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Sprott Inc. — Investor Relations & Filings

Ticker · SII TSX Financial and insurance activities
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Filings indexed 176 across all filing types
Latest filing 2025-04-07 Capital/Financing Update
Country CA Canada
Listing TSX SII

About Sprott Inc.

https://sprott.com/

Sprott Inc. is a global asset management holding company specializing in precious metals, critical materials, and natural resources investments. The firm provides highly-differentiated investment strategies across three main pillars: Exchange Listed Products (including physical precious metals and critical materials ETFs), Managed Equities (actively managed funds focused on gold mining and value equities), and Private Strategies (covering debt, royalties, streams, equity, and physical commodities in the natural resources sector). Sprott leverages deep sector expertise, including portfolio managers, geologists, and analysts, to offer specialized investment and wealth management services to clients globally.

Recent filings

Filing Released Lang Actions
Other.pdf
Capital/Financing Update Classification · 1% confidence The document is a detailed prospectus for CIBC’s issuance of structured notes (“billets à coupon remboursables par anticipation”), describing coupon payments, call provisions, index reference, scenarios, subscription details, and risk factors. This is not a shareholder meeting, earnings release, or annual report, but an offering of debt securities and thus a financing/capital raising update. Accordingly, it best fits the “Capital/Financing Update” category.
2025-04-07 French
News release - English.pdf
Net Asset Value Classification · 1% confidence The document is a press release from Sprott announcing that the Sprott Physical Gold Trust’s net asset value (NAV) has surpassed US$10 billion. It focuses solely on NAV, provides fund details, and no other financial report or regulatory filing content is present. It matches the Net Asset Value update category.
2025-03-17 English
AB form 13-501F1 (class 1 and 3B reporting issuers - participation fee).PDF
Regulatory Filings Classification · 1% confidence The document is a completed Form 13-501F1 submitted to the Alberta Securities Commission, including management certification and fee calculations. It is a regulatory form rather than a financial results announcement, report publication notice, proxy statement, or other defined category. It does not present corporate earnings, governance rules, or capital changes. As a specialized securities commission filing, it falls under the general Regulatory Filings (RNS) category.
2025-02-26 English
ON form 13-502F1 (class 1 and 3B reporting issuers - participation fee).PDF
Regulatory Filings Classification · 1% confidence The document is a Form 13-502F1 fee filing submitted to a securities regulator (Ontario Securities Commission) detailing quarterly market values and participation fee calculations under OSC Rule 13-502 Fees. It is a compliance-oriented regulatory submission rather than a financial report, earnings release, or management presentation. This falls under the generic “Regulatory Filings” category.
2025-02-26 English
Annual report - English.pdf
Annual Report Classification · 1% confidence The document is explicitly titled '2024 Annual Report' and contains comprehensive sections including a letter from the CEO, business overview, board of directors, management's discussion and analysis (MDA), and financial highlights. It covers the full fiscal year 2024 and provides detailed financial performance data, meeting the criteria for an Annual Report (10-K). FY 2024
2025-02-26 English
52-109F1 - Certification of annual filings - CEO (E).pdf
Regulatory Filings Classification · 1% confidence The document consists solely of SOX Section 302 and Section 906 CEO certifications (Exhibit 99.4 and Exhibit 99.6) accompanying Sprott Inc.’s Form 40-F annual report. It is not the full annual report itself nor an earnings release or other specific category. It is a supplemental regulatory filing (certifications required by the SEC) and does not fit a more specific category, so it defaults to Regulatory Filings (RNS).
2025-02-26 English

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