciation through an actively managed portfolio of equity securities, primarily listed in Taiwan. The fund diversifies its assets across a broad spectrum of the Taiwanese economy, with a policy to invest more than 25% of its total assets in the semiconductor industry. The investment strategy employs a blended, bottom-up stock-picking approach, focusing on companies with structural growth opportunities, leadership potential, and a strong technological edge or business niche. The fund often targets companies that may be under-researched by major institutions, seeking opportunities through potential earnings surprises and valuation expansion. The fund is managed by Nomura Asset Management U.S.A. Inc.

Recent filings

Filing Released Lang Actions
Regulatory Filings 2018
Regulatory Filings Classification · 95% confidence The document is a letter from the company responding to SEC comments on a preliminary proxy statement filed on Schedule 14A. It discusses specific proposals related to amendments to the Fund's by-laws and disclosures about investment restrictions and risks. The content is focused on clarifying and modifying disclosures in the proxy statement rather than presenting the proxy statement itself or voting results. The document is a correspondence related to the proxy statement, not the proxy statement or voting results themselves. Therefore, it does not fit categories like PSI (Proxy Solicitation & Information Statement) or DVA (Declaration of Voting Results). It is a regulatory correspondence related to a proxy filing, which fits best under Regulatory Filings (RNS). The document length is 5739 characters, which is not extremely short, but the content is clearly a response letter, not a report or announcement of a report publication. Hence, the classification is RNS with high confidence.
2018-03-13 English
THE TAIWAN FUND, INC.
Proxy Solicitation & Information Statement Classification · 100% confidence The document is a Proxy Statement filed on Schedule 14A with the SEC, related to the Annual Meeting of Stockholders of The Taiwan Fund, Inc. It includes details about the meeting date, proposals to be voted on (election of directors, amendments to by-laws), information about nominees for director positions, voting instructions, and other meeting logistics. The document is not an annual report, earnings release, or financial statement, but rather a solicitation of proxies and information for shareholder voting. This matches the definition of Proxy Solicitation & Information Statement (PSI). The document length is substantial and contains detailed proxy information, not just an announcement or notice, so it is not a Report Publication Announcement (RPA) or Regulatory Filing (RNS). Therefore, the correct classification is PSI with high confidence.
2018-02-28 English
THE TAIWAN FUND, INC.
Proxy Solicitation & Information Statement Classification · 100% confidence The document is a Schedule 14A Proxy Statement filed with the SEC by The Taiwan Fund, Inc. It is clearly identified as a Proxy Statement pursuant to Section 14(a) of the Securities Exchange Act of 1934. The content includes details about the Annual Meeting of Stockholders, proposals to be voted on, director nominations, and voting instructions. It does not contain financial statements or detailed financial results but is focused on soliciting shareholder votes and providing information about the meeting and nominees. According to the filing definitions, Proxy Solicitation & Information Statement (PSI) covers materials sent to shareholders to provide information and request votes for meetings. Therefore, this document fits the Proxy Solicitation & Information Statement category.
2018-02-27 English
Major Shareholding Notification 2018
Major Shareholding Notification
2018-02-09 English
Interim / Quarterly Report 2018
Interim / Quarterly Report Classification · 90% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce unscheduled material events or corporate changes. The content specifically mentions "Item 7.01 Regulation FD Disclosure" and "Item 9.01 Financial Statements and Exhibits," with an exhibit described as the "December 2017 Monthly Review of the Fund’s performance by the Fund’s investment adviser." This indicates the document is providing a monthly performance review, which is a periodic financial update but not a full annual or quarterly report. The document length is 2776 characters, which is relatively short and consistent with a current report rather than a comprehensive financial report. The monthly review is a performance update, fitting the category of an Interim / Quarterly Report (IR) since it contains substantive financial data for a period shorter than a full fiscal year. Therefore, the best classification is Interim / Quarterly Report (IR).
2018-02-01 English
Regulatory Filings 2018
Regulatory Filings Classification · 95% confidence The document is titled 'FORM N-Q' and is described as a 'QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY.' It includes detailed schedules of investments as of November 30, 2017, with extensive financial data on portfolio holdings, valuations, and notes on accounting policies. The N-Q form is a regulatory filing used by registered management investment companies to report their portfolio holdings on a quarterly basis. This is not a full interim or quarterly report with comprehensive financial statements and management discussion, but rather a specific schedule of investments. According to the filing definitions, this type of document corresponds to a Regulatory Filing (RNS) as it is a regulatory disclosure that does not fit into other categories like Interim Report or Annual Report. The document length is substantial (15,000 characters), and it contains actual data, not just an announcement or certification, but the N-Q form is a specialized regulatory filing. Therefore, the appropriate classification is Regulatory Filings (RNS).
2018-01-16 English

Browse filings by year

33 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.