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Huaxi Securities Co., Ltd. — Investor Relations & Filings

Ticker · 002926 ISIN · CNE1000033J2 LEI · 300300D66HSOBZQCV606 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 1,120 across all filing types
Latest filing 2025-01-02 Audit Report / Informat…
Country CN China
Listing Shenzhen Stock Exchange 002926

About Huaxi Securities Co., Ltd.

https://www.hx168.com.cn

Huaxi Securities Co., Ltd. provides a comprehensive range of financial services. Its core business activities include securities brokerage, investment banking, asset management, and investment consulting. The company offers services such as securities underwriting and sponsorship, financial advisory, margin trading, and short selling. It also engages in proprietary trading and the sale of financial products. Huaxi Securities serves a diverse client base of individual and institutional investors, focusing on delivering integrated financial solutions. The firm operates through an extensive network of branches and utilizes digital platforms to facilitate trading and wealth management services.

Recent filings

Filing Released Lang Actions
西南证券股份有限公司关于华西证券股份有限公司变更会计师事务所的临时受托管理事务报告
Audit Report / Information Classification · 95% confidence The document is titled as a "临时受托管理事务报告" (Temporary Trustee Management Affairs Report) issued by Southwest Securities regarding the change of the accounting firm for Huaxi Securities. It details the change of the auditor for the 2024 financial report and internal control audit, including information about the new accounting firm, reasons for the change, communication with previous and new auditors, and approvals by the board and shareholders. The document is focused on the change of the auditor and related procedural and compliance information. It does not contain the actual audit report or financial statements but is a formal announcement/report about the change of the auditor. This fits the category of an Audit Report / Information (AR) as it relates to audit matters and auditor changes but is not a full annual report or standalone audit opinion document. The length (6915 characters) and detailed content support it being a substantive report rather than a brief announcement or certification. Therefore, the best classification is AR (Audit Report / Information). FY 2024
2025-01-02 Chinese
华金证券股份有限公司关于华西证券股份有限公司变更会计师事务所的临时受托管理事务报告
Audit Report / Information Classification · 95% confidence The document is titled as a "临时受托管理事务报告" (Temporary Trustee Management Affairs Report) regarding the change of the accounting firm for Huaxi Securities Co., Ltd. It details the change of the auditor from Tianjian CPA to Sichuan Huaxin CPA, including background, reasons, auditor qualifications, and communication with previous and new auditors. The document is issued by the bond trustee (Huajin Securities) and references regulatory rules and procedures for bond trustee management. It does not contain actual financial statements or audit opinions but reports on the administrative change of the auditor. This type of document is a standalone audit-related report but not a full audit report or annual report. It fits best under the category of Audit Report / Information (AR), which includes standalone audit reports and related information excluding full annual reports. The document length is about 4746 characters, which is sufficient for a substantive report rather than a brief announcement. Therefore, the classification is AR with high confidence. FY 2024
2025-01-02 Chinese
重大诉讼进展公告
Legal Proceedings Report Classification · 95% confidence The document is titled '重大诉讼进展公告' which translates to 'Major Litigation Progress Announcement'. It details the current status and progress of a significant lawsuit involving the company, including parties involved, litigation stage, and potential financial impact. There are no financial statements or detailed financial data presented, only a narrative update on legal proceedings. This matches the definition of a Legal Proceedings Report (LTR), which covers updates on significant lawsuits or regulatory actions involving the company. The document length is 2496 characters, which is sufficient for a substantive legal update but not a full financial report. Therefore, the appropriate classification is LTR with high confidence.
2024-12-31 Chinese
重大诉讼进展公告
Legal Proceedings Report Classification · 100% confidence The document is titled '重大诉讼进展公告' which translates to 'Major Litigation Progress Announcement'. It details the current status and developments of a significant lawsuit involving the company, including litigation stages, parties involved, claims, and procedural updates. There is no financial data, accounting principles, or audit results presented. The document is a legal proceeding update rather than a financial report or announcement of voting results, management changes, or capital activities. It fits the definition of a Legal Proceedings Report (LTR) as it provides updates on significant lawsuits involving the company.
2024-12-30 Chinese
北京中伦（成都）律师事务所关于华西证券股份有限公司2024年第一次临时股东大会的法律意见书
Regulatory Filings Classification · 95% confidence The document is a legal opinion letter from a law firm regarding the convening, procedures, and validity of a company's 2024 first extraordinary general meeting (临时股东大会). It details the legality of the meeting's call, attendance, voting procedures, and results. It does not contain financial statements or financial performance data. It is not an announcement of voting results but a legal opinion on the meeting's compliance with laws and regulations. This type of document is best classified under Regulatory Filings (RNS) as it is a compliance/legal opinion related to corporate governance and shareholder meetings, not the meeting materials themselves or the voting results announcement.
2024-12-26 Chinese
2024年第一次临时股东大会决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is titled as a resolution announcement for the 2024 first extraordinary shareholders' meeting of Huaxi Securities Co., Ltd. It details the meeting date, voting methods, attendance, and the voting results on a specific proposal regarding the change of the accounting firm. It also includes legal witness statements confirming the legality and validity of the meeting and resolutions. The document does not contain financial statements or detailed financial analysis but is an official announcement of the voting results from a shareholders' meeting. Therefore, it fits the category of Declaration of Voting Results & Voting Rights Announcements (DVA). The document length is short (1847 characters), consistent with an announcement rather than a full report.
2024-12-26 Chinese

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