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PENGANA PRIVATE EQUITY TRUST — Investor Relations & Filings

Ticker · PE1 ISIN · AU0000039521 LEI · 9845009UA4EBFO0C1B90 ASX Financial and insurance activities
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Filings indexed 550 across all filing types
Latest filing 2019-04-30 Major Shareholding Noti…
Country AU Australia
Listing ASX PE1

About PENGANA PRIVATE EQUITY TRUST

https://pengana.com

Pengana Private Equity Trust is a listed investment vehicle that provides exposure to a diversified global portfolio of private equity investments. Managed by Pengana Capital Group in partnership with GCM Grosvenor, the trust focuses on long-term capital growth through primary fund commitments, direct co-investments, and secondary market transactions. The portfolio encompasses various stages of the private equity lifecycle, including buyout, growth equity, and venture capital, across diverse geographic regions. By utilizing GCM Grosvenor’s institutional-grade investment platform, the trust grants access to high-quality private equity opportunities typically reserved for large institutional investors. The investment strategy emphasizes risk-adjusted returns and broad diversification across managers, sectors, and vintage years, offering a liquid entry point into the private equity asset class.

Recent filings

Filing Released Lang Actions
Becoming a substantial holder from WBC 18 pages 303.0KB
Major Shareholding Notification Classification · 100% confidence The document is a Form 603 Notice of Initial Substantial Holder filed under the Corporations Act 2001 Section 671B. It details the substantial shareholding of Westpac Banking Corporation and its associates in Pengana Private Equity Trust, including voting power, relevant interests, registered holders, and consideration paid for shares. This type of filing is a notification of a major shareholding change, specifically the initial substantial holder notice. It is not a financial report, earnings release, or management report, but a regulatory disclosure about share ownership levels crossing thresholds. Therefore, it fits the category of Major Shareholding Notification (MRQ). The document length and content confirm it is the actual notice, not just an announcement or certification.
2019-04-30 English
ASX Market Release - Admission & Quotation 2 pages 94.8KB
Regulatory Filings Classification · 95% confidence The document is a market announcement dated 24 April 2019 regarding the admission and commencement of official quotation of Pengana Private Equity Trust (ASX: PE1) on the ASX. It details the quotation information, including the number of units issued, issue price, and trading start date. The document is relatively short (2600 characters) and serves as an official notice of the listing and quotation commencement rather than a financial report or detailed investor presentation. It does not contain financial statements, management discussion, or detailed financial data. Therefore, it is best classified as a Regulatory Filing (RNS) since it is a general regulatory announcement about the listing and quotation of securities on the exchange, which does not fit into more specific categories like Capital/Financing Update or Share Issue/Capital Change because it primarily announces the admission and quotation commencement rather than the capital raising details themselves.
2019-04-23 English
Product Disclosure Statement 140 pages 2.2MB
Capital/Financing Update Classification · 95% confidence The document is titled 'Replacement Product Disclosure Statement' for the Pengana Private Equity Trust, dated February 22, 2019, and lodged with ASIC. It is a detailed disclosure statement related to an investment offer, including information about the trust, responsible entity, investment manager, offer terms, risk factors, and legal disclaimers. It is not a financial report, earnings release, or regulatory filing per se, but a formal disclosure document required for investment offers in managed investment schemes in Australia. This type of document is best classified as a Product Disclosure Statement (PDS), which is a type of offering document. Among the provided categories, none explicitly mention PDS, but the closest and most appropriate category is 'Capital/Financing Update (CAP)' because it relates to fundraising and capital raising activities through an offer of units in the trust. The document is lengthy (15,000 characters) and contains substantive information about the offer, not merely an announcement or a brief summary. Therefore, the best fit is CAP with high confidence.
2019-04-23 English
Distribution Schedule 1 page 21.8KB
Fund Information / Factsheet Classification · 95% confidence The document is a distribution schedule showing the breakdown of unit holders and units held by range, with percentages of issued capital. It is a brief factual summary related to shareholding distribution. It does not contain financial statements, management discussion, or detailed report content. It is not an announcement of a report but a factual snapshot of shareholding. This fits best with Fund Information / Factsheet (FS), which is a brief summary of key company facts and market info.
2019-04-23 English
Top 20 Holders 1 page 23.2KB
Major Shareholding Notification Classification · 85% confidence The document lists the top 20 holders of fully paid ordinary units for Pengana Private Equity Trust, showing shareholding amounts and percentages. This is a notification of significant share ownership levels but does not indicate a change or crossing of thresholds. It is a factual summary of major shareholders rather than a formal notification of major shareholding changes. Given the content and length (1681 characters), it is not a full report or announcement of voting results, management changes, or financial data. The closest fitting category is Major Shareholding Notification (MRQ), which covers notifications of significant share ownership levels.
2019-04-23 English
Appendix 1A and Information Form & Checklist and Annexure 20 pages 1.5MB
Regulatory Filings Classification · 95% confidence The document is an ASX Listing Application and Agreement along with an Information Form and Checklist for admission to the official list of ASX Limited. It contains detailed corporate and management information, warranties, and compliance details required for listing. It is not a financial report, earnings release, or management discussion but rather a regulatory filing related to the listing process. The document is lengthy (15,000 characters) and contains formal application and compliance information, which fits the category of Regulatory Filings (RNS) as it does not represent a financial report or announcement of results but a regulatory compliance document for listing.
2019-04-23 English

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