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HENNESSY ADVISORS INC — Investor Relations & Filings

Ticker · HNNA ISIN · US4258851009 LEI · 549300OM5HCSFZO7FR31 US Financial and insurance activities
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Filings indexed 1,004 across all filing types
Latest filing 2016-06-28 Director's Dealing
Country US United States of America
Listing US HNNA

About HENNESSY ADVISORS INC

https://www.hennessyadvisors.com/

Hennessy Advisors, Inc. is a publicly traded investment management firm that oversees, services, and markets the Hennessy Funds, a family of open-end mutual funds. The firm provides a broad range of investment strategies across its portfolios, which include domestic equity, multi-asset, balanced, fixed income, and various sector and specialty funds. Operating as an SEC-registered investment advisor since 1990, the company is committed to a shareholder-first philosophy. Hennessy Advisors launched its first mutual fund in 1996.

Recent filings

Filing Released Lang Actions
FORM 4
Director's Dealing
2016-06-28 English
FORM 4
Director's Dealing
2016-05-14 English
FORM 8-K
Earnings Release Classification · 95% confidence The document is a Form 8-K filed with the SEC, dated May 4, 2016, by Hennessy Advisors, Inc. It announces the financial results for the fiscal quarter ended March 31, 2016, and the declaration of a cash dividend. The document includes a press release as an exhibit that contains the financial results and dividend declaration. The length of the document is 3449 characters, which is relatively short and primarily serves as an announcement of the financial results and dividend declaration rather than containing detailed financial statements or analysis. According to the 'Menu vs Meal' rule, such a short document that announces or furnishes a press release with financial results and dividend declaration should be classified as an Earnings Release (ER) because it is the initial announcement of quarterly financial results and dividend declaration. The document is not a full quarterly report (IR) since it does not contain comprehensive financial statements or substantive financial data and analysis, only a press release summary. Therefore, the appropriate classification is Earnings Release (ER).
2016-05-04 English
FORM 10-Q
Interim / Quarterly Report Q2 2016
2016-05-04 English
M&A Activity 2016
M&A Activity Classification · 95% confidence The document is a Form 8-K filed with the SEC, dated May 2, 2016, reporting the entry into a material definitive agreement for the acquisition of certain assets of Westport Advisers, LLC by Hennessy Advisors, Inc. The content focuses on the transaction agreement details, purchase price, and expected completion timeline. It includes references to the transaction agreement and a press release as exhibits. There are no financial statements or quarterly results presented, nor is this an annual report or earnings release. The primary subject is a merger/acquisition transaction announcement. Therefore, the document fits best under the category for M&A Activity (TAR). The document length is 5718 characters, which is sufficient to contain substantive information about the transaction rather than just an announcement of a report publication or a regulatory filing. Hence, the classification is TAR with high confidence.
2016-05-03 English
Regulatory Filings 2016
Regulatory Filings
2016-04-21 English

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