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Huatai Securities Co., Ltd — Investor Relations & Filings

Ticker · 601688 ISIN · CNE100001YQ9 LEI · 3003009ABT0UCWO79Q77 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,423 across all filing types
Latest filing 2022-05-20 AGM Information
Country CN China
Listing Shanghai Stock Exchange 601688

About Huatai Securities Co., Ltd

https://www.htsc.com.cn/

Huatai Securities is a leading technology-driven and integrated securities group offering a comprehensive suite of financial services. The company serves a substantial client base, including individual, corporate, and institutional clients, through its core business segments: wealth management, institutional services, investment management, and international business. The firm operates a prominent securities brokerage business and leverages a leading digital platform to deliver its services, supported by a highly collaborative, full-service business model.

Recent filings

Filing Released Lang Actions
NOTICE OF AGM AND THE A SHAREHOLDERS CLASS MEETING
AGM Information Classification · 98% confidence The document is a formal notice issued by Huatai Securities Co., Ltd. regarding the upcoming Annual General Meeting (AGM) and the A Shareholders Class Meeting. It lists the agenda items, including special and ordinary resolutions to be voted upon by shareholders. While it provides details about the meeting, it functions as a proxy solicitation and information statement for shareholders to prepare for the meeting, which aligns with the PSI category.
2022-05-20 English
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the parties involved, the internal decision-making process, and the total guarantees provided by the company and its subsidiaries. The document is relatively short (1903 characters) and focuses on a specific financing guarantee event rather than presenting comprehensive financial statements or results. It does not contain financial performance data or detailed financial analysis. Therefore, it is best classified as a Capital/Financing Update (CAP), which covers updates on company fundraising, financing activities, or capital structure changes.
2022-05-13 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the relationship between the guarantor and the company, the internal decision-making process, and the cumulative guarantee amounts. The document is relatively short (2298 characters) and focuses on a specific financing guarantee event rather than presenting comprehensive financial data or a full report. It does not contain financial statements or detailed financial analysis. Therefore, it is best classified as a Capital/Financing Update (CAP) since it relates to financing activities and guarantees associated with debt issuance.
2022-05-10 Chinese
华泰证券H股公告（截至2022年4月30日股份发行人的证券变动月报表）
Regulatory Filings Classification · 95% confidence The document is a monthly securities movement report submitted to the Hong Kong Stock Exchange, detailing changes in registered and issued share capital, share options, and other share-related information for HTSC. It includes tables of share counts, share classes, and confirmations related to share issuance and compliance with listing rules. The document is not a financial report, earnings release, or management discussion. It is a regulatory filing reporting share capital changes and confirmations to the exchange, consistent with a Regulatory Filings (RNS) category. The document length is 3710 characters, which is relatively short and focused on regulatory compliance and share capital data rather than a full report or announcement of a report publication. Therefore, the best classification is Regulatory Filings (RNS).
2022-05-06 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the relationship between the companies involved, the decision-making process, and the cumulative guarantee amounts. The document is a formal announcement about a financing guarantee and does not contain financial statements or detailed financial performance data. It is not an annual or interim report, nor an earnings release. It fits the category of Capital/Financing Update (CAP) as it relates to financing activities and guarantees associated with debt issuance.
2022-05-06 Chinese
华泰证券股份有限公司关于控股子公司华泰期货有限公司增加注册资本的公告
Share Issue/Capital Change Classification · 100% confidence The document is an announcement from Huatai Securities regarding the increase in registered capital of its subsidiary Huatai Futures Co., Ltd. It details the capital increase, the approval by the subsidiary's shareholders, and the completion of related registration procedures. The document is short (470 characters) and focuses on a capital change event, specifically an increase in registered capital. There is no financial report or detailed financial data presented, only an announcement of a capital change. Therefore, the appropriate classification is 'Share Issue/Capital Change' (SHA).
2022-05-06 Chinese

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