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Nanjing Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601990 ISIN · CNE1000031R9 LEI · 300300E1008732000033 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 749 across all filing types
Latest filing 2025-03-21 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601990

About Nanjing Securities Co.,Ltd.

https://www.njzq.com.cn/

Nanjing Securities Co., Ltd. is a comprehensive financial services provider offering a wide range of securities-related activities. The firm specializes in securities brokerage, investment banking, and asset management. Its core operations include the underwriting and sponsorship of equity and debt instruments, financial advisory services for mergers and acquisitions, and proprietary trading. Additionally, the company provides margin trading, short selling, and securities lending services to individual and institutional clients. Through its subsidiaries, it extends its reach into futures brokerage and alternative investment management. The firm focuses on delivering integrated financial solutions, leveraging its extensive branch network to serve a diverse client base. Its service portfolio also encompasses investment consulting and the distribution of financial products, aiming to facilitate capital market participation and wealth management.

Recent filings

Filing Released Lang Actions
南京证券股份有限公司关于会计政策变更的公告
Regulatory Filings Classification · 95% confidence The document is an announcement from Nanjing Securities regarding a change in accounting policy effective from January 1, 2024, based on new regulations issued by the Ministry of Finance of China. It explicitly states that the change does not require board or shareholder approval and will not materially affect financial results. The document is short (1099 characters) and serves as a formal notification of the accounting policy change rather than a full financial report or detailed analysis. It does not contain financial statements or substantive financial data. Therefore, it is best classified as a Regulatory Filing (RNS), which covers miscellaneous regulatory announcements that do not fit other categories.
2025-03-21 Chinese
南京证券股份有限公司2024年度内部控制评价报告
Audit Report / Information Classification · 95% confidence The document is titled '2024年度内部控制评价报告' which translates to '2024 Internal Control Evaluation Report' for Nanjing Securities Co., Ltd. It discusses the evaluation of the company's internal control effectiveness as of December 31, 2024, including financial and non-financial internal control defects, audit opinions, and corrective actions. The content is focused on internal control evaluation rather than full financial statements or annual performance. It is a detailed report on internal control evaluation, which aligns with the definition of an Audit Report / Information (AR) as it includes audit opinions and internal control assessment results but is not a full Annual Report (10-K) or Interim Report (IR). The document length is 4324 characters, which is substantial and contains substantive content, not just an announcement or certification. Therefore, the appropriate classification is AR with high confidence. FY 2024
2025-03-21 Chinese
南京证券股份有限公司第四届监事会第七次会议决议公告
Regulatory Filings Classification · 95% confidence The document is a resolution announcement from the Supervisory Board of Nanjing Securities Co., Ltd. regarding the approval of various reports and proposals related to the company's 2024 fiscal year, including the 2024 Annual Report, financial statements, profit distribution plan, ESG report, compliance report, internal control evaluation report, anti-money laundering report, and risk management report. It also mentions that these reports will be submitted to the shareholders' meeting for approval and references other announcements published on the same day. The document itself does not contain the full annual report or detailed financial statements but is a formal announcement of the Supervisory Board's meeting resolutions and approvals related to the annual report and other reports. The document length is 1861 characters, which is relatively short and consistent with an announcement rather than the full report. Therefore, according to the "Menu vs Meal" rule, this document is an announcement related to the publication and approval of the annual report and other related reports, not the full annual report itself. Hence, the appropriate classification is Regulatory Filings (RNS), as it is a regulatory announcement of meeting resolutions and report approvals without the full report content.
2025-03-21 Chinese
关于南京证券股份有限公司非经营性资金占用及其他关联资金往来情况汇总表的专项审计报告
Audit Report / Information Classification · 95% confidence The document is a specialized audit report issued by an accounting firm (天衡会计师事务所) regarding the 2024 fiscal year related to the use of funds by the controlling shareholder and other related parties of 南京证券股份有限公司 (Nanjing Securities Co., Ltd.). It references compliance with regulatory guidelines from the China Securities Regulatory Commission and the Shanghai Stock Exchange. The document includes a detailed summary table of non-operating fund occupation and other related party fund transactions for 2024. It explicitly states that the accounting firm audited the financial statements and issued an audit report (审计报告) and that this document is a "专项说明" (special explanation) related to the fund occupation situation. The document is not a full annual report but a standalone audit-related report focusing on a specific regulatory disclosure requirement about related party fund usage. It contains substantive financial data and audit conclusions. Therefore, it fits the category of an Audit Report / Information (AR) rather than a full Annual Report (10-K) or a simple announcement. The document length (8569 characters) supports it being a full report rather than a brief announcement. Hence, the classification is AR with high confidence. FY 2024
2025-03-21 Chinese
南京证券股份有限公司2024年度内部控制审计报告
Regulatory Filings
2025-03-21 Chinese
南京证券股份有限公司关于前次募集资金使用情况的报告及鉴证报告
Regulatory Filings
2025-03-21 Chinese

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