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Huaxi Securities Co., Ltd. — Investor Relations & Filings

Ticker · 002926 ISIN · CNE1000033J2 LEI · 300300D66HSOBZQCV606 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 1,120 across all filing types
Latest filing 2022-04-25 Capital/Financing Update
Country CN China
Listing Shenzhen Stock Exchange 002926

About Huaxi Securities Co., Ltd.

https://www.hx168.com.cn

Huaxi Securities Co., Ltd. provides a comprehensive range of financial services. Its core business activities include securities brokerage, investment banking, asset management, and investment consulting. The company offers services such as securities underwriting and sponsorship, financial advisory, margin trading, and short selling. It also engages in proprietary trading and the sale of financial products. Huaxi Securities serves a diverse client base of individual and institutional investors, focusing on delivering integrated financial solutions. The firm operates through an extensive network of branches and utilizes digital platforms to facilitate trading and wealth management services.

Recent filings

Filing Released Lang Actions
年度募集资金使用情况专项说明
Capital/Financing Update Classification · 95% confidence The document is titled as a "2021 Annual Special Inspection Report on the Deposit and Use of Raised Funds" by Huaxi Securities Co., Ltd. It details the issuance and use of funds raised through bond offerings in 2021, including specific bond issuance approvals, amounts raised, fund management, and usage status. The content focuses on compliance with regulatory requirements regarding the management and use of raised funds, with detailed tables showing fund balances and usage against commitments. This is a specialized report on the use of capital raised by the company, not a general annual report or earnings release. It is not a simple announcement or certification but a substantive report on fundraising and fund usage. Therefore, it fits best under the category of Capital/Financing Update (CAP), which covers updates on company fundraising and capital structure changes.
2022-04-25 Chinese
年度关联方资金占用专项审计报告
Audit Report / Information Classification · 95% confidence The document is a specialized audit report issued by an accounting firm (天健会计师事务所) for 华西证券股份有限公司 regarding the 2021年度非经营性资金占用及其他关联资金往来情况 (non-operating fund occupation and other related party fund transactions). It includes audit opinions, responsibilities of management and auditors, and detailed tables summarizing the related party fund usage. The document references regulatory guidelines and is explicitly stated to be used as a mandatory attachment to the company's annual report. It is a standalone audit report focusing on a specific aspect of the company's financials, not the full annual report itself. The length is about 9809 characters, which is substantial and contains detailed audit content. Therefore, it fits the category of an Audit Report / Information (AR) rather than a full Annual Report (10-K) or a simple announcement (RPA). FY 2021
2022-04-25 Chinese
独立董事对担保等事项的独立意见
Board/Management Information Classification · 95% confidence The document is an independent opinion statement from the independent directors of Huaxi Securities Co., Ltd. regarding various matters discussed at the company's 2022 second board meeting. It covers opinions on the 2021 profit distribution plan, reappointment of the audit firm, related party transactions, directors' and senior management's performance and remuneration, internal control effectiveness report, use of raised funds, and related party fund occupation and guarantees. The document is not a full annual report or audit report but rather an independent directors' opinion on board meeting agenda items, which is typically part of board/management information disclosures. It does not contain full financial statements or detailed financial analysis but focuses on governance and oversight opinions related to board decisions and compliance. Therefore, the most appropriate classification is Board/Management Information (MANG). The document length is 2588 characters, which is relatively short and consistent with an opinion letter rather than a full report.
2022-04-25 Chinese
2021年年度报告
Annual Report Classification · 100% confidence The document is titled as an "年度报告" which translates to "Annual Report". It contains detailed sections such as company overview, financial indicators, management discussion and analysis, corporate governance, environmental and social responsibility, important matters, shareholder information, bond information, and financial statements. It also includes signatures and seals from company officers and auditors, indicating it is a full official report. The report period is specified as the year 2021, and the document length is substantial (15,000 characters), consistent with a comprehensive annual report. There is no indication that this is merely an announcement or a certification. Therefore, this document fits the definition of an Annual Report (10-K). FY 2021
2022-04-25 Chinese
关于计提资产减值准备的公告
Regulatory Filings Classification · 95% confidence The document is a public announcement by Huaxi Securities regarding the provision for asset impairment as of December 31, 2021. It details the amounts of impairment provisions made for various asset categories and explains the reasons for these provisions. The document is relatively short (1199 characters) and focuses on a specific accounting adjustment rather than presenting a full financial report or audit. It does not contain comprehensive financial statements or detailed financial analysis typical of an Annual Report (10-K) or Interim Report (IR). It is also not a certification, management change, or voting result announcement. The content is a regulatory announcement about accounting provisions, which fits best under Regulatory Filings (RNS) as it does not constitute a full audit report or annual report but is a compliance disclosure about asset impairment provisions.
2022-04-25 Chinese
2022年一季度报告
Interim / Quarterly Report Classification · 100% confidence The document is titled '2022年第一季度报告' which translates to '2022 First Quarter Report'. It contains detailed financial data including consolidated balance sheets, profit and loss statements, cash flow information, and explanations of financial metrics for the first quarter of 2022. The presence of comprehensive financial statements and analysis for a period shorter than a full fiscal year indicates this is an Interim / Quarterly Report. The document length is substantial (15,000 characters), and it contains actual financial data rather than just an announcement or certification. Therefore, it fits the definition of an Interim / Quarterly Report (IR). Q1 2022
2022-04-25 Chinese

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