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HENNESSY ADVISORS INC — Investor Relations & Filings

Ticker · HNNA ISIN · US4258851009 LEI · 549300OM5HCSFZO7FR31 US Financial and insurance activities
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Filings indexed 1,004 across all filing types
Latest filing 2026-05-28 Capital/Financing Update
Country US United States of America
Listing US HNNA

About HENNESSY ADVISORS INC

https://www.hennessyadvisors.com/

Hennessy Advisors, Inc. is a publicly traded investment management firm that oversees, services, and markets the Hennessy Funds, a family of open-end mutual funds. The firm provides a broad range of investment strategies across its portfolios, which include domestic equity, multi-asset, balanced, fixed income, and various sector and specialty funds. Operating as an SEC-registered investment advisor since 1990, the company is committed to a shareholder-first philosophy. Hennessy Advisors launched its first mutual fund in 1996.

Recent filings

Filing Released Lang Actions
FORM 8-K
Capital/Financing Update Classification · 85% confidence The document is a Form 8-K “Current Report” filed with the SEC, specifically Item 8.01 “Other Events,” which describes the company’s notice of full redemption of its outstanding 4.875% notes due 2026 and the related redemption price and timeline. This is a financing activity and capital structure change (redemption of debt). It is not a general interest rate update, management change, or earnings release. Therefore, it fits the Capital/Financing Update category (CAP).
2026-05-28 English
8-K - HENNESSY ADVISORS INC (0001145255) (Filer)
Declaration of Voting Results & Voting Rights Announcements Classification · 100% confidence The document is a Form 8-K filed with the SEC, dated February 5, 2026, by Hennessy Advisors, Inc. The key content is the submission of matters to a vote of security holders at the Annual Meeting, including election results of directors and voting outcomes on executive compensation and auditor ratification. This matches the description of Declaration of Voting Results & Voting Rights Announcements (DVA). The document length is under 5,000 characters and contains detailed voting results, not just an announcement of a report. Therefore, it is not a report publication announcement or a regulatory filing. The focus on voting results at the Annual Meeting aligns precisely with the DVA category.
2026-02-09 English
10-Q - HENNESSY ADVISORS INC (0001145255) (Filer)
Interim / Quarterly Report Q1 2026
2026-02-05 English
8-K - HENNESSY ADVISORS INC (0001145255) (Filer)
Regulatory Filings Classification · 95% confidence The document is a Form 8-K filed with the SEC, dated February 5, 2026, for Hennessy Advisors, Inc. It reports the issuance of a press release announcing financial results for the fiscal quarter ended December 31, 2025, and also announces a cash dividend declaration. The document itself is a current report that references a press release (Exhibit 99.1) containing the financial results and dividend information. The text is about 3500 characters, which is relatively short and primarily serves as an announcement of the financial results and dividend declaration rather than containing the full financial data or detailed analysis. According to the rules, such a document is best classified as a Regulatory Filing (RNS) because it is a current report announcing events and referencing press releases, not the full earnings release or dividend notice itself. The document does not contain the full earnings release text or detailed financial statements, so it is not classified as ER or DIV. Therefore, the best fit is Regulatory Filings (RNS).
2026-02-05 English
SCHEDULE 13G Filing
Major Shareholding Notification
2026-02-03 English
13F-HR Filing
Regulatory Filings
2026-01-27 English

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