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MEDALLION FINANCIAL CORP — Investor Relations & Filings

Ticker · MFIN ISIN · US5839281061 LEI · 549300FJ4FMGJ2C34Y48 US Financial and insurance activities
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Filings indexed 1,043 across all filing types
Latest filing 2016-02-04 Regulatory Filings
Country US United States of America
Listing US MFIN

About MEDALLION FINANCIAL CORP

https://www.medallion.com/

Medallion Financial Corp. is a specialty finance company that originates and services loans in various niche markets. Operating primarily through its subsidiary, Medallion Bank, the company focuses on consumer and commercial lending. Its consumer loan portfolio includes financing for recreational vehicles, boats, and home improvements. The company also provides various commercial loans and has a historical presence in taxi medallion lending.

Recent filings

Filing Released Lang Actions
Regulatory Filings 2016
Regulatory Filings
2016-02-04 English
Regulatory Filings 2016
Regulatory Filings
2016-02-01 English
FORM N-17F-2
Audit Report / Information Classification · 95% confidence The document is a Form N-17f-2 filed with the SEC, which is a certificate of accounting of securities and similar investments in custody of management investment companies pursuant to Rule 17f-2 of the Investment Company Act of 1940. It includes a management statement regarding compliance and an independent auditor's report on that compliance. The document is a standalone audit-related report focusing on compliance with custody rules, not a full annual report or financial statement. It does not contain comprehensive financial performance data or management discussion of results. Therefore, it fits the definition of an Audit Report / Information (AR). The document length (6478 characters) supports it being a full report rather than a brief announcement or certification only. Hence, the classification is AR with high confidence.
2016-01-15 English
40-APP/A
Regulatory Filings Classification · 95% confidence The document is an SEC filing titled 'Amendment No. 2 to Application Pursuant to Section 61(a)(3)(B) of the Investment Company Act of 1940 for an Order of the Commission Approving a Stock Option Plan for Non-Employee Directors and the Grant of Certain Stock Options Thereunder' by Medallion Financial Corp. It is a regulatory application seeking approval from the SEC for a stock option plan for non-employee directors. The document includes detailed descriptions of the company, its management, board of directors, and the stock option plan. It is not a financial report, earnings release, or management discussion, but rather a regulatory filing related to governance and compensation plans requiring SEC approval. The document is lengthy (15,000 characters) and contains substantive content, not merely an announcement or certification. Therefore, it fits best under the category of Regulatory Filings (RNS), which is the fallback for filings that do not neatly fit into other categories but are regulatory in nature and not financial reports or presentations.
2016-01-14 English
FORM 8-K
Capital/Financing Update Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce major events that shareholders should know about. The content describes an amendment to a Loan and Security Agreement, specifically changes to a credit facility's maximum commitment amount and other technical changes. There are no financial statements or comprehensive financial data presented, only a description of a financing agreement amendment. This fits the category of Capital/Financing Update (CAP), which covers updates on company fundraising, financing activities, or capital structure changes. The document length is 3840 characters, which is consistent with a detailed announcement rather than a full report. Therefore, the appropriate classification is CAP with high confidence.
2015-12-29 English
40-APP/A
Regulatory Filings Classification · 95% confidence The document is an SEC filing titled 'Amendment No. 1 to Application for an Order Pursuant to Section 6(c) of the Investment Company Act of 1940' by Medallion Financial Corp. It is a regulatory application seeking exemptions related to employee compensation plans, specifically the issuance of restricted shares under an Employee Restricted Stock Plan. The document is a formal legal and regulatory filing submitted to the SEC, containing detailed legal arguments, company background, and compensation plan descriptions. It is not a financial report, earnings release, proxy statement, or management discussion. It does not contain financial statements or earnings data. It is not a report publication announcement but a substantive regulatory application. Therefore, it fits best under the category of Regulatory Filings (RNS), which is the fallback for miscellaneous SEC filings that do not fit other categories.
2015-12-11 English

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