Skip to main content
Rothschild & Co logo

Rothschild & Co — Investor Relations & Filings

Ticker · ROTH ISIN · FR0000031684 LEI · 549300ILF3L0BBIDPZ11 PA Financial and insurance activities
Open in API
Filings indexed 548 across all filing types
Latest filing 2023-07-12 Director's Dealing
Country FR France
Listing PA ROTH

About Rothschild & Co

https://www.rothschildandco.com/en/

Rothschild & Co is a global and independent financial services group with four market-leading business divisions: Global Advisory, Wealth Management, Asset Management, and Merchant Banking. The firm provides a broad range of services, including M&A and strategic advisory, financing advisory, and restructuring for corporations, financial institutions, and governments. Its Wealth and Asset Management divisions offer bespoke investment solutions and advisory services to institutional clients, families, entrepreneurs, and foundations. The Merchant Banking division is the investment arm of the group, managing a series of funds dedicated to private equity and private debt. With a history spanning over 200 years, the firm leverages its global network to offer a distinct, long-term perspective to its clients.

Recent filings

Filing Released Lang Actions
Franchissement de seuil
Director's Dealing Classification · 98% confidence The document is titled "Déclaration de franchissement de seuil (article L. 233-7 du code de commerce)" and is dated July 10, 2023. It explicitly reports a change in the ownership threshold (crossing 50% of voting rights) by Rothschild & Co Concordia and details the resulting shareholdings and voting rights for various parties within a concert group, as reported to the AMF (Autorité des marchés financiers). This type of mandatory disclosure regarding significant changes in share ownership thresholds falls under regulations concerning major shareholding notifications. The closest matching category is Major Shareholding Notification (MRQ).
2023-07-12 French
Half-year liquidity contract statement for Rothschild & Co
Capital/Financing Update Classification · 99% confidence The document is titled 'Half-year liquidity contract statement for Rothschild & Co' and is dated July 7, 2023, reporting data as at June 30, 2023 (the first half of 2023). It details transactions related to a liquidity contract (share buy/sell activity under a specific agreement) and references AMF regulations regarding suspension due to a tender offer. This type of regular, periodic disclosure concerning share transactions under a specific program, often mandated by regulators for transparency, is most closely related to insider trading/director dealings or general regulatory reporting. However, it specifically details the performance of a 'liquidity contract' which involves the company transacting in its own shares (buy side/sell side). This aligns best with the definition of 'Transaction in Own Shares' (POS), which covers share repurchase/issuance activities, even if executed via a third party under a contract. It is not a general earnings release (ER), an interim report (IR), or a director's personal dealing (DIRS), but rather a report on the company's own share management program.
2023-07-07 English
Bilan semestriel du contrat de liquidité de Rothschild & Co
Transaction in Own Shares Classification · 98% confidence The document is titled "COMMUNIQUE DE PRESSE" (Press Release) and provides a "Bilan semestriel du contrat de liquidité" (Semi-annual statement of the liquidity contract) for Rothschild & Co, detailing transactions and holdings as of June 30, 2023, and comparing them to December 31, 2022. This document reports on the activity of a share buyback/liquidity agreement, which falls under the category of transactions in a company's own shares. The specific definition for this activity is 'Transaction in Own Shares' (Code: POS). Although it is a report on the activity, the format is a press release summarizing the data, not the detailed regulatory filing itself, but the content is highly specific to POS activities. Given the options, POS is the most accurate classification for the subject matter, even if it's presented as a press release summary.
2023-07-07 French
Concordia a acquis la totalité des actions qu’elle était susceptible d’acquérir avant l’ouverture de l’Offre
M&A Activity Classification · 99% confidence The document is a "COMMUNIQUE DE PRESSE" (Press Release) dated July 6, 2023, detailing the acquisition of Rothschild & Co shares by Concordia prior to the opening of a formal Offer. It discusses the acquisition volume, the price paid, the recommendation from the Supervisory Board, and the fairness opinion regarding the offer price. This content directly relates to a takeover bid or merger proposal involving the company's shares. This aligns perfectly with the definition of M&A Activity (TAR). It is not an Annual Report (10-K), an Earnings Release (ER), or an Interim Report (IR) as it focuses on the transaction mechanics rather than comprehensive financial performance. It is also not a simple Report Publication Announcement (RPA) because it contains substantive details about the transaction itself, not just an announcement that a report is available.
2023-07-06 French
Concordia has acquired all the shares that it was permitted to acquire prior to the opening of the Offer
M&A Activity Classification · 100% confidence The document is a press release dated July 6, 2023, detailing Concordia's acquisition of Rothschild & Co shares prior to the opening of a formal Offer. It discusses share purchases, the filing of a draft response document with the *Autorité des marchés financiers* (AMF), and the terms of a proposed tender offer. This activity—a major shareholder acquiring shares as part of a takeover/acquisition process—falls directly under the definition of M&A Activity (Takeover/Merger). The specific code for this is TAR.
2023-07-06 English
Rothschild & Co : Regulated release - Draft Response Document
M&A Activity Classification · 100% confidence The document is explicitly titled a "PRESS RELEASE DATED 4 JULY 2023 REGARDING FILING DRAFT RESPONSE DOCUMENT PREPARED BY IN RESPONSE TO THE SIMPLIFIED TENDER OFFER FOR THE SHARES OF ROTHSCHILD & CO". It discusses a tender offer, the filing of a draft response document with the AMF (Autorité des marchés financiers), and details regarding the offer price and concert parties. This content strongly indicates an action related to a takeover bid or merger proposal, which aligns with the definition of M&A Activity (TAR). Although it is a press release announcing the filing of a document related to the offer, the core subject matter is the tender offer itself, making TAR more specific than a general RPA or RNS. Since the document details the terms of the offer and the response, it is classified as M&A Activity.
2023-07-04 English

Browse filings by year

19 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.