Skip to main content
PENGANA PRIVATE EQUITY TRUST logo

PENGANA PRIVATE EQUITY TRUST — Investor Relations & Filings

Ticker · PE1 ISIN · AU0000039521 LEI · 9845009UA4EBFO0C1B90 ASX Financial and insurance activities
Open in API
Filings indexed 550 across all filing types
Latest filing 2021-08-30 Annual Report
Country AU Australia
Listing ASX PE1

About PENGANA PRIVATE EQUITY TRUST

https://pengana.com

Pengana Private Equity Trust is a listed investment vehicle that provides exposure to a diversified global portfolio of private equity investments. Managed by Pengana Capital Group in partnership with GCM Grosvenor, the trust focuses on long-term capital growth through primary fund commitments, direct co-investments, and secondary market transactions. The portfolio encompasses various stages of the private equity lifecycle, including buyout, growth equity, and venture capital, across diverse geographic regions. By utilizing GCM Grosvenor’s institutional-grade investment platform, the trust grants access to high-quality private equity opportunities typically reserved for large institutional investors. The investment strategy emphasizes risk-adjusted returns and broad diversification across managers, sectors, and vintage years, offering a liquid entry point into the private equity asset class.

Recent filings

Filing Released Lang Actions
PE1 Appendix 4E and Annual Report 30 June 2021 47 pages 1.5MB
Annual Report Classification · 100% confidence The document is titled 'Preliminary Final Report for the year ended 30 June 2021' and includes detailed financial data such as total investment income, comprehensive income, earnings per unit, net asset value per unit, and distribution information. It also contains a comprehensive table of contents listing Manager's Report, Directors' Report, Auditor's Independence Declaration, financial statements (profit or loss, financial position, changes in equity, cash flows), notes to financial statements, directors' declaration, and independent auditor's report. The document is 15,000 characters long, indicating it is a full report rather than a brief announcement. The content and structure align with an Annual Report, which covers company activity and full financial performance for the fiscal year. Therefore, the document should be classified as an Annual Report (10-K). FY 2021
2021-08-30 English
Corporate Governance Statement 2021 23 pages 371.3KB
Governance Information Classification · 100% confidence The document is titled 'CORPORATE GOVERNANCE POLICY' and 'CORPORATE GOVERNANCE STATEMENT' for Pengana Private Equity Trust, dated 31 August 2021. It extensively discusses the corporate governance framework, board responsibilities, compliance with ASX Corporate Governance Principles, board structure, director appointments, and governance practices. There is no indication of financial statements, audit results, earnings data, or other financial performance metrics. The content is focused on governance policies and practices rather than financial reporting or announcements. Therefore, this document fits the category of Governance Information (CGR), which covers reports detailing the company's internal rules, board structure, and governance practices.
2021-08-30 English
Appendix 4G 2021 14 pages 151.7KB
Regulatory Filings Classification · 95% confidence The document is titled 'Appendix 4G Key to Disclosures Corporate Governance Council Principles and Recommendations' and references ASX Listing Rules 4.7.3 and 4.10.3. It is a form used to confirm compliance with corporate governance disclosure requirements under the ASX Listing Rules. The document includes a checklist of governance recommendations and indicates where disclosures can be found, either in the annual report or on the company's website. It explicitly states that Appendix 4G is not a substitute for the corporate governance statement but serves as a verification tool. The document is a regulatory filing related to governance disclosures rather than the governance report itself. It does not contain full financial statements or detailed governance reports but is a compliance and disclosure verification form submitted alongside the annual report. Therefore, it fits best under Regulatory Filings (RNS), which is the fallback category for miscellaneous compliance filings that do not fit other specific categories.
2021-08-30 English
PE1 Distribution - Appendix 03A.05 11 pages 125.4KB
Capital/Financing Update Classification · 95% confidence The document is titled 'Appendix 3A.5 Notification of return of capital by way of in specie distribution of securities in another entity' and references ASX (Australian Securities Exchange) regulatory forms and rules, specifically Rule 3.10.1(c). It details the process, timetable, and conditions for a return of capital via in specie distribution, including record dates, trading dates, and approvals. This is a formal announcement related to a capital return event, not a full financial report or earnings release. It is a regulatory announcement about a capital event, specifically a return of capital. According to the filing definitions, announcements regarding capital structure changes or fundraising activities fall under 'Capital/Financing Update (CAP)'. The document is lengthy (15,000 characters) and contains detailed information about the capital return event, not just a brief notification or a report publication announcement. Therefore, the appropriate classification is 'CAP'.
2021-08-30 English
PE1 Announcement Alignment Shares Distribution 1 pa
Capital/Financing Update Classification · 95% confidence The document is an ASX announcement dated 31 August 2021 regarding an in-specie distribution of shares from Pengana Private Equity Trust (PE1) to its unitholders. It details the distribution of Pengana Capital Group Limited shares pro rata to PE1 unitholders, including key dates for record, dispatch, and trading commencement. The document is relatively short (2297 characters) and serves as an announcement of a distribution event rather than a full financial report or detailed analysis. It does not contain financial statements or detailed financial data, nor is it a report or presentation. The content fits best with a capital or financing update as it relates to a distribution of shares and changes in capital holdings for unitholders. Therefore, the appropriate classification is Capital/Financing Update (CAP).
2021-08-30 English
PE1 NAV update 1 page 43.6KB
Report Publication Announcement Classification · 95% confidence The document is an ASX announcement titled 'ANNUAL REPORT AND NAV UPDATE' dated 31 August 2021. It states that Pengana Investment Management Limited has released its Annual Report for the year ending 30 June 2021. The text includes financial figures and mentions audited financial reports as at 30 June 2021. However, the document length is only 1774 characters, which is quite short for a full Annual Report (10-K). The document appears to be an announcement summarizing the release of the Annual Report and providing an update on the Net Asset Value (NAV) per unit. It also states that the NAV per unit will be released during September. Given the short length and the nature of the content, this document is best classified as a Report Publication Announcement (RPA) rather than the full Annual Report itself. The document does not contain the full detailed financial statements or comprehensive report content but rather announces the release and provides a brief summary and NAV update.
2021-08-30 English

Browse filings by year

8 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.