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PENGANA PRIVATE EQUITY TRUST — Investor Relations & Filings

Ticker · PE1 ISIN · AU0000039521 LEI · 9845009UA4EBFO0C1B90 ASX Financial and insurance activities
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Filings indexed 550 across all filing types
Latest filing 2020-08-30 Regulatory Filings
Country AU Australia
Listing ASX PE1

About PENGANA PRIVATE EQUITY TRUST

https://pengana.com

Pengana Private Equity Trust is a listed investment vehicle that provides exposure to a diversified global portfolio of private equity investments. Managed by Pengana Capital Group in partnership with GCM Grosvenor, the trust focuses on long-term capital growth through primary fund commitments, direct co-investments, and secondary market transactions. The portfolio encompasses various stages of the private equity lifecycle, including buyout, growth equity, and venture capital, across diverse geographic regions. By utilizing GCM Grosvenor’s institutional-grade investment platform, the trust grants access to high-quality private equity opportunities typically reserved for large institutional investors. The investment strategy emphasizes risk-adjusted returns and broad diversification across managers, sectors, and vintage years, offering a liquid entry point into the private equity asset class.

Recent filings

Filing Released Lang Actions
Change of registered office and principal place of business 1
Regulatory Filings Classification · 100% confidence The document is an ASX announcement dated 31 August 2020 regarding a change of the company's registered office and principal place of business address. It contains no financial data, no discussion of financial results, no voting results, no management changes, and no other report or regulatory filing content. The document is short (949 characters) and purely informational about a change of address. This type of announcement does not fit into categories like Annual Report, Interim Report, Earnings Release, or Management Information. It is a general regulatory announcement about company contact details, which fits best under Regulatory Filings (RNS) as a fallback category for miscellaneous announcements that do not fit other specific categories.
2020-08-30 English
Corporate Governance Statement 15 pages 294.5KB
Governance Information Classification · 100% confidence The document is titled 'CORPORATE GOVERNANCE POLICY' and contains detailed information about the corporate governance framework, board structure, roles and responsibilities, and compliance with ASX Corporate Governance Principles. It discusses board composition, nomination processes, director independence, and governance practices. There is no indication that this is an annual report, financial report, or earnings release. The content is focused on governance policies and practices rather than financial results or management changes. Therefore, this document fits the category of Governance Information (CGR). The document length is substantial (15,000 characters), indicating it is a full policy statement rather than a brief announcement or summary.
2020-08-30 English
PE1 Appendix 4E and Annual Report 30 June 2020 39 pages 782.3KB
Annual Report Classification · 98% confidence The document is titled 'Appendix 4E Preliminary Final Report for the year ended 30 June 2020' and includes detailed financial data such as investment income, comprehensive income, earnings per unit, net asset value per unit, and distribution information. It also contains a Chief Executive Officer's letter, Directors' Report, Auditor's Independence Declaration, financial statements (profit or loss, financial position, changes in equity, cash flows), notes to the financial statements, Directors' Declaration, and Independent Auditor's Report. The document covers a full fiscal year and provides comprehensive financial performance and operational details of the Pengana Private Equity Trust. The presence of audited financial statements and detailed management commentary confirms this is a full Annual Report. The document length (15,000 characters) and content depth exclude it from being a mere announcement or summary. Therefore, the appropriate classification is Annual Report (10-K). FY 2020
2020-08-30 English
Appendix 4G 11 pages 131.6KB
Governance Information Classification · 95% confidence The document is titled 'Appendix 4G' and references ASX Listing Rules 4.7.3 and 4.10.3, which relate to corporate governance disclosures that must accompany the annual report. It includes a detailed key to disclosures against the ASX Corporate Governance Council Principles and Recommendations for the financial year ended 30 June 2020. The document is a corporate governance statement or a compliance checklist related to governance practices, not a full annual report or financial statement. It is a regulatory filing required to be lodged with the ASX alongside the annual report but is not the annual report itself. The document is lengthy (15,000 characters) and contains detailed governance disclosures, but it is not a management report, earnings release, or proxy statement. It fits best under Governance Information (CGR) as it details the company's governance practices, board structure, and compliance with governance recommendations.
2020-08-30 English
NAV 31 July 2020 - update 1 page 124.9KB
Net Asset Value Classification · 95% confidence The document discusses a revised upward Net Asset Value (NAV) for the Pengana Private Equity Trust as of 31 July 2020, including specific NAV per unit figures and explanations about valuation changes and audit basis. It is focused on reporting the NAV update rather than announcing a report publication or providing a full annual or interim report. The content aligns with a regular update of the NAV for an investment fund. The document length is 2882 characters, which is relatively short but contains substantive NAV data and analysis, not just an announcement or certification. Therefore, the document fits the category of Net Asset Value (NAV) update filings.
2020-08-30 English
NAV 31 July 2020 1 page 190.0KB
Net Asset Value Classification · 100% confidence The document is titled 'MONTHLY NAV' and prominently features 'NET ASSET VALUE (NAV) AS AT 31 JULY 2020'. It provides a specific NAV figure (116.59 cents per unit) and states that the NAV is unaudited. The document is short (988 characters) and focuses solely on reporting the NAV for a specific date. There is no indication of broader financial statements or detailed analysis, just a NAV update. This matches the definition of a Net Asset Value (NAV) report, which is a regular update primarily for investment funds.
2020-08-12 English

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