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Huatai Securities Co., Ltd — Investor Relations & Filings

Ticker · 601688 ISIN · CNE100001YQ9 LEI · 3003009ABT0UCWO79Q77 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,413 across all filing types
Latest filing 2025-07-03 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601688

About Huatai Securities Co., Ltd

https://www.htsc.com.cn/

Huatai Securities is a leading technology-driven and integrated securities group offering a comprehensive suite of financial services. The company serves a substantial client base, including individual, corporate, and institutional clients, through its core business segments: wealth management, institutional services, investment management, and international business. The firm operates a prominent securities brokerage business and leverages a leading digital platform to deliver its services, supported by a highly collaborative, full-service business model.

Recent filings

Filing Released Lang Actions
华泰证券H股公告（截至2025年6月30日股份发行人的证券变动月报表）
Regulatory Filings Classification · 95% confidence The document is a monthly securities movement report submitted to the Hong Kong Stock Exchange, detailing changes in issued shares, registered capital, and stock options for HTSC. It references compliance with Hong Kong Listing Rules Chapter 19B and includes confirmations related to securities issuance and shareholding. The document is a regulatory compliance filing about share capital and securities movements, not a financial report, earnings release, or management discussion. It is not an announcement of a report publication but a substantive regulatory filing. Therefore, it fits best under Regulatory Filings (RNS). The document length is 3382 characters, which is relatively short but contains detailed tabular data and confirmations, indicating it is a regulatory filing rather than a mere announcement.
2025-07-03 Chinese
华泰证券股份有限公司关于发行科技创新债券获得中国人民银行行政许可的公告
Capital/Financing Update Classification · 95% confidence The document is an official announcement from Huatai Securities regarding the receipt of an administrative license from the People's Bank of China to issue technology innovation bonds up to 10 billion RMB. It details the approval, the validity period, and the company's intention to proceed with the bond issuance under legal and regulatory compliance. The content focuses on financing activities and capital raising through bond issuance. The document length is short (486 characters) and is a formal announcement of a financing approval, not a full financial report or detailed financial data. Therefore, it fits best under Capital/Financing Update (CAP).
2025-06-24 Chinese
北京市金杜律师事务所关于华泰证券股份有限公司2024年度股东大会、2025年第一次A股类别股东会、2025年第一次H股类别股东会之法律意见书
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is a legal opinion letter issued by a law firm regarding the convening, attendance, and voting procedures and results of the 2024 Annual General Meeting (AGM) and related shareholder meetings of Huatai Securities Co., Ltd. It details the legal compliance of the meeting process, the qualifications of attendees, and the voting outcomes for various resolutions. The document is not the AGM materials or presentations themselves, nor is it the announcement of the meeting or voting results in a brief form. Instead, it is a legal opinion on the AGM proceedings and voting results, which aligns with the category of Declaration of Voting Results & Voting Rights Announcements (DVA). The document is lengthy and detailed, containing specific voting results and legal validation of the meeting process, which fits the DVA category rather than a simple announcement or other report types.
2025-06-20 Chinese
华泰证券股份有限公司关于回购注销部分A股限制性股票减少注册资本通知债权人的公告
Share Issue/Capital Change Classification · 95% confidence The document is a public announcement by Huatai Securities regarding the repurchase and cancellation of a portion of restricted A shares, which leads to a reduction in registered capital. It includes details about the repurchase price, the number of shares involved, and the impact on registered capital. It also notifies creditors about their rights to claim debts or request guarantees within a specified period. The document references a shareholders' meeting decision and provides procedural information for creditors. The content is focused on a capital change event (share repurchase and cancellation) and creditor notification, rather than a full financial report or earnings release. The document length is short (1423 characters) and it is not a report publication announcement but a formal notification. Therefore, the most appropriate classification is Share Issue/Capital Change (SHA).
2025-06-20 Chinese
华泰证券股份有限公司关于公司董事变更的公告
Board/Management Information Classification · 100% confidence The document is an announcement from Huatai Securities Co., Ltd. regarding changes in the company's board of directors. It details the resignation of a non-executive director, the election of new directors at the 2024 Annual General Meeting, and related procedural information. There is no financial data, audit information, or report publication mentioned. The content focuses solely on board/management changes, fitting the category of Board/Management Information (MANG). The document length is short and it is not a report or a report announcement, but a direct announcement of management changes.
2025-06-20 Chinese
华泰证券股份有限公司2024年度股东大会、2025年第一次A股类别股东会及2025年第一次H股类别股东会决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is a detailed announcement of resolutions passed at the 2024 Annual General Meeting (AGM) and subsequent category-specific shareholder meetings in 2025 for Huatai Securities Co., Ltd. It includes attendance details, voting results on various proposals including the 2024 annual report, profit distribution, board reports, and other corporate governance matters. The document is not the annual report itself but an official announcement of the voting results from the shareholder meetings. This matches the definition of 'Declaration of Voting Results & Voting Rights Announcements' (DVA). The document length is substantial and contains detailed voting data, confirming it is not a brief notice or a report publication announcement. Therefore, the correct classification is DVA with high confidence.
2025-06-20 Chinese

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