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INDUSTRIAL SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 601377 ISIN · CNE100000V95 LEI · 300300E1011435000093 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,651 across all filing types
Latest filing 2025-04-25 Audit Report / Informat…
Country CN China
Listing Shanghai Stock Exchange 601377

About INDUSTRIAL SECURITIES CO.,LTD.

https://mobile.xyzq.cn/

Industrial Securities Co., Ltd. is a comprehensive financial services provider specializing in capital market activities. The firm offers integrated solutions including securities brokerage, investment banking, asset management, and proprietary trading. Its investment banking division provides underwriting and sponsorship services for equity and debt offerings, alongside strategic financial advisory for mergers and acquisitions. The company also manages diverse investment portfolios through its asset management arm and provides institutional services such as research, margin trading, and short selling. Serving a broad client base of individual and institutional investors, the firm focuses on delivering professional financial consulting and wealth management services. It maintains a robust infrastructure for trading and investment research to support market participation and capital allocation.

Recent filings

Filing Released Lang Actions
兴业证券2024年度内部控制评价报告
Audit Report / Information Classification · 95% confidence The document is titled as an "Internal Control Evaluation Report" for the year 2024 by 兴业证券股份有限公司. It discusses the evaluation of the company's internal control effectiveness as of December 31, 2024, including financial and non-financial internal control defects, their identification standards, and rectification status. It also references an independent audit report on internal control effectiveness by an accounting firm. The content is focused on internal control evaluation and audit results rather than a full annual report or financial statements. This matches the description of an Audit Report / Information (AR), which includes standalone audit reports and internal control evaluation results, excluding full annual reports. The document length (5714 characters) and detailed content support classification as AR rather than a brief announcement or regulatory filing. Therefore, the appropriate classification is AR with high confidence. FY 2024
2025-04-25 Chinese
兴业证券董事会审计委员会对外部审计机构履行监督职责情况报告
Audit Report / Information Classification · 95% confidence The document is a report from the Board Audit Committee of 兴业证券股份有限公司 regarding the supervision of the external audit firm (毕马威华振) for the fiscal year 2024. It discusses the audit committee's evaluation of the audit firm's qualifications, audit plan, audit work summary, and the committee's oversight activities. The document is focused on the audit process and the audit committee's supervisory role rather than presenting the full annual report or financial statements. It matches the description of an Audit Report / Information filing, which includes standalone audit reports and results of supervisory activities related to audits, excluding the full Annual Report. The document length is short (1055 characters), but it contains substantive content about audit supervision, not just an announcement or certification. Therefore, it should be classified as AR (Audit Report / Information). FY 2024
2025-04-25 Chinese
兴业证券2024年度非经营性资金占用及其他关联资金往来情况的专项说明
Audit Report / Information Classification · 95% confidence The document is a special explanatory statement regarding non-operating fund occupation and other related party fund transactions for the year 2024 by 兴业证券股份有限公司 (Industrial Securities Co., Ltd.). It includes an audit opinion from KPMG Huazhen LLP dated April 24, 2025, referencing the audited financial statements for the year ended December 31, 2024. The document cites regulatory guidelines from Chinese securities and banking regulators concerning disclosure requirements for related party transactions and non-operating fund occupation. It contains detailed tables summarizing these transactions and is explicitly described as a "special explanatory statement" prepared for disclosure purposes alongside the annual report. The document is not the full annual report itself but a standalone audit-related explanatory report focusing on a specific regulatory disclosure area. It includes an auditor's report and detailed financial data related to the special topic but does not present the full financial statements or comprehensive company activity. Therefore, it fits best under the category of Audit Report / Information (AR), which covers standalone audit reports and applied accounting principles related to specific regulatory disclosures, excluding full annual reports. FY 2024
2025-04-25 Chinese
兴业证券关于预计2025年日常关联交易的公告
Regulatory Filings Classification · 95% confidence The document is an announcement from Industrial Securities Co., Ltd. regarding the expected related party transactions for the year 2025. It details the nature, amounts, and counterparties of these transactions, including the approval process involving the board and shareholders. The document is a formal disclosure about anticipated related party dealings, not a financial report, earnings release, or management discussion. It does not contain financial statements or detailed financial analysis but focuses on governance and compliance with related party transaction rules. This type of document fits best under Regulatory Filings (RNS) as it is a regulatory disclosure about related party transactions and their expected impact, without being a full report or financial statement.
2025-04-25 Chinese
兴业证券2024年年度报告
Annual Report Classification · 100% confidence The document is titled '2024 年度报告 兴业证券股份有限公司' which translates to '2024 Annual Report of Industrial Securities Co., Ltd.' It contains detailed sections such as Chairman's statement, company information, business qualifications, awards, and a table of contents indicating comprehensive coverage including management discussion and analysis, governance, environmental and social responsibility, financial reports, and shareholder information. The document length is 15,000 characters, indicating a full report rather than a brief announcement. It also includes an auditor's statement with an unqualified opinion from KPMG, which is typical for an annual report. The presence of detailed financial data and extensive narrative confirms this is the official yearly report covering company activity and full financial performance. Therefore, the document fits the definition of an Annual Report (10-K). FY 2024
2025-04-25 Chinese
兴业证券第六届董事会第二十九次会议决议公告
Board/Management Information Classification · 95% confidence The document is a detailed announcement of resolutions passed at the 29th meeting of the 6th Board of Directors of 兴业证券股份有限公司 (Industrial Securities Co., Ltd.). It includes voting results on various reports and proposals such as the 2024 Annual Report, 2024 Sustainability Report, 2025 Q1 Report, financial decisions, risk assessments, and other governance matters. The document repeatedly states that these reports and proposals will be submitted to the shareholders' meeting for approval and that the full reports are disclosed separately on the Shanghai Stock Exchange website. The document itself does not contain the full financial statements or substantive financial data but rather the board's resolutions and approvals of these reports and proposals. This fits the definition of a Board/Management Information filing, which includes announcements of board decisions and management matters. It is not the full Annual Report (10-K), nor is it a simple announcement of report publication (RPA), as it contains detailed board meeting resolutions and voting results. Therefore, the appropriate classification is MANG (Board/Management Information).
2025-04-25 Chinese

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