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PROSPECT CAPITAL CORP — Investor Relations & Filings

Ticker · PSEC ISIN · US74348T3005 LEI · 549300FSD8T39P5Q0O47 US Financial and insurance activities
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Filings indexed 1,778 across all filing types
Latest filing 2026-02-11 Regulatory Filings
Country US United States of America
Listing US PSEC

About PROSPECT CAPITAL CORP

https://www.prospectstreet.com/

Prospect Capital Corporation is a business development company (BDC) that provides private debt and equity capital to middle-market companies. The firm specializes in making debt and equity investments to support various corporate needs, including buyouts, growth financing, development, and recapitalizations. Its investment portfolio is diversified across a broad range of industries. Prospect Capital employs a disciplined, long-term investment strategy with a primary focus on senior and secured lending. The company may act as a co-investor or take controlling interests in its portfolio companies. The core objective is to generate steady, attractive returns for shareholders and create long-term value for its stakeholders.

Recent filings

Filing Released Lang Actions
8K- Amendment number 7 to the Dealer Manager Agreement-offering update
Regulatory Filings Classification · 100% confidence The document is a Form 8-K filed with the SEC by Prospect Capital Corporation. It reports the entry into a material definitive agreement (Amendment No. 7 to a Dealer Manager Agreement) regarding the offering of preferred stock. Since Form 8-K is a standard regulatory filing used to announce major events, and it does not fit into more specific categories like 'Earnings Release' or 'Annual Report', it is classified as a Regulatory Filing (RNS).
2026-02-11 English
8K- Amendment number 7 to the Dealer Manager Agreement-offering update
Regulatory Filings Classification · 95% confidence The document is a short notification filed via the Israel Securities Authority (MAGNA) system. It explicitly states 'Attached hereto is a report on Form 8-K' and provides a filename for the attachment. According to the 'Menu vs Meal' rule, since this is a short announcement regarding the publication/filing of another document (the 8-K), it is classified as a Report Publication Announcement (RPA).
2026-02-11 English
Form N2- REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
Capital/Financing Update Classification · 95% confidence The document is a Form N-2 Registration Statement filed with the U.S. Securities and Exchange Commission by Prospect Capital Corporation. Form N-2 is used by closed-end management investment companies to register securities under the Securities Act of 1933. According to the provided filing categories, 'POS' (Transaction in Own Shares) is for buybacks, 'CAP' (Capital/Financing Update) is for fundraising/financing, and 'POS' is not a match. However, the document is a registration statement for the offering of securities (common stock, preferred stock, debt, etc.), which falls under the 'POS' category in some contexts, but more accurately fits 'POS' (if interpreted as share issuance/capital change) or 'RNS' (as a general regulatory filing). Given the specific list, 'POS' is often used for share-related capital changes, but since this is a registration statement for a shelf offering, it is a 'POS' (Share Issue/Capital Change) or 'RNS'. Reviewing the definitions, 'POS' is defined as 'Report of the company buying back or selling its own shares'. Since this is a registration for future sales, it fits the 'POS' category best among the provided options.
2026-02-11 English
Form N2- REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
Regulatory Filings Classification · 95% confidence The document is a short notification filed with the Israel Securities Authority (MAGNA system) announcing the publication of a 'Form N2' (a prospectus). It explicitly states 'Attached hereto is a report on Form N2' and provides a filename for the attachment. Following the 'Menu vs Meal' rule, since this is a short announcement of a report rather than the report itself, it is classified as a Report Publication Announcement (RPA).
2026-02-11 English
PROSPECTUS SUPPLEMENT - up to 30,000,000 shares, par value $0.001 per share of preferred stock
Capital/Financing Update Classification · 98% confidence The document is a 'Prospectus Supplement' filed by Prospect Capital Corporation. It details an offering of preferred stock (Series A5 and M5), including pricing, liquidation preferences, redemption terms, and dealer manager information. This document is a regulatory filing related to the issuance of new securities and capital raising activities, which falls under the 'POS' (Prospectus/Offering Statement) category within the provided schema, as it describes the terms of a continuous offering of securities.
2026-02-11 English
PROSPECTUS SUPPLEMENT - up to 30,000,000 shares, par value $0.001 per share of preferred stock
Regulatory Filings Classification · 95% confidence The document is a short filing (1831 characters) submitted to the Israel Securities Authority via the MAGNA system. It explicitly states 'Attached hereto is a report on EDGAR Filing' and provides a filename 'PCS_Preferred_Prospectus_Supplement_isa.pdf'. According to the 'Menu vs Meal' rule, since this is a short announcement notifying the public that a report has been filed or is attached, it is classified as a Report Publication Announcement (RPA).
2026-02-11 English

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