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Nanjing Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601990 ISIN · CNE1000031R9 LEI · 300300E1008732000033 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 749 across all filing types
Latest filing 2022-04-26 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 601990

About Nanjing Securities Co.,Ltd.

https://www.njzq.com.cn/

Nanjing Securities Co., Ltd. is a comprehensive financial services provider offering a wide range of securities-related activities. The firm specializes in securities brokerage, investment banking, and asset management. Its core operations include the underwriting and sponsorship of equity and debt instruments, financial advisory services for mergers and acquisitions, and proprietary trading. Additionally, the company provides margin trading, short selling, and securities lending services to individual and institutional clients. Through its subsidiaries, it extends its reach into futures brokerage and alternative investment management. The firm focuses on delivering integrated financial solutions, leveraging its extensive branch network to serve a diverse client base. Its service portfolio also encompasses investment consulting and the distribution of financial products, aiming to facilitate capital market participation and wealth management.

Recent filings

Filing Released Lang Actions
南京证券股份有限公司关于2021年度募集资金存放与实际使用情况的专项报告
Capital/Financing Update Classification · 95% confidence The document is titled as a "专项报告" (special report) regarding the 2021 annual fundraising funds deposit and actual usage situation of Nanjing Securities Co., Ltd. It details the amount of funds raised, their storage, usage, and compliance with regulatory requirements. It references regulatory guidelines related to fundraising management and includes audit opinions from an accounting firm and a sponsor institution. The document is focused on the management and use of funds raised through a non-public stock issuance, including detailed tables of usage and balances. It is not a full annual report (10-K), nor an earnings release or interim report. It is a specialized report on fundraising usage and compliance, which fits the category of Capital/Financing Update (CAP). The document length is 4581 characters, which is sufficient to contain substantive content rather than just an announcement. Therefore, the classification is CAP with high confidence.
2022-04-26 Chinese
南京证券股份有限公司2021年年度报告
Annual Report Classification · 100% confidence The document is titled "南京证券股份有限公司 2021 年年度报告" which translates to "Nanjing Securities Co., Ltd. 2021 Annual Report." It contains detailed sections typical of an annual report, including company overview, management discussion and analysis, governance, environmental and social responsibility, financial reports, and disclosures. The document length is substantial (15,000 characters), indicating it is the full report rather than a brief announcement. It includes an auditor's report with an unqualified opinion, financial data, risk disclosures, and dividend distribution plans, all characteristic of a comprehensive annual report. Therefore, this document fits the definition of an Annual Report (10-K). FY 2021
2022-04-26 Chinese
南京证券股份有限公司2021年度内部控制审计报告
Regulatory Filings
2022-04-26 Chinese
南京证券股份有限公司第三届董事会第九次会议决议公告
Regulatory Filings Classification · 95% confidence The document is a detailed announcement of resolutions passed at the 9th meeting of the 3rd Board of Directors of Nanjing Securities Co., Ltd. It includes approvals of various reports for the year 2021 such as the Board Work Report, President's Work Report, Independent Directors' Report, Audit Committee Report, Financial Statements, Profit Distribution Plan, Social Responsibility Report, Compliance Report, Internal Control Evaluation Report, and others. It also covers election and nomination of board members and other governance matters. The document is a formal announcement of board meeting decisions and resolutions, not the reports themselves. It references that the detailed reports are disclosed separately on the same day. The document length is about 5,457 characters, which is relatively short and consistent with an announcement rather than a full report. Therefore, this document is best classified as a Regulatory Filing (RNS) because it is a regulatory announcement of board meeting resolutions and related governance matters, not the full annual report or other detailed reports themselves.
2022-04-26 Chinese
南京证券股份有限公司2021年年度利润分配方案公告
Notice of Dividend Amount Classification · 95% confidence The document is a profit distribution plan announcement for the year 2021 by Nanjing Securities Co., Ltd. It details the proposed cash dividend per share, total dividend amount, and the decision-making process including board and supervisory opinions. It does not contain full financial statements or comprehensive financial performance data typical of an Annual Report (10-K) or Interim Report (IR). Instead, it focuses on dividend distribution details and related corporate governance approvals. This matches the definition of a Notice of Dividend Amount (DIV), which announces dividend amounts, payment dates, and details for shareholders. The document length is short (1325 characters), consistent with a dividend announcement rather than a full report.
2022-04-26 Chinese
南京证券股份有限公司2021年度独立董事述职报告
Management Reports Classification · 95% confidence The document is titled as an "Independent Directors' Report" for the year 2021 by Nanjing Securities Co., Ltd. It details the independent directors' basic information, their attendance and participation in board and committee meetings, their opinions on various company matters such as related party transactions, external guarantees, use of raised funds, accounting policy changes, asset impairment, nomination and remuneration of directors and senior management, audit firm appointment, dividend distribution, internal control evaluation, and overall evaluation and suggestions. The document is a detailed report on the independent directors' duties and activities during the year, which is a type of management report explaining governance and oversight activities rather than a full annual report or audit report. It is not a simple announcement or certification but a substantive report on management and governance activities. Therefore, the most appropriate classification is Management Reports (MDA).
2022-04-26 Chinese

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