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NORTHERN 3 VCT PLC — Investor Relations & Filings

Ticker · NTN ISIN · GB0031152027 LEI · 213800MWOA6W221PI432 IL Financial and insurance activities
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Filings indexed 422 across all filing types
Latest filing 2023-01-13 Share Issue/Capital Cha…
Country GB United Kingdom
Listing IL NTN

About NORTHERN 3 VCT PLC

https://nvm.co.uk/

NORTHERN 3 VCT PLC is a Venture Capital Trust that aims to provide investors with long-term, tax-free returns. The trust invests in a diversified portfolio of unquoted, growing UK companies, primarily focusing on the lower-mid market across various regions. Its investment strategy centers on providing growth capital and funding for management buy-outs (MBOs). Managed by Mercia Asset Management, the trust targets businesses in sectors such as Business Services, Technology, Media, and Telecoms (TMT), Industrials, and Health & Lifestyle. It supports ambitious management teams by helping them accelerate growth and build value, often through strategic acquisitions.

Recent filings

Filing Released Lang Actions
Issue of Equity and Total Voting Rights
Share Issue/Capital Change Classification · 98% confidence The document explicitly announces the 'ISSUE OF EQUITY' and provides the 'TOTAL VOTING RIGHTS' following the allotment of new ordinary shares. It details the number of shares allotted, the subscription price, the new total shares in issue (124,275,984), and confirms this figure as the total number of voting rights, referencing compliance with the FCA's Disclosure Guidance and Transparency Rules (DTRs). This content directly relates to changes in the company's capital structure and share count, fitting the definition of 'Share Issue/Capital Change' (SHA). It is not a general earnings release (ER), a full annual report (10-K), or a dividend notice (DIV).
2023-01-13 English
Statement re Offer for subscription
Capital/Financing Update Classification · 98% confidence The document announces the publication of an 'Offer Document' for the subscription of new ordinary shares in Northern 3 VCT PLC, detailing fundraising targets (£6 million per VCT, £18 million total), application basis, shareholder benefits (0.5% reduction in offer costs), fee structures for the investment manager (Mercia), and the closing date (31 March 2023). This announcement is about a specific financing activity (raising capital through share subscription). This clearly falls under the definition of 'Capital/Financing Update' (CAP). It is not a full annual report (10-K), an earnings release (ER), or a general regulatory filing (RNS), as it pertains to a specific capital raise.
2023-01-12 English
Total voting rights
Declaration of Voting Results & Voting Rights Announcements Classification · 100% confidence The document explicitly states it is providing 'Additional information' regarding 'TOTAL VOTING RIGHTS' as of '30 December 2022'. It details the total number of ordinary shares and confirms that all have voting rights, providing 'the Figure' which shareholders use for notification calculations under the Financial Conduct Authority’s Disclosure Guidance and Transparency Rules (DTRs). This content directly relates to the structure of voting rights and share capital, which is a specific regulatory disclosure. While it is a regulatory announcement, it is not a general RNS, nor is it about director dealings (DIRS), dividends (DIV), or capital changes (CAP/SHA) in the sense of issuance/repurchase. It is a specific notification about the total number of voting rights, which is a key component of shareholder rights and transparency rules. Among the provided codes, 'Declaration of Voting Results & Voting Rights Announcements' (DVA) is the most fitting category as it deals with the mechanics and total count of voting rights, even if it's not the result of a specific vote, but the baseline for future votes. However, given the context of DTR compliance regarding the total share count used as a denominator for notifications, this is a fundamental capital/share structure disclosure. Since DVA is defined as 'Official results from shareholder votes', and this is a statement of total rights, it is closer to a general regulatory filing or a specific capital structure update. Given the options, and the focus on the total number of voting rights (a key component of share structure disclosure), it is a specific regulatory disclosure. If a more precise code existed for 'Total Voting Rights Notification', that would be ideal. Comparing the definitions, it is not a DVA (results of a vote), not a SHA (new issue/split), and not a DIRS (insider trade). It is a mandatory disclosure under DTRs. In the absence of a specific 'Total Voting Rights' code, 'Regulatory Filings' (RNS) is the appropriate fallback for mandatory, non-specific disclosures, although it is highly specific. Let's re-evaluate DVA: 'Declaration of Voting Results & Voting Rights Announcements'. This announcement is about the total voting rights available, which is a prerequisite for voting announcements. Given the high specificity of the other codes, and the nature of this DTR notification, RNS is the safest general regulatory classification if DVA is strictly interpreted as post-vote results. However, since it is a notification *about* voting rights, DVA is plausible. Given the document is short and is a direct regulatory notification, RNS is often used for these mandatory updates. I will classify it as RNS as it is a general regulatory notification under DTRs that doesn't fit the other specific categories like DIRS or DIV.
2022-12-30 English
Transaction in Own Shares
Transaction in Own Shares Classification · 99% confidence The document explicitly states 'TRANSACTION IN OWN SHARES' in the title section. The body details the purchase and cancellation of ordinary shares by the company on a specific date (20 December 2022). This directly corresponds to the definition of 'Transaction in Own Shares' (POS), which covers share repurchases or sales by the company. The document is a direct announcement of the transaction, not an announcement about a report.
2022-12-20 English
Transaction in Own Shares
Transaction in Own Shares Classification · 99% confidence The document explicitly states 'TRANSACTION IN OWN SHARES' in the title section. The body details the purchase and cancellation of 1,269,746 ordinary shares by Northern 3 VCT PLC. This action directly corresponds to the definition of a company buying back or selling its own shares. Therefore, the appropriate filing type is 'Transaction in Own Shares' (POS). The document length is short (1961 chars), but it is a direct announcement of the transaction, not an announcement *about* a report, so RPA/RNS is not the primary classification.
2022-12-01 English
Interim report
Report Publication Announcement Classification · 98% confidence The document explicitly states it is an 'INTERIM REPORT' for the six months ended 30 September 2022. This points towards a comprehensive financial report for a period shorter than a year, which corresponds to the Interim / Quarterly Report (IR) definition. However, the document's primary function, based on its brevity (1866 chars) and content ('A copy of the unaudited interim report... has been submitted to the National Storage Mechanism. A copy of the interim report is also available on the Mercia website...'), is to announce the publication of the report rather than being the report itself. This aligns perfectly with the Report Publication Announcement (RPA) definition, which covers announcements stating that a report has been published or is available elsewhere. Therefore, RPA is the most accurate classification based on the 'MENU VS MEAL' rule.
2022-11-29 English

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