Skip to main content
Nanjing Securities Co.,Ltd. logo

Nanjing Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601990 ISIN · CNE1000031R9 LEI · 300300E1008732000033 Shanghai Stock Exchange Financial and insurance activities
Open in API
Filings indexed 749 across all filing types
Latest filing 2023-06-20 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 601990

About Nanjing Securities Co.,Ltd.

https://www.njzq.com.cn/

Nanjing Securities Co., Ltd. is a comprehensive financial services provider offering a wide range of securities-related activities. The firm specializes in securities brokerage, investment banking, and asset management. Its core operations include the underwriting and sponsorship of equity and debt instruments, financial advisory services for mergers and acquisitions, and proprietary trading. Additionally, the company provides margin trading, short selling, and securities lending services to individual and institutional clients. Through its subsidiaries, it extends its reach into futures brokerage and alternative investment management. The firm focuses on delivering integrated financial solutions, leveraging its extensive branch network to serve a diverse client base. Its service portfolio also encompasses investment consulting and the distribution of financial products, aiming to facilitate capital market participation and wealth management.

Recent filings

Filing Released Lang Actions
南京证券股份有限公司向特定对象发行A股股票方案论证分析报告（修订稿）
Capital/Financing Update Classification · 95% confidence The document is titled "南京证券股份有限公司 向特定对象发行 A 股股票方案 论证分析报告（修订稿）" which translates to "Nanjing Securities Co., Ltd. Proposal and Analysis Report on Private Placement of A Shares (Revised Draft)". The content extensively discusses the background, necessity, legal compliance, pricing, and fairness of a private placement of A shares to specific investors. It includes detailed financial assumptions, impact on earnings per share, and commitments related to the issuance. The document is a comprehensive analysis report supporting a capital raising activity through a private placement of shares. It is not a brief announcement, nor a transcript, nor a regulatory filing or certification. It is a detailed report analyzing a capital/financing update. Therefore, the most appropriate classification is Capital/Financing Update (CAP). The document length (13,510 characters) supports it being a full report rather than a brief announcement.
2023-06-20 Chinese
南京证券股份有限公司关于召开2023年第一次临时股东大会的通知
Proxy Solicitation & Information Statement Classification · 95% confidence The document is a detailed notice about convening the 2023 first extraordinary general meeting of shareholders for 南京证券股份有限公司. It includes information about the meeting date, voting methods, agenda items, shareholder eligibility, registration procedures, and an attached proxy authorization form. The content focuses on the announcement and procedural details for the shareholders' meeting rather than the meeting materials or results themselves. There is no financial data or report content, nor is it a transcript or presentation. The document is not a report publication announcement since it contains substantive meeting details and instructions. Therefore, this document fits the category of Declaration of Voting Results & Voting Rights Announcements (DVA) or Proxy Solicitation & Information Statement (PSI). However, since it is a notice to convene the meeting and includes proxy forms but does not provide voting results or detailed solicitation materials, it aligns best with Proxy Solicitation & Information Statement (PSI).
2023-06-20 Chinese
南京证券股份有限公司独立董事关于第三届董事会第十三次会议相关事项的事前认可意见
Capital/Financing Update Classification · 95% confidence The document is a formal opinion from independent directors regarding the adjustment of a specific issuance of A shares to certain investors. It discusses the fairness, compliance, and approval of the issuance plan, referencing board meetings and shareholder meetings. The content focuses on governance and approval of a capital raising transaction rather than the transaction itself or a full financial report. The document length is short (994 characters), and it is not a full financial report or earnings release. It is not a simple announcement of a report publication but a formal governance-related opinion on a capital issuance. This fits best under Capital/Financing Update (CAP) as it relates to updates on company fundraising and capital structure changes.
2023-06-20 Chinese
南京证券股份有限公司第三届董事会第十三次会议决议公告
Capital/Financing Update Classification · 95% confidence The document is a detailed announcement of resolutions passed at the 13th meeting of the 3rd Board of Directors of Nanjing Securities Co., Ltd. It focuses on the approval and adjustment of a plan for a private placement of A shares to specific investors, including details on issuance type, pricing, quantity, use of proceeds, and authorization for management to handle related matters. The document includes voting results and references to related materials to be submitted to the shareholders' meeting. It is not a full financial report, audit report, or earnings release, but rather a formal board meeting resolution announcement related to capital raising activities. This fits the category of Capital/Financing Update (CAP). The document length (7225 characters) and content confirm it is not a brief announcement or a report publication notice, but a substantive board resolution on financing matters.
2023-06-20 Chinese
南京证券股份有限公司向特定对象发行A股股票预案（修订稿）
Capital/Financing Update Classification · 95% confidence The document is titled as a "向特定对象发行 A 股股票预案 (修订稿)" which translates to "Proposal for Private Placement of A Shares (Revised Draft)" by 南京证券股份有限公司 (Nanjing Securities Co., Ltd.). It details the plan for a private placement of shares to specific investors, including the background, purpose, issuance plan, pricing, number of shares, use of proceeds, lock-up periods, and regulatory approvals required. The document includes detailed sections on the issuance scheme, issuance objects, pricing principles, and the impact on the company, which are typical contents of a capital raising or financing proposal. It is not a report of financial results, audit, or management discussion, nor is it a regulatory announcement or a proxy statement. The document is comprehensive and substantive, not a brief announcement or a certification. Therefore, it fits best under the category of Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities.
2023-06-20 Chinese
南京证券股份有限公司第三届监事会第十一次会议决议公告
Capital/Financing Update Classification · 95% confidence The document is a detailed announcement of resolutions passed by the Supervisory Board of Nanjing Securities regarding a proposed issuance of A shares to specific investors. It includes specifics on the share issuance plan, pricing, number of shares, use of proceeds, voting results, and regulatory approvals required. The content focuses on capital raising activities and changes to the company's capital structure through a private placement. There are no financial statements or quarterly/yearly financial results presented, so it is not an Annual Report (10-K) or Interim Report (IR). It is not a simple announcement of a report publication or voting results alone, but a substantive update on financing plans. Therefore, the document best fits the category of Capital/Financing Update (CAP). The document length is sufficient and contains detailed substantive information about the financing plan, not just a brief notice or regulatory filing. Confidence is high due to the clear focus on capital raising and issuance details.
2023-06-20 Chinese

Browse filings by year

9 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.