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Huaxi Securities Co., Ltd. — Investor Relations & Filings

Ticker · 002926 ISIN · CNE1000033J2 LEI · 300300D66HSOBZQCV606 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 1,120 across all filing types
Latest filing 2023-02-07 Regulatory Filings
Country CN China
Listing Shenzhen Stock Exchange 002926

About Huaxi Securities Co., Ltd.

https://www.hx168.com.cn

Huaxi Securities Co., Ltd. provides a comprehensive range of financial services. Its core business activities include securities brokerage, investment banking, asset management, and investment consulting. The company offers services such as securities underwriting and sponsorship, financial advisory, margin trading, and short selling. It also engages in proprietary trading and the sale of financial products. Huaxi Securities serves a diverse client base of individual and institutional investors, focusing on delivering integrated financial solutions. The firm operates through an extensive network of branches and utilizes digital platforms to facilitate trading and wealth management services.

Recent filings

Filing Released Lang Actions
华西证券股份有限公司2021年面向专业投资者公开发行公司债券(第一期)2023年付息公告
Regulatory Filings Classification · 95% confidence The document is a detailed announcement regarding the interest payment for a corporate bond issued by Huaxi Securities Co., Ltd. It includes specifics such as bond name, code, issuance scale, interest rate, payment dates, tax information, and involved institutions. The document is titled as a "2023 Interest Payment Announcement" and focuses on the payment of interest to bondholders. It does not contain financial statements, management discussion, or audit information. It is not a report but an announcement about the bond interest payment event. Therefore, it fits best under the category of a Regulatory Filing (RNS) as it is a formal regulatory announcement about bond interest payment details and related procedures, not a financial report or other specific filing type.
2023-02-07 Chinese
华西证券股份有限公司2023年面向专业投资者公开发行公司债券（第一期）信用评级报告
Audit Report / Information Classification · 95% confidence The document is a detailed credit rating report issued by a credit rating agency (联合资信评估股份有限公司) for 华西证券股份有限公司's 2023 public issuance of corporate bonds. It includes comprehensive analysis of the company's creditworthiness, financial data, macroeconomic environment, industry analysis, and rating methodology. The document is lengthy (15,000 characters) and contains substantive financial data and detailed evaluation rather than a brief announcement or certification. It is not an annual report, earnings release, or management discussion but a standalone credit rating report focused on the bond issuance and the issuer's credit status. This fits the definition of an Audit Report / Information (AR) as it is a standalone report on credit rating and financial risk assessment related to a specific financing activity, excluding full annual reports. Therefore, the appropriate classification is AR with high confidence. 9M 2022
2023-02-03 Chinese
华西证券股份有限公司2023年面向专业投资者公开发行公司债券（第一期）发行公告
Capital/Financing Update Classification · 100% confidence The document is an issuance announcement for a corporate bond by 华西证券股份有限公司 in 2023. It details the bond issuance scale, terms, credit rating, underwriting, subscription procedures, risk disclosures, and related administrative information. It is not a financial report, earnings release, or management discussion. It is a formal announcement about the bond issuance and subscription process, including the timetable and application forms for professional investors. The document does not contain financial statements or audit information but focuses on the capital raising activity through bond issuance. Therefore, it fits the category of Capital/Financing Update (CAP). The document length is substantial and contains detailed issuance information, not just a brief notice or report publication announcement.
2023-02-03 Chinese
华西证券股份有限公司2023年面向专业投资者公开发行公司债券（第一期）募集说明书
Capital/Financing Update Classification · 95% confidence The document is a detailed bond issuance prospectus (募集说明书) for a company bond issued by 华西证券股份有限公司. It includes extensive information about the bond issuance amount, credit rating, issuer details, underwriting, risk factors, financial data, management discussion, and legal disclosures. The document is lengthy (15,000 characters) and contains substantive financial and operational data related to the bond issuance. It is not a brief announcement or a certification letter but a comprehensive disclosure document for a bond issuance. This fits the category of a Capital/Financing Update (CAP), as it provides detailed information about the company's bond issuance and related financing activities.
2023-02-03 Chinese
华西证券股份有限公司2023年面向专业投资者公开发行公司债券（第一期）更名公告
Capital/Financing Update Classification · 95% confidence The document is a short announcement (578 characters) about the renaming of a company bond issuance by 华西证券股份有限公司. It references regulatory approval from the China Securities Regulatory Commission and clarifies that the name change does not affect the legal validity of previously signed documents. There is no financial data, no detailed report, and the document is primarily an official notice about a capital instrument name change. According to the filing definitions, this fits best under Capital/Financing Update (CAP) as it relates to company bond issuance and naming conventions. The document is not a full report, nor an announcement of a report publication, so RPA is not appropriate. Confidence is high given the clear content and context.
2023-02-03 Chinese
华西证券股份有限公司2023年面向专业投资者公开发行公司债券（第一期）募集说明书摘要
Capital/Financing Update Classification · 95% confidence The document is a detailed prospectus for a bond issuance by 华西证券股份有限公司 (Huaxi Securities Co., Ltd.). It includes extensive information about the bond issuance amount, credit rating, issuer details, underwriting, bond terms, financial data, risk factors, regulatory approvals, and issuance and listing arrangements. The document is titled as a募集说明书 (prospectus) and contains sections such as issuance overview, financial accounting information, credit rating, and management discussion and analysis. It is not a brief announcement or a summary but a comprehensive disclosure document for a bond issuance. This fits the category of a Capital/Financing Update (CAP), as it relates to company fundraising and capital structure changes through bond issuance. It is not an Annual Report, Interim Report, or Earnings Release, as it focuses on bond issuance details and related financial and regulatory information. The document length (15,000 characters) and content confirm it is a full financing update document, not just an announcement or a certification.
2023-02-03 Chinese

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