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Rothschild & Co — Investor Relations & Filings

Ticker · ROTH ISIN · FR0000031684 LEI · 549300ILF3L0BBIDPZ11 PA Financial and insurance activities
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Filings indexed 548 across all filing types
Latest filing 2022-11-14 M&A Activity
Country FR France
Listing PA ROTH

About Rothschild & Co

https://www.rothschildandco.com/en/

Rothschild & Co is a global and independent financial services group with four market-leading business divisions: Global Advisory, Wealth Management, Asset Management, and Merchant Banking. The firm provides a broad range of services, including M&A and strategic advisory, financing advisory, and restructuring for corporations, financial institutions, and governments. Its Wealth and Asset Management divisions offer bespoke investment solutions and advisory services to institutional clients, families, entrepreneurs, and foundations. The Merchant Banking division is the investment arm of the group, managing a series of funds dedicated to private equity and private debt. With a history spanning over 200 years, the firm leverages its global network to offer a distinct, long-term perspective to its clients.

Recent filings

Filing Released Lang Actions
Sale of North American Asset Management business
M&A Activity Classification · 99% confidence The document is explicitly titled "News Release" and announces a significant corporate action: Wintrust entering into an agreement to acquire asset management units from Rothschild & Co. This type of announcement, detailing a merger or acquisition proposal, directly corresponds to the definition of M&A Activity (TAR). It is not a full financial report (10-K or IR), an earnings release (ER), or a proxy statement (DEF 14A/PSI). The content focuses entirely on the transaction terms and strategic rationale.
2022-11-14 English
Information on the total number of voting rights and shares
Declaration of Voting Results & Voting Rights Announcements Classification · 100% confidence The document is titled 'PRESS RELEASE' and provides specific, periodic information regarding the 'total number of voting rights and shares' as of a specific date (31/10/2022). It explicitly references French regulatory articles (L. 233-8 II of the French Commercial Code and 223-16 of the AMF General Regulation). This type of mandatory disclosure about the capital structure and voting rights is a standard regulatory announcement, but it does not fit the specific definitions for AGM-R, 10-K, ER, or IR. It is not a director's dealing (DIRS), a dividend notice (DIV), or a major shareholding notification (MRQ) which usually relates to external investors crossing thresholds. Since it is a specific regulatory disclosure about the company's share count and voting rights, it falls best under the general 'Regulatory Filings' category (RNS) as a miscellaneous, mandatory regulatory update that doesn't match the other specific codes, although it is highly specific information.
2022-11-08 English
Informations relatives au nombre total de droits de vote et d’actions
Declaration of Voting Results & Voting Rights Announcements Classification · 100% confidence The document is a 'COMMUNIQUE DE PRESSE' (Press Release) dated November 8, 2022, providing information regarding the 'nombre total de droits de vote et d'actions' (total number of voting rights and shares) as of October 31, 2022. This type of mandatory disclosure, detailing the total number of shares and voting rights, is a specific regulatory requirement often related to capital structure transparency. It does not fit the definition of an Annual Report (10-K), Interim Report (IR), Earnings Release (ER), or a Dividend Notice (DIV). It is a specific regulatory update concerning share capital/voting rights. While it relates to capital, it is not a financing activity (CAP) or a share repurchase (POS). The closest fit among the specific codes for mandatory disclosures about share structure/voting rights is DVA (Declaration of Voting Results & Voting Rights Announcements), as it explicitly details the total number of voting rights. Given the context of mandatory regulatory disclosure on voting rights, DVA is the most appropriate classification.
2022-11-08 French
Press release - Financial information 3rd quarter 2022
Earnings Release Classification · 100% confidence The document is explicitly titled 'PRESS RELEASE' and dated '8 November 2022', with the headline '3rd quarter 2022 – financial information'. It provides detailed financial metrics, revenue breakdowns by segment (Global Advisory, Wealth and Asset Management, Merchant Banking), and comparisons against prior periods (Q3 2021 and 9 months 2021). This structure is characteristic of an Earnings Release (ER), which is the initial announcement of periodical financial results, often presented as a press release summarizing key figures before the full quarterly report (IR) is filed. Since it focuses on the '3rd quarter' results and is a press release format, it fits the definition of an Earnings Release (ER) better than a comprehensive Interim Report (IR) or a Management Discussion & Analysis (MDA), although it contains elements of MDA. Given the format and focus on headline results, ER is the most appropriate classification. 9M 2022
2022-11-08 English
Communiqué de presse - Information financière 3ème trimestre 2022
Earnings Release Classification · 100% confidence The document is a press release dated November 8, 2022, detailing the financial results for the '3ème trimestre 2022' (Q3 2022) and the 'neuf mois' (nine months) period ending September 30, 2022. It presents key financial figures, revenue breakdowns by business segment (Conseil financier, Banque privée et Gestion d'actifs, Merchant Banking), and commentary on performance. This structure—a summary announcement of period-specific financial results—is characteristic of an Earnings Release (ER). Although it contains detailed figures, its format as a 'COMMUNIQUE DE PRESSE' announcing the results for a specific quarter strongly points to an ER rather than a comprehensive, formal quarterly report (IR) or annual report (10-K). The length (26,452 chars) is substantial but typical for a detailed earnings press release. 9M 2022
2022-11-08 French
Disclosure of transactions in own shares
Transaction in Own Shares Classification · 100% confidence The document is explicitly titled "PRESS RELEASE" and its subject is the "Disclosure of transactions in own shares" conducted between 10 October and 17 October 2022. It details the volume and price of shares purchased by the company itself, referencing an authorized share buyback program and regulatory requirements (Regulation (EU) No 596/2014). This activity directly corresponds to the definition of a company reporting on buying back its own shares, which maps precisely to the 'Transaction in Own Shares' category.
2022-10-18 English

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