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NZX Limited — Investor Relations & Filings

Ticker · NZX ISIN · NZNZXE0001S7 LEI · 254900KTE7C5U39QMD43 NZX Financial and insurance activities
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Filings indexed 624 across all filing types
Latest filing 2018-06-20 Director's Dealing
Country NZ New Zealand
Listing NZX NZX

About NZX Limited

https://www.nzx.com/about-nzx/organizat…

NZX Limited operates capital, risk, and commodity markets. The organization provides infrastructure for the listing and trading of equities, debt, derivatives, and exchange-traded funds. Core services include clearing and settlement operations, market data provision, and wealth management through dedicated investment platforms. The company facilitates the trading of dairy derivatives and manages electricity market operations. It focuses on maintaining transparent and efficient platforms for diverse participants, supported by integrated regulatory frameworks and technological systems.

Recent filings

Filing Released Lang Actions
D&O Disclosures – Multiple
Director's Dealing Classification · 100% confidence The document is a disclosure notice regarding the acquisition of relevant interests by a director or senior manager, specifically detailing transactions involving NZX subordinated notes and ordinary shares. It references sections of the Financial Markets Conduct Act 2013 and provides detailed transaction data, including dates, nature of transactions, and holdings before and after the transaction. This type of document is a notification of personal share transactions by company directors and executives, which fits the definition of Director's Dealing (DIRS). The document length is 4451 characters, which is sufficient to contain detailed transaction information rather than just an announcement. Therefore, the appropriate classification is DIRS.
2018-06-20 English
NZX confirms date for dairy derivatives extended trading
Regulatory Filings Classification · 95% confidence The document is a short announcement from NZX Limited dated 20 June 2018 about extending trading hours for its dairy derivatives market. It contains no financial data, no regulatory filings, no report attachments, and no mention of shareholder meetings or voting results. It is an operational update related to market trading hours, not a financial report or regulatory filing. The document length is only 1368 characters, indicating it is a brief announcement. Therefore, it does not fit into categories like Annual Report, Earnings Release, or Regulatory Filings. The best fitting category is Regulatory Filings (RNS) as a general announcement that does not fit other specific categories.
2018-06-20 English
D&O Ongoing Disclosures – Multiple
Director's Dealing Classification · 100% confidence The document is a disclosure notice under the Financial Markets Conduct Act 2013, detailing acquisitions and disposals of shares by a director or senior manager of the listed issuer NZX Limited. It includes specific transaction details, dates, and certifications by the director. This type of document reports personal share transactions by company directors and executives, which matches the definition of Director's Dealing filings. The document is not a full financial report, earnings release, or regulatory announcement but a specific insider trading disclosure.
2018-06-14 English
NZX Employee Share Offer – Issue of Shares to employees
Share Issue/Capital Change Classification · 100% confidence The document is a notice regarding the issue of ordinary shares by NZX Limited to its employees. It details the class of security, number of securities issued, issue price, payment terms, percentage of total securities, reason for the issue, authority for the issue, and terms of the issue. The document is short (1988 characters) and is an announcement of a share issue event rather than a full financial report or detailed analysis. It fits the definition of a Share Issue/Capital Change announcement, which covers new share issues or capital changes.
2018-06-14 English
SPH Notice – Standard Life Aberdeen plc
Major Shareholding Notification Classification · 95% confidence The document is a disclosure of movement of 1% or more in substantial holding, referencing sections of the Financial Markets Conduct Act 2013. It details changes in shareholding percentages and transactions causing the change. It is not a financial report, earnings release, or management discussion. It is a notification about changes in significant share ownership levels, which fits the definition of Major Shareholding Notification (MRQ). The document length is 3770 characters, which is typical for such disclosures. There is no indication that this is an announcement of a report or a certification only. Therefore, the classification is MRQ with high confidence.
2018-06-11 English
SPH Notice – Aberdeen Asset Management Asia Limited
Major Shareholding Notification Classification · 95% confidence The document is a disclosure of a movement of 1% or more in substantial holding, specifically detailing changes in share ownership percentages by Aberdeen Asset Management Asia Limited. It references sections of the Financial Markets Conduct Act 2013 and provides detailed shareholding information, transaction details, and certification by an authorized person. This type of document is a notification of changes in significant share ownership levels, which fits the definition of a Major Shareholding Notification (MRQ). The document length is under 5,000 characters and contains detailed shareholding data, not just an announcement or certification, so it is not a Regulatory Filing (RNS) or Report Publication Announcement (RPA). Therefore, the correct classification is MRQ with high confidence.
2018-06-11 English

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