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NZX Limited — Investor Relations & Filings

Ticker · NZX ISIN · NZNZXE0001S7 LEI · 254900KTE7C5U39QMD43 NZX Financial and insurance activities
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Filings indexed 624 across all filing types
Latest filing 2018-01-04 Interim / Quarterly Rep…
Country NZ New Zealand
Listing NZX NZX

About NZX Limited

https://www.nzx.com/about-nzx/organizat…

NZX Limited operates capital, risk, and commodity markets. The organization provides infrastructure for the listing and trading of equities, debt, derivatives, and exchange-traded funds. Core services include clearing and settlement operations, market data provision, and wealth management through dedicated investment platforms. The company facilitates the trading of dairy derivatives and manages electricity market operations. It focuses on maintaining transparent and efficient platforms for diverse participants, supported by integrated regulatory frameworks and technological systems.

Recent filings

Filing Released Lang Actions
NZX Shareholder Metrics December 2017
Interim / Quarterly Report Classification · 90% confidence The document is titled 'NZX Limited - Monthly Shareholder Metrics December 2017' and contains detailed operational and market metrics such as listed issuers, capital raising, market capitalization, trading volumes, funds under management, and other business line statistics for the month of December 2017. It is a periodic update focusing on key performance indicators and business drivers rather than a full financial report or earnings release. The document is about 5,455 characters long, which is relatively short and focused on metrics rather than comprehensive financial statements or management discussion. It does not present quarterly or half-year financial statements or detailed analysis typical of an Interim/Quarterly Report (IR), nor does it fit the description of an Annual Report (10-K) or Earnings Release (ER). It is not a regulatory filing, board change, or capital update. The content aligns best with a periodic operational and financial metrics update, which fits the category of Interim / Quarterly Report (IR) as it provides substantive financial data and analysis for a period shorter than a full fiscal year. Therefore, the most appropriate classification is IR with high confidence. FY 2017
2018-01-04 English
D&O Ongoing Disclosure – Nigel Babbage
Director's Dealing Classification · 100% confidence The document is titled 'Initial Disclosure Notice' and concerns the disclosure of directors and senior managers' relevant interests in quoted financial products, specifically ordinary shares. It references sections of the Financial Markets Conduct Act 2013 and is addressed to NZX Limited. The content includes details about the director's shareholding and a certification statement. There is no financial performance data, no report or analysis, and the document is primarily a regulatory disclosure of insider shareholdings. This matches the definition of a 'Director's Dealing' filing, which reports personal share transactions or holdings by company directors and executives. The document length is short and focused solely on this disclosure, confirming the classification as DIRS with high confidence.
2017-12-22 English
D&O Ongoing Disclosure – Jon Macdonald
Director's Dealing Classification · 100% confidence The document is a disclosure notice regarding the acquisition of shares by a director, Jonathan Keith Macdonald, under the Financial Markets Conduct Act 2013. It details the number of shares held before and after the transaction, the nature of the transaction (on market purchases), and includes a certification by the director. This type of document is a report of personal share transactions by company directors and executives, which fits the definition of Director's Dealing (DIRS). The document length is under 5,000 characters and contains detailed transaction information, not just an announcement or certification, so it is not a Regulatory Filing (RNS). Therefore, the correct classification is DIRS.
2017-12-21 English
NZX appoints Hugh Stevens to lead funds management business
Board/Management Information Classification · 95% confidence The document is a company announcement dated 21 December 2017 from NZX Limited regarding the appointment of Hugh Stevens to lead the funds management business. It details management changes, including the resignation of a previous executive and transitional arrangements. There are no financial statements, regulatory filings, or detailed financial data presented. The content focuses on management changes and leadership appointments, which aligns with the category for announcements about changes in the company's board or senior management. The document length is short (2585 characters), and it is clearly an announcement rather than a full report or financial filing. Therefore, the appropriate classification is Board/Management Information (MANG).
2017-12-20 English
NZX to implement changes to pricing structure in 2018
Regulatory Filings Classification · 95% confidence The document is a short announcement from NZX Limited dated 20 December 2017 about upcoming changes to its trading and clearing pricing structure to be implemented in 2018. It discusses plans, consultations, and future details to be provided in the full year financial results in February 2018. The document does not contain any financial statements, detailed financial data, or comprehensive report content. It is an announcement about future changes and a consultation process rather than a full report or detailed financial disclosure. The document length is only 2661 characters, which is quite short and consistent with an announcement rather than a full report. Therefore, it fits best as a Regulatory Filing (RNS), which is a general regulatory announcement category for miscellaneous filings that do not fit other specific categories.
2017-12-19 English
Nigel Babbage appointed to NZX Board
Board/Management Information Classification · 95% confidence The document is an announcement dated 19 December 2017 from NZX Limited about the appointment of Nigel Babbage to the NZX Board. It details his background, experience, and the terms of his appointment. There is no financial data, no report or presentation attached, and no mention of voting results or shareholder meetings beyond the note that he will stand for election at the 2018 Annual Meeting. The content is focused on a change in the company's board of directors, which fits the category of Board/Management Information (MANG). The document length is 3037 characters, which is relatively short and consistent with an announcement rather than a full report. Therefore, the appropriate classification is MANG with high confidence.
2017-12-19 English

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