Skip to main content
Horizon Technology Finance Corp logo

Horizon Technology Finance Corp — Investor Relations & Filings

Ticker · HRZN ISIN · US44045A5083 US Financial and insurance activities
Open in API
Filings indexed 753 across all filing types
Latest filing 2024-06-21 Capital/Financing Update
Country US United States of America
Listing US HRZN

About Horizon Technology Finance Corp

https://horizontechfinance.com

Horizon Technology Finance Corp. is a specialty finance company and a leading venture lending platform. It provides capital, primarily in the form of structured debt products and secured loans, to development-stage, venture capital-backed companies. The company focuses on financing businesses within the technology, life science, healthcare information and services, and cleantech sectors. Horizon leverages its market understanding, industry relationships, and a proven financing model to support the growth of its portfolio companies.

Recent filings

Filing Released Lang Actions
FORM 8-K
Capital/Financing Update Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a Current Report used to announce major events or changes that shareholders should know about. The content describes amendments to loan and servicing agreements, which are material definitive agreements. It does not contain financial statements or detailed financial analysis but rather announces changes in financing agreements. The document length is 7651 characters, which is sufficient for a detailed announcement but it is not an annual or quarterly report. The nature of the content fits the category of Capital/Financing Update (CAP) because it details amendments to loan agreements and related financing terms. Therefore, the correct classification is CAP with high confidence.
2024-06-21 English
FORM 8-K
Capital/Financing Update Classification · 95% confidence The document is a Form 8-K Current Report filed with the SEC, dated June 21, 2024. It discloses the status of an "At-The-Market" (ATM) offering, including shares sold and proceeds raised. The content focuses on a capital raising update and financing activity. The document length is 3563 characters, which is relatively short and primarily provides an update on financing activity rather than a full financial report. There is no detailed financial statement or comprehensive analysis, so it is not an Annual Report (10-K) or Interim Report (IR). It is not a report publication announcement or certification. The key content is about capital raising under an ATM program, which fits the Capital/Financing Update category (CAP).
2024-06-21 English
FORM 424B2
Capital/Financing Update Classification · 100% confidence The document is a prospectus supplement filed pursuant to Rule 424(b)(2) related to a common stock offering by Horizon Technology Finance Corporation. It discusses terms of the offering, the equity distribution agreement, risk factors, use of proceeds, plan of distribution, and legal matters. It is a detailed disclosure document used to inform investors about a capital raising transaction. The presence of terms like "prospectus supplement," "offering of common stock," and references to sales agreements and commissions clearly indicate this is a capital/financing update. It is not an annual or quarterly report, earnings release, or any other type of report. It is a primary document for a securities offering, which fits the Capital/Financing Update (CAP) category.
2024-06-21 English
Regulatory Filings 2024
Regulatory Filings
2024-06-21 English
FORM 8-K
Declaration of Voting Results & Voting Rights Announcements Classification · 100% confidence The document is a Form 8-K Current Report filed with the SEC, dated June 7, 2024. It reports the results of the company's Annual Meeting held on June 6, 2024, including the election of directors and ratification of the independent auditor. The key section is Item 5.07, which is "Submission of Matters to a Vote of Security Holders." The document provides detailed voting results for proposals presented at the Annual Meeting. It is not the Annual Report itself, nor a proxy statement, but specifically the official announcement of voting results from the shareholder meeting. Therefore, it fits the category of Declaration of Voting Results & Voting Rights Announcements (DVA). The document length is 4262 characters, which is consistent with a detailed voting results announcement rather than a full report or proxy statement.
2024-06-07 English
Regulatory Filings 2024
Regulatory Filings Classification · 95% confidence The document is a letter from the company's legal counsel responding to comments from the SEC staff regarding a Registration Statement on Form N-2 and related disclosures, including references to the Annual Report on Form 10-K. The letter addresses specific regulatory comments and confirms undertakings to include certain disclosures in future filings. It does not contain the actual Annual Report or financial statements but rather discusses compliance and amendments to the registration statement and future filings. The document is a regulatory correspondence responding to SEC comments, not the report itself. Therefore, it fits best under Regulatory Filings (RNS). The document length (8040 characters) and content confirm it is not a brief announcement or a full report but a detailed regulatory response letter.
2024-06-07 English

Browse filings by year

17 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.