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MDB Capital Holdings, LLC — Investor Relations & Filings

Ticker · MDBH ISIN · US55285N1090 US Financial and insurance activities
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Filings indexed 120 across all filing types
Latest filing 2023-05-08 Regulatory Filings
Country US United States of America
Listing US MDBH

About MDB Capital Holdings, LLC

https://www.mdb.com

MDB Capital Holdings, LLC is a holding company that operates a public venture platform focused on early-stage, deep-technology companies. Through its broker-dealer and financial advisory subsidiaries, the firm specializes in transforming concepts it terms "Big Ideas" into publicly traded companies. Core activities include curating investment opportunities, providing venture-stage investment banking services, and facilitating the public launch of technology ventures. The company also operates an online platform designed for venture-stage investing, connecting investors with its portfolio of companies. This model provides a pathway for early-stage companies to access public capital markets.

Recent filings

Filing Released Lang Actions
Regulatory Filings 2023
Regulatory Filings Classification · 100% confidence The document is a letter from the company's legal counsel responding to comments from the SEC staff regarding an Amendment No. 3 to a Registration Statement on Form S-1. The letter addresses specific SEC comments about disclosures related to voting control, results of operations, and financial condition. It is a correspondence related to a regulatory filing (Form S-1) amendment and does not contain financial statements or detailed financial reports itself. The document is not an Annual Report, Interim Report, Earnings Release, or any other financial report type. It is also not a report publication announcement but a direct response to SEC comments. Therefore, it fits best under Regulatory Filings (RNS), which is the fallback category for miscellaneous regulatory correspondence and compliance documents that do not fit other categories.
2023-05-08 English
Capital/Financing Update 2023
Capital/Financing Update Classification · 100% confidence The document is a Form S-1/A Registration Statement Amendment No. 4 filed with the SEC, dated May 8, 2023, for MDB Capital Holdings, LLC. It is a registration statement under the Securities Act of 1933, used for the initial public offering of securities. The text includes detailed information about the offering, share classes, voting rights, selling agents, and other offering-related disclosures. This type of filing is a capital raising document related to the company's initial public offering and registration of securities, which fits the category of Capital/Financing Update filings. It is not an annual or quarterly report, audit report, earnings release, or any other category. Therefore, the correct classification is Capital/Financing Update (CAP). The document length and content confirm it is the actual filing, not just an announcement or certification.
2023-05-08 English
Regulatory Filings 2023
Regulatory Filings Classification · 95% confidence The document is a letter from attorneys to the SEC regarding amendments to a Registration Statement on Form S-1 for MDB Capital Holdings, LLC. It discusses details about the offering of Class A common shares, voting control, and the company's status as a "controlled company" under Nasdaq rules. The text includes a prospectus section describing the offering, share classes, voting rights, and governance implications. The presence of a Form S-1 registration statement and detailed offering information indicates this is a filing related to capital raising and securities registration. This is not an annual report, earnings release, or management discussion. It is not a proxy statement or voting results announcement. The document is a regulatory filing related to a securities offering registration statement amendment. Therefore, the most appropriate classification is Regulatory Filings (RNS). The document length (15,000 characters) and content confirm it is not a brief announcement but a substantive regulatory filing, yet it is not a financial report or prospectus itself but an amendment letter and prospectus excerpt filed with the SEC.
2023-04-18 English
Regulatory Filings 2023
Regulatory Filings
2023-04-06 English
Regulatory Filings 2023
Regulatory Filings Classification · 95% confidence The document is a detailed response letter from the company's counsel to the SEC staff regarding comments on the company's Registration Statement on Form S-1. It discusses legal analyses related to the company's status under the Investment Company Act, the company's business operations, share structure, and disclosures related to the registration statement. The document references the Form S-1 registration statement and amendments, which are filings related to initial public offerings or securities registration, not annual or quarterly financial reports. The content is a regulatory correspondence addressing SEC comments on a registration statement, not a financial report, earnings release, or other types of filings. Therefore, this document fits best under Regulatory Filings (RNS), which is the fallback category for miscellaneous regulatory correspondence and compliance documents that do not fit other specific categories.
2023-03-24 English
Capital/Financing Update 2023
Capital/Financing Update Classification · 95% confidence The document is a Form S-1/A Registration Statement Amendment No. 3 filed with the SEC for MDB Capital Holdings, LLC. It is a registration statement under the Securities Act of 1933 for an initial public offering (IPO) of Class A common shares. The text includes detailed information about the offering, the securities, the selling agent, and governance structure. It is not an annual or quarterly report, audit report, earnings release, or any other financial report type. It is a capital markets filing related to the offering of securities to the public. According to the filing definitions, updates on company fundraising or financing activities or capital structure changes fall under Capital/Financing Update (CAP). This S-1/A amendment is a registration statement for a public offering, which is a capital raising activity. Therefore, the appropriate classification is Capital/Financing Update (CAP). The document length is substantial (15,000 characters), and it contains the full registration statement text, not just an announcement or notice, so it is not RPA or RNS. Confidence is high given the clear identification of the document as an S-1 registration statement amendment for an IPO.
2023-03-24 English

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