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NZX Limited — Investor Relations & Filings

Ticker · NZX ISIN · NZNZXE0001S7 LEI · 254900KTE7C5U39QMD43 NZX Financial and insurance activities
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Filings indexed 623 across all filing types
Latest filing 2021-02-02 Interim / Quarterly Rep…
Country NZ New Zealand
Listing NZX NZX

About NZX Limited

https://www.nzx.com/about-nzx/organizat…

NZX Limited operates capital, risk, and commodity markets. The organization provides infrastructure for the listing and trading of equities, debt, derivatives, and exchange-traded funds. Core services include clearing and settlement operations, market data provision, and wealth management through dedicated investment platforms. The company facilitates the trading of dairy derivatives and manages electricity market operations. It focuses on maintaining transparent and efficient platforms for diverse participants, supported by integrated regulatory frameworks and technological systems.

Recent filings

Filing Released Lang Actions
NZX Shareholder Metrics – January 2021
Interim / Quarterly Report Classification · 95% confidence The document is titled 'NZX Limited - Monthly Shareholder Metrics' and contains detailed monthly operational and market data for January 2021, including metrics on listed issuers, capital raising, market capitalization, trading volumes, indices performance, data subscriptions, and funds under management. It is a comprehensive monthly statistical report on market activity rather than a financial statement or earnings release. There is no indication that this is an earnings release, annual or interim report, or any other regulatory filing. The content is focused on market metrics and shareholder statistics for a specific month, which aligns with a periodic interim or quarterly report containing substantive financial and operational data. Therefore, the most appropriate classification is Interim / Quarterly Report (IR). The document length (8536 characters) supports it being a full report rather than a brief announcement or publication notice. Q1 2021
2021-02-02 English
NZX Full Year 2020 Shareholder & NZ RegCo Qrtly Metrics
Annual Report Classification · 95% confidence The document provides detailed shareholder metrics and operational statistics for NZX Limited for the full fiscal year 2020. It includes comprehensive data on market capitalisation, capital raising, equity and debt transactions, indices performance, wholesale data, and Smartshares fund information. The content is quantitative and analytical, covering a full fiscal year, which aligns with the characteristics of an Annual Report. There is no indication that this is merely an announcement or a summary; the document contains substantive financial and operational data. Therefore, it fits the definition of an Annual Report (10-K). FY 2020
2021-02-01 English
NZX statement on FMA Market Operator Obligations Report
Regulatory Filings Classification · 95% confidence The document is a statement from NZX regarding a review report by the Financial Markets Authority (FMA) about NZX's market operator obligations. It acknowledges breaches and outlines a commitment to improvements. The document is short (1900 characters) and serves as a public announcement or response to a regulatory report rather than the report itself. There are no financial statements, detailed data, or comprehensive analysis present. It is not a full audit report or annual report but a regulatory announcement addressing compliance issues. Therefore, it fits best under Regulatory Filings (RNS), which covers general regulatory announcements and compliance documents that do not fit other categories.
2021-01-27 English
SPH Notice – Accident Compensation Corporation
Major Shareholding Notification Classification · 100% confidence The document is a disclosure related to ceasing to have a substantial holding in a company's shares, specifically under Section 279 of the Financial Markets Conduct Act 2013. It details the previous and current shareholding percentages, transactions leading to the change, and certification by an authorized person. This type of document is a notification of changes in significant share ownership levels, which fits the definition of a Major Shareholding Notification (MRQ). The document is short and focused solely on shareholding changes, not a full financial report or other filing types.
2021-01-25 English
NZX Shareholder Metrics – December 2020
Regulatory Filings Classification · 90% confidence The document is titled 'NZX Limited - Monthly Shareholder Metrics' and contains detailed monthly operational and market data for December 2020, including shareholder metrics, capital raising, market capitalization, trading volumes, indices performance, and other financial statistics. It is a periodic data report focused on market and shareholder metrics rather than a financial statement or regulatory filing. It does not contain financial statements or management discussion and analysis, nor is it an announcement of a report publication. The document is a monthly metrics report providing operational data and market statistics, which aligns best with a Regulatory Filings (RNS) category as a general regulatory announcement or data update that does not fit other specific categories.
2021-01-06 English
NZX appoints Chief Information Officer
Board/Management Information Classification · 95% confidence The document is an announcement regarding the appointment of a new Chief Information Officer at NZX. It details the individual's background, role, and responsibilities but does not contain any financial data, report content, or regulatory filings. It is a management or board-related personnel announcement. Therefore, it fits best under Board/Management Information (MANG). The document length is short and focused solely on this appointment, confirming it is not a report or financial disclosure.
2020-12-21 English

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