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SOURCE CAPITAL /DE/ — Investor Relations & Filings

Ticker · SOR ISIN · US8361441053 LEI · 549300SKP40828EGYZ60 US Financial and insurance activities
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Filings indexed 581 across all filing types
Latest filing 2025-03-26 Annual Report
Country US United States of America
Listing US SOR

About SOURCE CAPITAL /DE/

https://fpa.com/funds/overview/source-c…

Source Capital is a closed-end fund managed by FPA. The fund's primary objective is to achieve maximum total return for its shareholders, derived from both capital appreciation and investment income, while prioritizing the protection of invested capital. It employs a flexible, absolute-return-focused investment strategy, allowing it to invest across various capital structures, geographies, sectors, and market capitalizations. The fund's allocation can shift towards fixed income in the absence of compelling equity opportunities. The investment process is rooted in deep, independent, and fundamental security-specific research in both debt and equity markets, with a core goal of avoiding permanent capital impairment.

Recent filings

Filing Released Lang Actions
N-CSR/A
Annual Report Classification · 95% confidence The document is a Form N-CSR, which is a Certified Shareholder Report filed by registered management investment companies with the SEC. It includes detailed financial performance data, portfolio exposure, commentary on market conditions, and a letter to shareholders for the fiscal year ended December 31, 2024. The content is comprehensive and includes actual financial data and analysis, not just an announcement or certification. The document is clearly an annual report for the investment company Source Capital, Inc. Therefore, it fits the definition of an Annual Report (10-K) for investment companies, even though the form is N-CSR, which is specific to registered management investment companies but functionally serves as their annual report.
2025-03-26 English
POS EX
Regulatory Filings Classification · 95% confidence The document is a Form N-2 Post-Effective Amendment No. 1 filed with the SEC, related to a registered closed-end fund under the Investment Company Act of 1940. It is a registration statement amendment filed pursuant to Rule 462(d) under the Securities Act of 1933. The document includes an explanatory note stating it is solely for filing exhibits to the registration statement and does not contain financial statements or substantive financial data itself. It references the annual report and audited financial statements incorporated by reference but does not include them directly. The document is primarily a regulatory filing updating exhibits and administrative details related to the registration statement. It is not a financial report, earnings release, or capital update. Given the nature and content, this filing fits best under Regulatory Filings (RNS) as a miscellaneous SEC filing that does not fit other categories.
2025-03-18 English
Regulatory Filings 2025
Regulatory Filings Classification · 95% confidence The document text appears to be a regulatory filing related to a mutual fund or investment company, referencing various SEC rules (e.g., Rule 12d1-1, Rule 23c-1, Rule 32a-4, Rule 18f-4) and listing multiple custodians, administrators, and securities firms. It includes identifiers such as N-CEN, which is a form filed by registered investment companies to report census-type information to the SEC. The text does not contain financial statements, management discussion, or detailed financial analysis. It is more of a regulatory compliance and information filing rather than a financial report or announcement. The document length is 6465 characters, which is relatively short and consistent with a regulatory filing rather than a full report. Therefore, the best classification is Regulatory Filings (RNS), as it does not fit other specific categories like Annual Report, Interim Report, or Audit Report.
2025-03-11 English
N-CSR
Annual Report Classification · 95% confidence The document is a Form N-CSR, which is a Certified Shareholder Report of Registered Management Investment Companies filed with the SEC. It includes detailed financial performance data, portfolio exposure, investment commentary, and shareholder letters for the fiscal year ended December 31, 2024. The content is comprehensive and includes actual financial data and analysis, not just an announcement or certification. This matches the characteristics of an Annual Report for an investment company. Therefore, the appropriate classification is Annual Report (10-K).
2025-03-07 English
Regulatory Filings 2025
Regulatory Filings Classification · 95% confidence The document text is an extensive list of securities holdings, including CUSIP numbers, issuer names, quantities, and values, typical of a fund's portfolio disclosure. The presence of terms like 'NPORT-P' and detailed asset listings with market values and classifications strongly indicates this is a regulatory filing related to portfolio holdings. NPORT-P is a form used by registered investment companies to report portfolio holdings to the SEC. The document does not contain narrative management discussion, financial statements, or earnings highlights, so it is not an Annual Report, Interim Report, or Earnings Release. It is not a proxy, voting result, or governance document. Given the detailed portfolio data and the NPORT-P reference, this is best classified as a Regulatory Filing (RNS) since NPORT-P filings are regulatory disclosures of portfolio holdings and do not fit other categories more specifically.
2025-02-28 English
425 Filing
M&A Activity Classification · 95% confidence The document is a letter filed under Rule 425 of the Securities Act of 1933 and Rule 14a-12 of the Securities Exchange Act of 1934. It is a communication from Source Capital to the Board of Directors of 180 Degree Capital Corp. regarding a non-binding merger proposal and related solicitation information. The text references a forthcoming joint proxy statement/prospectus (Form N-14) that will be filed if the transaction proceeds. The document is not a full merger proxy statement or merger communication itself but rather a preliminary filing under Rule 425 to disclose the proposal and related information. This type of filing is typically classified under Merger & Acquisition (MA) filings, as it relates to merger communications and tender offers. The document length is 4328 characters, which is consistent with a Rule 425 filing letter rather than a full proxy or report. Therefore, the appropriate classification is Merger & Acquisition (MA).
2025-02-05 English

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