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Nanjing Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601990 ISIN · CNE1000031R9 LEI · 300300E1008732000033 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 749 across all filing types
Latest filing 2025-11-19 Governance Information
Country CN China
Listing Shanghai Stock Exchange 601990

About Nanjing Securities Co.,Ltd.

https://www.njzq.com.cn/

Nanjing Securities Co., Ltd. is a comprehensive financial services provider offering a wide range of securities-related activities. The firm specializes in securities brokerage, investment banking, and asset management. Its core operations include the underwriting and sponsorship of equity and debt instruments, financial advisory services for mergers and acquisitions, and proprietary trading. Additionally, the company provides margin trading, short selling, and securities lending services to individual and institutional clients. Through its subsidiaries, it extends its reach into futures brokerage and alternative investment management. The firm focuses on delivering integrated financial solutions, leveraging its extensive branch network to serve a diverse client base. Its service portfolio also encompasses investment consulting and the distribution of financial products, aiming to facilitate capital market participation and wealth management.

Recent filings

Filing Released Lang Actions
南京证券股份有限公司关联交易管理办法
Governance Information Classification · 95% confidence The document is titled '南京证券股份有限公司 关联交易管理办法' which translates to 'Nanjing Securities Co., Ltd. Related Party Transaction Management Measures'. The content is a detailed internal policy document outlining the rules, definitions, procedures, and governance related to related party transactions within the company. It includes sections on identification of related parties, approval and disclosure procedures, daily management, and exemptions. There are no financial statements, no earnings data, no audit opinions, no voting results, no announcements of report publications, no legal proceedings, no capital changes, no executive changes, and no conference call transcripts. The document is a governance and compliance policy document related to internal company rules and governance practices. Therefore, the most appropriate classification is Governance Information (CGR). The document length (7097 characters) and detailed procedural content support this classification with high confidence.
2025-11-19 Chinese
南京证券股份有限公司2025年度第一期短期融资券兑付完成公告
Capital/Financing Update Classification · 95% confidence The document is a short announcement regarding the completion of payment for a short-term financing bond issued by the company. It includes details such as the bond issuance date, amount, interest rate, term, and the payment completion date. There is no detailed financial report or analysis, only a notice of a financing activity completion. This fits the category of Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities. The document length is short and it is not a report publication announcement or regulatory filing. Therefore, the classification is CAP with high confidence.
2025-11-12 Chinese
南京证券股份有限公司2025年第一次临时股东大会会议文件
AGM Information Classification · 95% confidence The document is titled as the "2025 First Extraordinary General Meeting (EGM) of Nanjing Securities Co., Ltd." and contains detailed meeting agenda, including proposals for amending the company's articles of association and related governance documents. It includes voting procedures and legal opinions related to the meeting. The content is focused on the meeting materials and agenda for the shareholders' meeting rather than the results or announcements after the meeting. This matches the definition of AGM Information (AGM-R), which covers presentations and materials shared during the Annual or Extraordinary General Meeting. The document is lengthy (15,000 characters) and contains detailed meeting materials, not just an announcement or summary, so it is not a Report Publication Announcement or Regulatory Filing. Therefore, the classification is AGM-R with high confidence.
2025-11-07 Chinese
南京证券股份有限公司关于召开2025年第一次临时股东大会的通知
Proxy Solicitation & Information Statement Classification · 95% confidence The document is a detailed notice about the convening of the 2025 first extraordinary general meeting (临时股东大会) of Nanjing Securities Co., Ltd. It includes information about the meeting date, voting methods, agenda items, registration procedures, and proxy forms. There is no financial data or results presented, nor is it a transcript or presentation. It is clearly a formal announcement to shareholders about the meeting itself and how to participate and vote. This fits the definition of a Proxy Solicitation & Information Statement (PSI), which includes materials sent to shareholders to provide information and request votes for meetings. The document length is under 5,000 characters, and it is not announcing the results but the meeting and agenda beforehand. Therefore, the correct classification is PSI with high confidence.
2025-11-03 Chinese
南京证券股份有限公司关于向特定对象发行股票申请获得中国证券监督管理委员会同意注册批复的公告
Capital/Financing Update Classification · 95% confidence The document is an official announcement from Nanjing Securities regarding the approval from the China Securities Regulatory Commission (CSRC) for the company's application to issue shares to specific investors. It references the registration approval and conditions for the share issuance. The content is about a capital raising activity and the regulatory approval for it, not the issuance itself or detailed financial data. The document length is short (561 characters), and it serves as a formal announcement of the approval rather than a detailed financing report. Therefore, it fits best under Capital/Financing Update (CAP).
2025-11-03 Chinese
南京证券股份有限公司信息披露事务管理制度
Governance Information Classification · 95% confidence The document is a detailed internal policy manual titled "南京证券股份有限公司 信息披露事务管理制度" which translates to "Nanjing Securities Co., Ltd. Information Disclosure Management System." It extensively covers the principles, procedures, and responsibilities related to information disclosure by the company, including definitions of periodic reports (annual, semi-annual, quarterly), temporary reports, disclosure timing, content requirements, and internal management and oversight of disclosures. It references regulatory frameworks such as the Company Law, Securities Law, and Shanghai Stock Exchange listing rules, and discusses the preparation, review, and approval processes for reports. The document is not an actual financial report or announcement but a governance and procedural document outlining how the company manages its disclosure obligations. Therefore, it fits best under Governance Information (CGR), which covers reports detailing the company's internal rules, board structure, and governance practices related to disclosures.
2025-10-30 Chinese

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