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Horizon Technology Finance Corp — Investor Relations & Filings

Ticker · HRZN ISIN · US44045A5083 US Financial and insurance activities
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Filings indexed 753 across all filing types
Latest filing 2025-09-08 Merger & Acquisition
Country US United States of America
Listing US HRZN

About Horizon Technology Finance Corp

https://horizontechfinance.com

Horizon Technology Finance Corp. is a specialty finance company and a leading venture lending platform. It provides capital, primarily in the form of structured debt products and secured loans, to development-stage, venture capital-backed companies. The company focuses on financing businesses within the technology, life science, healthcare information and services, and cleantech sectors. Horizon leverages its market understanding, industry relationships, and a proven financing model to support the growth of its portfolio companies.

Recent filings

Filing Released Lang Actions
N-14 8C
Merger & Acquisition Classification · 95% confidence The document is a Form N-14 Registration Statement filed with the SEC, which is used for registration of securities in connection with business combinations such as mergers. The text describes a proposed merger between Horizon Technology Finance Corporation and Monroe Capital Corporation, including details about stock issuance, voting proposals, and merger agreements. It includes proxy solicitation information and a joint proxy statement/prospectus related to the merger. The document is not a full annual or quarterly report, earnings release, or audit report. It is primarily focused on merger-related proposals and solicitation of shareholder votes. Given the detailed merger proposal and proxy solicitation content, this filing best fits the category of Merger & Acquisition (MA) filings, which include merger communications and proxy statements related to mergers. The document length (15,000 characters) and content confirm it is the actual filing, not just an announcement or notice. Therefore, the correct classification is MA with high confidence.
2025-09-08 English
FORM 8-K
Capital/Financing Update Classification · 100% confidence The document is a Form 8-K Current Report filed with the SEC, dated September 4, 2025. It reports the entry into a material definitive agreement related to the issuance and sale of $40 million aggregate principal amount of 5.50% Convertible Notes due 2030. The document includes detailed terms of the convertible notes, their maturity, interest rate, conversion rights, and redemption options. It also references the Note Purchase Agreement filed as an exhibit. The content focuses on a financing transaction and capital structure update rather than a full financial report or earnings release. The document length is 7979 characters, which is substantive and contains detailed information about the financing event. Therefore, the appropriate classification is Capital/Financing Update (CAP).
2025-09-05 English
FORM 40-17G
Regulatory Filings
2025-09-05 English
FORM 424B2
Capital/Financing Update Classification · 100% confidence The document is a detailed prospectus supplement and accompanying prospectus for a $40 million offering of 5.50% Convertible Notes due 2030 by Horizon Technology Finance Corporation. It includes extensive information about the terms of the notes, risk factors, use of proceeds, capitalization, legal matters, and other disclosures typical of a securities offering document. The document references SEC registration statements and is filed pursuant to Rule 424(b)(2), which is a prospectus supplement filing related to securities offerings. This type of document is a capital raising disclosure and fits the category of Capital/Financing Update filings, which cover updates on company fundraising and financing activities. It is not an annual or quarterly report, audit report, earnings release, or any other category. Therefore, the correct classification is Capital/Financing Update (CAP).
2025-09-04 English
FORM 8-K
Regulatory Filings Classification · 95% confidence The document is a Form 8-K current report filed with the SEC, dated August 7, 2025, by Horizon Technology Finance Corporation. It details the entry into a Merger Agreement and an Asset Purchase Agreement involving Monroe Capital Corporation and related entities. The content focuses on the description of the merger transaction, associated risks, conditions, and implications for shareholders. There is no presentation of financial statements or comprehensive financial performance data typical of annual or quarterly reports. The document is a regulatory filing reporting a significant corporate event (merger and asset sale) and related disclosures. It is not a full merger proxy statement (MA) or tender offer filing but a current report on Form 8-K describing merger-related events and risks. Therefore, the most appropriate classification is Regulatory Filings (RNS), as it is a general regulatory announcement that does not fit other specific categories like M&A filings or proxy statements.
2025-08-14 English
425 Filing
Regulatory Filings Classification · 95% confidence The document is a Form 8-K current report filed with the SEC, dated August 7, 2025, by Horizon Technology Finance Corporation. It details the entry into a Merger Agreement and an Asset Purchase Agreement involving Monroe Capital Corporation and related entities. The content focuses on the description of the merger transaction, associated risks, conditions, and potential impacts on shareholders and the company. There is no presentation of financial statements or comprehensive financial performance data typical of annual or quarterly reports. The document is a regulatory filing reporting a significant corporate event (merger and asset sale) and related disclosures. It is not a full merger proxy statement (MA) or tender offer filing, but rather a current report announcing and describing merger-related agreements and risks. Therefore, the most appropriate classification is Regulatory Filings (RNS), as it is a general regulatory announcement that does not fit other specific categories like M&A filings or financial reports.
2025-08-14 English

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