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Huaan Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 600909 ISIN · CNE100002GR2 LEI · 300300E1008234000093 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,203 across all filing types
Latest filing 2024-03-28 Audit Report / Informat…
Country CN China
Listing Shanghai Stock Exchange 600909

About Huaan Securities Co.,Ltd.

https://www.hazq.com/

Huaan Securities Co., Ltd. provides a comprehensive suite of financial services, focusing on securities brokerage, investment banking, and asset management. The company’s core activities include securities underwriting and sponsorship, investment consulting, and financial advisory services. It also engages in proprietary trading, margin trading, and short selling. Huaan Securities serves a broad client base comprising individual retail investors, corporate entities, and institutional clients. The firm delivers integrated financial solutions through an extensive network of service centers and digital platforms, prioritizing professional investment research and risk management to facilitate wealth management and capital market participation for its clients.

Recent filings

Filing Released Lang Actions
华安证券股份有限公司2023年度内部控制审计报告
Audit Report / Information Classification · 100% confidence The document is titled '内部控制审计报告' which translates to 'Internal Control Audit Report'. It is issued by a certified public accounting firm and addresses the effectiveness of internal controls over financial reporting as of December 31, 2023. The content includes auditor responsibilities, management responsibilities, and an audit opinion on internal control effectiveness. The document length is 1263 characters, indicating it is a standalone audit report rather than a full annual report or other comprehensive financial report. There is no indication that this is an announcement or a certification letter. Therefore, this document fits the category of an Audit Report / Information (AR). FY 2023
2024-03-28 Chinese
华安证券股份有限公司2023年度募集资金存放及使用情况鉴证报告华安证券股份有限公司2023年度募集资金存放及使用情况鉴证报告
Audit Report / Information Classification · 95% confidence The document is titled as a "募集资金存放及使用情况鉴证报告" which translates to "Verification Report on the Storage and Use of Raised Funds." It includes an auditor's verification opinion on the company's 2023 annual report regarding the use of raised funds. The document references regulatory guidelines related to the management and use of raised funds by listed companies, and it contains detailed financial data about the raised funds usage, bank accounts, and compliance with regulatory requirements. This is a specialized audit report focusing on the use of capital raised by the company, not a full annual report or interim report. It is not a simple announcement or certification but a standalone audit verification report. Therefore, the document fits the category of an Audit Report / Information (AR).
2024-03-28 Chinese
华安证券股份有限公司2023年环境、社会及公司治理（ESG）报告
Environmental & Social Information Classification · 100% confidence The document is a comprehensive report from Huaan Securities Co., Ltd. covering the period from January 1, 2023, to December 31, 2023. It extensively discusses the company's Environmental, Social, and Governance (ESG) practices, management, governance structure, stakeholder engagement, and sustainability initiatives. The text references the report as the company's third ESG report, includes detailed ESG performance highlights, governance frameworks, and strategic integration of ESG principles into corporate culture and operations. The document is lengthy (15,000 characters) and contains substantive content rather than just an announcement or summary. It aligns with the description of an Environmental & Social Information report, which details the company's performance on ESG factors. Therefore, the appropriate classification is Environmental & Social Information (SR).
2024-03-28 Chinese
华泰联合证券有限责任公司关于华安证券股份有限公司2023年度募集资金存放和使用情况专项核查报告
Audit Report / Information Classification · 95% confidence The document is titled as a "募集资金年度存放和使用情况专项核查报告" which translates to "Annual Special Audit Report on the Storage and Use of Raised Funds." It is issued by the sponsor institution 华泰联合证券有限责任公司 regarding 华安证券股份有限公司's 2023 fundraising usage. The document details the regulatory framework, the amount of funds raised, their management, usage, and audit opinions from accounting firms. It includes specific financial figures and audit conclusions about the use of raised funds for the year 2023. This type of document is a specialized audit report focusing on the compliance and usage of raised capital, not a full annual report or earnings release. It is not a mere announcement or certification but contains substantive audit findings and financial data related to fundraising usage. Therefore, it fits the category of an Audit Report / Information (AR). The document length is 4434 characters, which is sufficient for a detailed audit report rather than a brief announcement. FY 2023
2024-03-28 Chinese
华安证券股份有限公司第四届董事会第十三次会议决议公告
Board/Management Information Classification · 95% confidence The document is a detailed announcement of resolutions passed at the 13th meeting of the 4th Board of Directors of Hua An Securities Co., Ltd. It includes approvals of various reports such as the 2023 Annual Report, ESG Report, Audit Committee Report, Independent Directors' Reports, Internal Control Evaluation Report, and others. It also covers proposals related to 2024 daily related-party transactions, profit distribution, appointment of auditors, and authorization for issuance of debt financing instruments. The document is a formal board meeting resolution announcement with voting results and references to reports disclosed elsewhere (on the Shanghai Stock Exchange website). It does not contain the full annual report or financial statements itself but rather the board's approval of these reports and proposals, many of which require shareholder approval. This type of document is best classified as Board/Management Information (MANG) because it announces board meeting decisions, approvals, and management-related resolutions. It is not the annual report itself (10-K), nor a simple announcement of report publication (RPA), nor a regulatory filing (RNS) since it is a formal board resolution announcement. The length and detail confirm it is not a brief announcement but a substantive board meeting resolution document.
2024-03-28 Chinese
华安证券股份有限公司2023年年度报告摘要
Annual Report Classification · 95% confidence The document is titled as the "2023 年年度报告摘要" which translates to "2023 Annual Report Summary". It contains detailed financial data for the year 2023, including total assets, net profit, earnings per share, quarterly financial data, shareholder information, bond information, and other comprehensive financial and operational details. The document is over 6,000 characters, indicating it is a substantive report rather than a brief announcement. It includes audited financial data and management discussion of business operations and financial performance for the full fiscal year 2023. This matches the definition of an Annual Report (10-K) which covers company activity and full financial performance for the year. Therefore, the document should be classified as an Annual Report (10-K). FY 2023
2024-03-28 Chinese

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