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Huaan Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 600909 ISIN · CNE100002GR2 LEI · 300300E1008234000093 Shanghai Stock Exchange Financial and insurance activities
Filings indexed 1,203 across all filing types
Latest filing 2025-03-27 Audit Report / Informat…
Country CN China
Listing Shanghai Stock Exchange 600909

About Huaan Securities Co.,Ltd.

https://www.hazq.com/

Huaan Securities Co., Ltd. provides a comprehensive suite of financial services, focusing on securities brokerage, investment banking, and asset management. The company’s core activities include securities underwriting and sponsorship, investment consulting, and financial advisory services. It also engages in proprietary trading, margin trading, and short selling. Huaan Securities serves a broad client base comprising individual retail investors, corporate entities, and institutional clients. The firm delivers integrated financial solutions through an extensive network of service centers and digital platforms, prioritizing professional investment research and risk management to facilitate wealth management and capital market participation for its clients.

Recent filings

Filing Released Lang Actions
华安证券非经营性资金占用及其他关联资金往来情况专项说明
Audit Report / Information Classification · 95% confidence The document is a special explanatory statement regarding non-operating fund occupation and other related party fund transactions for Huatai Securities Co., Ltd. It references an audit report issued by Rongcheng CPA Firm for the fiscal year ending December 31, 2024, and mentions compliance with regulatory guidelines from the China Securities Regulatory Commission and the Shanghai Stock Exchange. The document includes a summary table of related party transactions and states that it should be read in conjunction with the audited financial statements. The document is signed and dated March 26, 2025, by the CPA firm. The content is a standalone audit-related report focusing on specific audit findings and compliance with regulatory requirements, not a full annual report or financial statement. It is not a mere announcement or certification but a detailed audit-related disclosure. Therefore, it fits the category of Audit Report / Information (AR). The document length is under 5,000 characters but contains substantive audit information, not just a report publication announcement or certification. Hence, the classification is AR with high confidence. FY 2024
2025-03-27 Chinese
会计师事务所出具的华安证券股份有限公司内部控制审计报告
Audit Report / Information Classification · 95% confidence The document is titled '内部控制审计报告' which translates to 'Internal Control Audit Report'. It is issued by a certified public accounting firm and addresses the effectiveness of internal controls over financial reporting as of December 31, 2024. The content includes auditor responsibilities, management responsibilities, inherent limitations of internal control, and an audit opinion on the effectiveness of internal controls. The document length is 1657 characters, which is relatively short but contains the full audit opinion and related information, not just an announcement or certification. This matches the definition of an Audit Report / Information (AR), which includes standalone audit reports and applied accounting principles, excluding full annual reports. Therefore, the correct classification is AR with high confidence. FY 2024
2025-03-27 Chinese
华安证券股份有限公司2024年度审计报告
Audit Report / Information Classification · 100% confidence The document is titled '审计报告' which translates to 'Audit Report'. It is issued by a certified public accounting firm (容诚会计师事务所) and addressed to the shareholders of 华安证券股份有限公司. The report includes detailed audit opinions, basis for audit opinions, key audit matters, responsibilities of management and auditors, and signatures of certified public accountants. It also contains consolidated and parent company financial statements such as balance sheets, income statements, cash flow statements, and notes to the financial statements. The document is comprehensive and contains actual financial data and detailed audit findings for the fiscal year ending December 31, 2024. This matches the definition of an Audit Report / Information (AR) as it is a standalone audit report with applied accounting principles and audit results, distinct from a full Annual Report (10-K). The document length (15,000 characters) and content confirm it is not a mere announcement or certification but a full audit report.
2025-03-27 Chinese
华安证券股份有限公司独立董事2024年度述职报告(刘培林)
Board/Management Information Classification · 95% confidence The document is a detailed annual report by an independent director of a company, describing their duties, attendance at meetings, opinions on company matters, and overall evaluation for the year 2024. It includes references to compliance with laws, governance, audit cooperation, financial reporting, and remuneration matters. The content is a comprehensive management-related report focusing on the director's activities and oversight during the year, rather than a financial statement or audit report. It is not a short announcement or certification but a substantive report on management and governance activities. Therefore, it fits best under Board/Management Information (MANG), which covers announcements of changes or reports related to the company's board or senior management activities.
2025-03-27 Chinese
华安证券股份有限公司独立董事候选人声明(万光彩)
Board/Management Information Classification · 95% confidence The document is a declaration statement by an independent director candidate of a company, detailing qualifications, independence criteria, and compliance with regulatory requirements. It is a formal statement related to board membership candidacy, not a financial report, earnings release, or regulatory filing about financial performance. It does not announce voting results or changes in management but is a candidate's declaration. Such documents typically fall under Board/Management Information (MANG) as they pertain to board member nominations and related disclosures.
2025-03-27 Chinese
华安证券股份有限公司董事会审计委员会对会计师事务所2024年度履职情况评估及履行监督职责的报告
Audit Report / Information Classification · 95% confidence The document is a report from the Board Audit Committee evaluating the performance and supervision of the accounting firm (auditor) for the fiscal year 2024. It discusses the auditor's qualifications, audit procedures, communication with management, and the issuance of an unqualified audit opinion on the 2024 financial statements. The document is focused on the audit firm's role and the committee's oversight responsibilities rather than the full annual report itself. It is not the full Annual Report (10-K) but rather a standalone audit-related report. This fits the definition of an Audit Report / Information (AR) filing, which includes audit reports and results of supervisory duties related to audits, excluding the full annual report. The document length is 2197 characters, which is consistent with a detailed audit committee report rather than a brief announcement or certification. Therefore, the classification is AR with high confidence.
2025-03-27 Chinese

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