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Huaxi Securities Co., Ltd. — Investor Relations & Filings

Ticker · 002926 ISIN · CNE1000033J2 LEI · 300300D66HSOBZQCV606 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 1,120 across all filing types
Latest filing 2026-04-22 Audit Report / Informat…
Country CN China
Listing Shenzhen Stock Exchange 002926

About Huaxi Securities Co., Ltd.

https://www.hx168.com.cn

Huaxi Securities Co., Ltd. provides a comprehensive range of financial services. Its core business activities include securities brokerage, investment banking, asset management, and investment consulting. The company offers services such as securities underwriting and sponsorship, financial advisory, margin trading, and short selling. It also engages in proprietary trading and the sale of financial products. Huaxi Securities serves a diverse client base of individual and institutional investors, focusing on delivering integrated financial solutions. The firm operates through an extensive network of branches and utilizes digital platforms to facilitate trading and wealth management services.

Recent filings

Filing Released Lang Actions
2025年度内部控制评价报告
Audit Report / Information Classification · 95% confidence The document is titled as an "Internal Control Evaluation Report" for the year 2025 by 华西证券股份有限公司. It discusses the evaluation of the company's internal control effectiveness as of December 31, 2025, including financial and non-financial internal control deficiencies, their classification, and remediation status. The content is focused on internal control assessment rather than full financial statements or annual performance. It is not an Annual Report (10-K) or Interim Report (IR) because it lacks comprehensive financial data and broader company performance information. It is not an Audit Report (AR) in the traditional sense of an auditor's opinion on financial statements, but rather an internal control evaluation report prepared by the company. Given the nature of the document as an internal control evaluation report, it fits best under Audit Report / Information (AR), which includes internal control evaluation results and applied accounting principles related to internal controls. The document length is 3526 characters, which is sufficient for a standalone report rather than a brief announcement. Therefore, the classification is AR with high confidence. FY 2025
2026-04-22 Chinese
2026年一季度报告
Interim / Quarterly Report Classification · 100% confidence The document is titled "2026 年第一季度报告" which translates to "2026 First Quarter Report." It contains detailed financial data including main accounting data, financial indicators, cash flow statements, and shareholder information for the first quarter of 2026. The presence of comprehensive financial statements and analysis for a period shorter than a full fiscal year indicates this is an Interim / Quarterly Report. The document length is substantial (15,000 characters), and it contains actual financial data rather than just an announcement or certification. Therefore, it fits the definition of an Interim / Quarterly Report (IR). Q1 2026
2026-04-22 Chinese
非经营性资金占用及其他关联资金往来情况的专项审计说明
Audit Report / Information Classification · 95% confidence The document is a specialized audit report issued by a certified public accounting firm (Sichuan Huaxin Group CPA LLP) for Huaxi Securities Co., Ltd. It specifically addresses the audit of non-operating fund occupation and other related party fund transactions for the fiscal year 2025. The document includes an audit opinion, references to regulatory guidelines, and detailed tables summarizing the audited transactions. It is not a full annual report but a standalone audit report focusing on a particular aspect of the company's financials. The presence of an audit opinion and detailed audit findings aligns with the definition of an Audit Report / Information (AR). The document length (15,000 characters) and content confirm it is the report itself, not merely an announcement or certification. Therefore, the correct classification is AR with high confidence. FY 2025
2026-04-22 Chinese
2025年度环境、社会和公司治理(ESG)报告
Environmental & Social Information Classification · 100% confidence The document is a detailed report from 华西证券股份有限公司 covering the company's environmental, social, and governance (ESG) performance for the fiscal year 2025. It includes sections on sustainable development governance, stakeholder communication, materiality assessment of ESG topics, sustainable finance services, green finance, investor education, and other social responsibility initiatives. The report references ESG disclosure standards such as GRI, TCFD, and Shenzhen Stock Exchange guidelines, and it covers a full fiscal year (2025-01-01 to 2025-12-31). The content is comprehensive, with quantitative performance tables and detailed narrative on sustainability strategy and achievements. This matches the description of an Environmental & Social Information report (ESG report). Therefore, the appropriate classification is Environmental & Social Information (SR). The document length (15,000 characters) and detailed content confirm it is the report itself, not an announcement or summary.
2026-04-22 Chinese
关于提名董事候选人及董事会秘书等高级管理人员变动的公告
Board/Management Information Classification · 100% confidence The document is an announcement from Huaxi Securities regarding the nomination of a director candidate and changes in senior management positions, including the appointment of a new board secretary and vice general manager, as well as a resignation. It includes detailed biographical information of the individuals involved and compliance statements with relevant laws and regulations. There are no financial statements, earnings data, or report attachments. The content clearly relates to changes in the company's board and senior management personnel. Therefore, the document fits the category of Board/Management Information (MANG). The document length is 3406 characters, which is consistent with a detailed announcement rather than a full report or a brief notice.
2026-04-22 Chinese
2025年度利润分配预案
Notice of Dividend Amount Classification · 95% confidence The document is a profit distribution plan (dividend proposal) for the fiscal year 2025 by Huaxi Securities Co., Ltd. It includes detailed information about the company's net profit, retained earnings, dividend per share, total cash dividends, and compliance with relevant laws and regulations. The document also mentions the approval by the board of directors and that the proposal will be submitted to the shareholders' meeting for approval. The content focuses on dividend amounts, payment ratios, and related financial data for the purpose of informing shareholders about the dividend distribution plan. This matches the definition of a Notice of Dividend Amount (DIV), which announces dividend amounts, payment dates, and details for shareholders. The document length is 2172 characters, which is relatively short but contains substantive dividend distribution information, not just an announcement of a report publication or a regulatory filing. Therefore, the correct classification is DIV with high confidence.
2026-04-22 Chinese

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