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Southwest Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 600369 ISIN · CNE0000016P6 LEI · 300300E1009950000030 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,281 across all filing types
Latest filing 2022-08-02 Board/Management Inform…
Country CN China
Listing Shanghai Stock Exchange 600369

About Southwest Securities Co.,Ltd.

http://www.swsc.com.cn

Southwest Securities Co.,Ltd. provides a comprehensive suite of financial services, including securities brokerage, investment banking, and asset management. The firm specializes in equity and debt underwriting, financial advisory, and merger and acquisition services. Its operations encompass proprietary trading, investment consulting, and wealth management for individual and institutional clients. Additionally, the company offers margin trading, short selling, and asset custody services. By leveraging an extensive branch network, it delivers integrated capital market solutions and diversified investment products. The organization focuses on facilitating corporate financing and providing professional research and advisory support to optimize client investment strategies.

Recent filings

Filing Released Lang Actions
西南证券股份有限公司第九届董事会第二十次会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement of resolutions passed at the 20th meeting of the 9th Board of Directors of Southwest Securities Co., Ltd. It includes voting results on specific agenda items such as the assessment of the main responsible person's 2021 performance and approval of the 2021 anti-money laundering risk self-assessment report. The document is short (982 characters) and primarily reports on board meeting decisions and voting outcomes. It does not contain detailed financial statements or comprehensive management discussion. Therefore, it is best classified as Board/Management Information (MANG), which covers announcements of changes or decisions by the board of directors.
2022-08-02 Chinese
西南证券股份有限公司关于公司（代资产管理计划）涉及诉讼的进展公告
Legal Proceedings Report Classification · 95% confidence The document is a public announcement from Southwest Securities Co., Ltd. regarding the progress of a litigation case involving the company as a party. It details the litigation stage, the company's role, the basic facts of the lawsuit, the appeal situation, and the impact on the company's profits. The document does not contain financial statements or detailed financial analysis but is an update on legal proceedings. Therefore, it fits the category of Legal Proceedings Report (LTR). The document length is short and focused on litigation updates, not a full report or financial disclosure.
2022-07-18 Chinese
西南证券股份有限公司2022年半年度业绩预告
Earnings Release Classification · 95% confidence The document is a performance forecast for the half-year period ending June 30, 2022, indicating expected net profit and reasons for the decline compared to the previous year. It explicitly states that the data is preliminary and unaudited, and that the final accurate financial data will be disclosed in the formal half-year report. The document is short (1147 characters) and serves as an earnings preview or forecast rather than a full interim report containing actual financial statements or detailed analysis. Therefore, it fits best as an Earnings Release (ER) since it announces key financial expectations for a quarterly/periodical result but does not contain comprehensive financial data or analysis required for an Interim/Quarterly Report (IR). H1 2022
2022-07-14 Chinese
西南证券股份有限公司2021年年度权益分派实施公告
Notice of Dividend Amount Classification · 100% confidence The document is titled as an implementation announcement for the 2021 annual equity distribution by Southwest Securities Co., Ltd. It details the dividend distribution plan, including dividend per share, relevant dates for record and payment, tax withholding policies, and shareholder instructions. The document references the approval of the distribution plan at the 2022 shareholders' meeting for the 2021 fiscal year. It is a formal announcement of dividend amounts and payment details rather than a full annual report or financial statement. The content matches the definition of a Notice of Dividend Amount (DIV), which announces dividend amounts, payment dates, and details for shareholders. The document length is short (1931 characters), consistent with a dividend announcement rather than a full report.
2022-07-06 Chinese
西南证券股份有限公司关于向专业投资者公开发行公司债券获得中国证券监督管理委员会注册批复的公告
Capital/Financing Update Classification · 95% confidence The document is a public announcement from Southwest Securities Co., Ltd. regarding the approval from the China Securities Regulatory Commission for the company's public issuance of corporate bonds to professional investors. It mentions the registration approval, the amount of bonds to be issued, and compliance with regulatory requirements. The document is short (560 characters) and serves as an official notice of a financing activity rather than a detailed financial report or bond issuance documentation. Therefore, it fits the category of Capital/Financing Update (CAP).
2022-06-24 Chinese
西南证券股份有限公司募集资金管理办法
Regulatory Filings Classification · 95% confidence The document is titled '募集资金管理办法' which translates to 'Fundraising Capital Management Measures' and details the rules and procedures for the management, storage, and use of funds raised by the company through stock issuance. It includes regulatory references, internal controls, reporting requirements, and oversight mechanisms related to the use of raised capital. The document is a policy or procedural manual rather than a financial report, announcement, or presentation. It does not contain financial statements, earnings data, voting results, or management changes. It is not a report publication announcement or a certification. It is a regulatory compliance and internal management document related to capital use. Therefore, it best fits the category of Regulatory Filings (RNS), which is the fallback for miscellaneous regulatory or compliance documents that do not fit other specific categories.
2022-06-15 Chinese

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