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SAMSUNG SECURITIES CO.,LTD — Investor Relations & Filings

Ticker · 016360 ISIN · KR7016360000 LEI · 988400RBTJTHNUOHE716 KO Financial and insurance activities
Filings indexed 10,783 across all filing types
Latest filing 2025-12-17 Regulatory Filings
Country KR South Korea
Listing KO 016360

About SAMSUNG SECURITIES CO.,LTD

https://www.samsungsecurities.com

Samsung Securities is a financial services company providing a comprehensive range of services in wealth management, investment banking, and global markets. The company offers personalized asset management, retail brokerage for stocks, bonds, over-the-counter (OTC), and alternative products, as well as underwriting services. Key business divisions include Wealth Management, offering services optimized for client investment goals; Investment Banking (IB), providing customized consulting; and Global Markets, which delivers brokerage and financial solutions. The company also provides diverse products and customer-specific information through its digital and pension channels, focusing on delivering customer-centric and solutions-oriented financial services.

Recent filings

Filing Released Lang Actions
투자설명서(일괄신고)
Regulatory Filings Classification · 100% confidence The document is a '투자설명서' (Investment Prospectus) for Equity-Linked Securities (ELS) issued by Samsung Securities. It details the terms, risks, underlying assets (KOSPI200, EUROSTOXX50, S&P500), and subscription procedures for specific tranches of securities. In the context of financial filings, a prospectus for a specific financial product offering is classified as a Capital/Financing Update (CAP) as it relates to the company's capital-raising activities through the issuance of financial instruments.
2025-12-17 Korean
소송등의제기ㆍ신청(자율공시:일정금액미만의청구)
Legal Proceedings Report Classification · 100% confidence The document is a formal disclosure regarding a legal proceeding (arbitration) involving Samsung Securities. It details the nature of the claim, the parties involved, the court (HKIAC), and the company's response strategy. This falls squarely under the definition of a legal proceedings report.
2025-12-16 Korean
연결재무제표기준영업(잠정)실적(공정공시)
Earnings Release Classification · 95% confidence The document is titled as a preliminary (잠정) earnings performance announcement based on consolidated financial statements for the period July 1, 2025 to September 30, 2025. It contains summarized financial data such as sales, operating profit, and net income for the quarter and cumulative periods, with comparisons to previous periods. The document explicitly states that the figures are provisional and may be subject to change after external auditor review. The length is 2717 characters, which is relatively short and the document is an announcement of preliminary financial results rather than a full detailed quarterly or annual report. It is not a full Interim/Quarterly Report (IR) because it lacks comprehensive financial statements or detailed analysis, but rather a concise earnings release with key financial highlights. Therefore, the best fitting category is Earnings Release (ER). 9M 2025
2025-11-11 Korean
일괄신고추가서류(파생결합사채-주가연계파생결합사채)
Regulatory Filings Classification · 95% confidence The document is titled as "일괄신고추가서류(파생결합사채-주가연계파생결합사채)" which translates to "Additional Filing Documents (Derivative-linked Bonds - Equity-linked Derivative Bonds)". It is addressed to the Financial Services Commission and contains detailed information about the issuance of derivative-linked bonds by Samsung Securities, including issuance amounts, terms, subscription details, risk disclosures, and other regulatory information. The document is a regulatory filing related to securities issuance, specifically a supplementary filing to a registration statement for a derivative-linked bond offering. It is not a financial report, earnings release, or management discussion. It is also not a simple announcement or a proxy statement. The document is a formal regulatory filing submitted to the financial regulator with detailed information about the securities offering. Therefore, the appropriate classification is Regulatory Filings (RNS). The document length is 15,000 characters, indicating it is a full filing, not just a brief announcement.
2025-11-07 Korean
투자설명서(일괄신고)
Capital/Financing Update Classification · 95% confidence The document is titled '투자설명서(일괄신고)' which translates to 'Investment Prospectus (Shelf Registration)'. It details the issuance and subscription terms of a derivative-linked bond by Samsung Securities, including offering amount, subscription period, payment dates, rights, expected profit structure, and other investment-related information. The document is a comprehensive investment prospectus for a financial product, not a corporate report, earnings release, or regulatory filing. It is not an announcement of a report but the actual detailed offering document. This fits the category of Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities. The document length is substantial (15,000 characters), and it contains detailed financial product issuance information, confirming it is not a mere announcement or certification. Therefore, the correct classification is CAP with high confidence.
2025-11-07 Korean
증권발행실적보고서
Capital/Financing Update Classification · 95% confidence The document is titled '증권발행실적보고서' which translates to 'Securities Issuance Performance Report'. It contains detailed information about securities issuance, subscription and allocation schedules, amounts raised, usage of funds, and expected profit/loss structures for various securities issued by Samsung Securities. The document includes specific issuance dates, subscription details, allocation methods, and financial figures related to the issuance and use of proceeds. It is a detailed report on the issuance of securities rather than a general financial report, earnings release, or management discussion. This matches the description of a Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities. The document is substantive and not merely an announcement or certification, and it is not an annual or interim report. Therefore, the appropriate classification is CAP.
2025-11-07 Korean

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