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SWK Holdings Corp — Investor Relations & Filings

Ticker · SWKH ISIN · US78501P2039 US Financial and insurance activities
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Filings indexed 1,042 across all filing types
Latest filing 2026-04-07 Regulatory Filings
Country US United States of America
Listing US SWKH

About SWK Holdings Corp

https://www.swkhold.com/

SWK Holdings Corp. is a specialized finance company providing customized capital solutions to the global healthcare and life science sectors. The firm partners with commercial-stage companies, academic institutions, inventors, and royalty owners to structure innovative financing. Its offerings include venture debt and royalty-based investments, with a focus on opportunities under $50 million. SWK Holdings tailors its solutions to meet the specific needs of its partners, often preserving their ownership interests by providing non-dilutive or minimally dilutive capital. The company supports entities across various growth stages, from early-stage ventures to established enterprises, helping them unlock the value of their intellectual property and commercial assets.

Recent filings

Filing Released Lang Actions
S-8 POS - SWK Holdings Corp (0001089907) (Filer)
Regulatory Filings
2026-04-07 English
S-8 POS - SWK Holdings Corp (0001089907) (Filer)
Transaction in Own Shares Classification · 95% confidence The document is a Post-Effective Amendment to multiple Form S-8 Registration Statements filed with the SEC. It details the termination of registration of unsold or unissued shares under various equity incentive and stock option plans due to a merger transaction. The document is a regulatory filing related to securities registration and deregistration, specifically concerning Form S-8, which is used for employee benefit plans. It does not contain financial statements, earnings data, or management discussion, nor is it an announcement of a meeting or voting results. It is not a report publication announcement but a formal SEC filing amending registration statements. Therefore, the most appropriate classification is Transaction in Own Shares (POS), as it relates to the termination and deregistration of shares under stock plans, which falls under share repurchase/issuance or related capital changes.
2026-04-07 English
S-8 POS - SWK Holdings Corp (0001089907) (Filer)
Transaction in Own Shares Classification · 95% confidence The document is a Post-Effective Amendment to multiple Form S-8 Registration Statements filed with the SEC. It specifically addresses the termination of registration of unsold or unissued shares under various equity incentive and stock option plans following a merger transaction. The document is a regulatory filing related to securities registration and deregistration, not a financial report, earnings release, or management discussion. It is not a report publication announcement since it contains substantive content about deregistration and merger effects. The Form S-8 is a registration statement for securities issued under employee benefit plans, and this document is a post-effective amendment to those registrations. Therefore, the appropriate classification is Transaction in Own Shares (POS), as it deals with the termination and deregistration of shares previously registered for issuance under stock plans.
2026-04-07 English
S-8 POS - SWK Holdings Corp (0001089907) (Filer)
Transaction in Own Shares Classification · 95% confidence The document is a Post-Effective Amendment to multiple Form S-8 Registration Statements filed with the SEC. It details the termination of registration of unsold or unissued shares under various equity incentive and stock option plans due to a merger transaction. The document is a regulatory filing related to securities registration and deregistration, specifically concerning share registration statements and their amendment post-merger. It does not contain financial statements, earnings data, or management discussion, nor is it a report or presentation. It is a formal regulatory filing about share registration status and termination of registration effectiveness. Therefore, the appropriate classification is Transaction in Own Shares (POS), as it relates to deregistration of shares previously registered for issuance under stock plans.
2026-04-07 English
S-8 POS - SWK Holdings Corp (0001089907) (Filer)
Transaction in Own Shares Classification · 100% confidence The document is a Post-Effective Amendment to multiple Form S-8 Registration Statements filed with the SEC. It details the termination of registration of unsold or unissued shares under various equity incentive and stock option plans due to a merger transaction. The document is a regulatory filing related to securities registration and deregistration, specifically concerning Form S-8, which is used for employee benefit plans. It is not a financial report, earnings release, or management discussion, but rather a formal regulatory filing about share registration status and termination. Therefore, the appropriate classification is Transaction in Own Shares (POS), as it deals with deregistration and termination of share offerings under Form S-8.
2026-04-07 English
S-8 POS - SWK Holdings Corp (0001089907) (Filer)
Transaction in Own Shares Classification · 95% confidence The document is a Post-Effective Amendment to multiple Form S-8 Registration Statements filed with the SEC. It details the termination of registration of unsold or unissued shares under various equity incentive and stock option plans due to a merger transaction. The document is a regulatory filing related to securities registration and deregistration, specifically concerning Form S-8, which is used for employee benefit plans. It does not contain financial statements, earnings data, or management discussion, nor is it an announcement of a meeting or voting results. It is not a report publication announcement but a formal SEC filing amending registration statements. Therefore, the most appropriate classification is Transaction in Own Shares (POS), as it relates to the termination and deregistration of shares under stock plans, which falls under share repurchase/issuance or related share transactions.
2026-04-07 English

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