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SEALAND SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 000750 ISIN · CNE0000008K4 LEI · 300300E1000345000084 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,592 across all filing types
Latest filing 2020-03-27 Regulatory Filings
Country CN China
Listing Shenzhen Stock Exchange 000750

About SEALAND SECURITIES CO., LTD.

https://www.ghzq.com.cn

SEALAND SECURITIES CO., LTD. is a financial services provider offering a broad spectrum of capital market solutions. Its primary operations encompass securities brokerage, investment banking, asset management, and proprietary trading. The firm facilitates securities underwriting and sponsorship, provides financial advisory services for mergers and acquisitions, and manages various investment funds. It also offers margin trading, short selling, and investment consulting services to individual and institutional clients. Through its specialized subsidiaries, the company extends its reach into futures brokerage, direct investment, and alternative investment management. The organization emphasizes a client-centric approach, utilizing a comprehensive service network to support diverse financial requirements and investment strategies.

Recent filings

Filing Released Lang Actions
第八届监事会第十二次会议决议公告
Regulatory Filings Classification · 95% confidence The document is a detailed announcement of resolutions passed at the 12th meeting of the 8th Supervisory Board of Guohai Securities Co., Ltd. It includes voting results on various reports and proposals related to the company's 2019 annual work, financial reports, social responsibility report, internal control evaluation, risk management, compliance, accounting policy changes, and the election of a new supervisor. The document references the 2019 annual report and other reports but does not contain the full annual report itself. It also includes a biography of a newly elected supervisor. The document is relatively short (3109 characters) and serves as an official announcement of meeting resolutions and related reports, not the reports themselves. Therefore, it fits best under the category of Regulatory Filings (RNS), which covers general regulatory announcements and compliance documents that do not fit other specific categories.
2020-03-27 Chinese
第八届董事会第二十八次会议决议公告
Board/Management Information Classification · 95% confidence The document is a detailed announcement of resolutions passed at the 28th meeting of the 8th Board of Directors of Guohai Securities Co., Ltd. It includes voting results on various reports and proposals related to the company's 2019 annual operations, financial reports, audit reports, risk management, remuneration, and other governance matters. The document references multiple reports (e.g., 2019 annual report, social responsibility report, audit reports) that are disclosed simultaneously on an external website, indicating this document itself is not the full reports but a summary of board meeting decisions. It also includes announcements about the upcoming 2019 Annual General Meeting (AGM) and the agenda items to be voted on there. The document is lengthy (over 10,000 characters) and contains detailed board resolutions and voting results, which aligns with the category of Board/Management Information (MANG). It is not a full Annual Report (10-K) or Audit Report (AR) because it does not contain the full financial statements or audit opinions, but rather the board's resolutions about these reports. It is not a Declaration of Voting Results (DVA) because it is a board meeting, not a shareholder meeting vote result announcement. Therefore, the best classification is Board/Management Information (MANG).
2020-03-27 Chinese
2019年年度股东大会资料
AGM Information Classification · 100% confidence The document is titled "国海证券股份有限公司 2019 年年度股东大会资料" which translates to "Guohai Securities Co., Ltd. 2019 Annual General Meeting Materials." The content includes detailed reports such as the Board of Directors' work report, independent directors' annual reports, financial statements, profit distribution plans, and various proposals to be discussed at the 2019 Annual General Meeting (AGM). The document is comprehensive and clearly intended as materials for the AGM, including governance, financial, and management reports to be presented and discussed at the meeting. It is not a standalone annual report (10-K) or audit report (AR), nor is it a brief announcement or voting result. The length and content indicate it is the actual AGM presentation materials. Therefore, the correct classification is AGM Information (AGM-R).
2020-03-27 Chinese
独立董事关于聘任公司2020年度财务报告审计机构和内部控制审计机构的事前认可函
Audit Report / Information Classification · 95% confidence The document consists primarily of independent directors' opinions and approvals related to the appointment of the audit firm for the 2020 financial year, internal control audit, daily related party transactions, accounting policy changes, performance assessments of senior management, profit distribution proposals, and special statements on related party fund occupation and guarantees. It includes multiple independent opinions and approvals rather than the actual audit report or financial statements. The document is a formal set of independent directors' opinions and approvals, which are typically part of audit-related disclosures but do not constitute the audit report itself. Given the focus on audit firm appointment and internal control audit approval, and the nature of the document as independent directors' opinions rather than the audit report, the best fitting category is Audit Report / Information (AR). The document length (8730 characters) and content support this classification rather than a full Annual Report or Interim Report. It is not a simple announcement or certification but a substantive independent opinion document related to audit matters.
2020-03-27 Chinese
董事会关于2019年度高级管理人员履职、绩效考核和薪酬情况的专项说明
Remuneration Information Classification · 95% confidence The document is a detailed explanation from the board of directors regarding the 2019 performance, assessment, and remuneration of senior management personnel. It references company laws, governance codes, and internal management rules. The content focuses on management performance evaluation and compensation, which aligns with remuneration information. The document length is short (1021 characters) but contains substantive content about executive pay and performance, not just an announcement or summary. Therefore, it fits best under the Remuneration Information category (DEF 14A).
2020-03-27 Chinese
2019年度风险控制指标报告
Audit Report / Information Classification · 95% confidence The document is titled '国海证券股份有限公司2019年度风险控制指标报告' which translates to 'Guohai Securities Co., Ltd. 2019 Annual Risk Control Indicator Report'. It contains detailed risk control indicators, capital adequacy ratios, and compliance with regulatory standards for the year 2019. The content focuses on risk control metrics, dynamic monitoring, and capital replenishment mechanisms, which are typical elements of an Audit Report or Information related to regulatory compliance and risk management. The document is relatively short (2980 characters) and does not appear to be an announcement of a report publication but the report itself. It is not an Annual Report (10-K) as it lacks comprehensive financial statements and broader company activity coverage. It is not a Regulatory Filing (RNS) because it contains substantive risk control data and analysis. Therefore, the best fit is Audit Report / Information (AR). FY 2019
2020-03-27 Chinese

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