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HENNESSY ADVISORS INC — Investor Relations & Filings

Ticker · HNNA ISIN · US4258851009 LEI · 549300OM5HCSFZO7FR31 US Financial and insurance activities
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Filings indexed 1,004 across all filing types
Latest filing 2017-01-30 Declaration of Voting R…
Country US United States of America
Listing US HNNA

About HENNESSY ADVISORS INC

https://www.hennessyadvisors.com/

Hennessy Advisors, Inc. is a publicly traded investment management firm that oversees, services, and markets the Hennessy Funds, a family of open-end mutual funds. The firm provides a broad range of investment strategies across its portfolios, which include domestic equity, multi-asset, balanced, fixed income, and various sector and specialty funds. Operating as an SEC-registered investment advisor since 1990, the company is committed to a shareholder-first philosophy. Hennessy Advisors launched its first mutual fund in 1996.

Recent filings

Filing Released Lang Actions
Declaration of Voting Results & Voting Rights Announcements 2017
Declaration of Voting Results & Voting Rights Announcements Classification · 100% confidence The document is a Form 8-K current report filed with the SEC, dated January 26, 2017. It reports the submission of matters to a vote of security holders at the Annual Meeting, including election results of directors and voting outcomes on executive compensation and auditor ratification. The content focuses on official voting results from the shareholder meeting rather than the meeting materials, management discussion, or financial results. The document length is 3212 characters, which is relatively short and consistent with a voting results announcement. Therefore, this document fits the category of Declaration of Voting Results & Voting Rights Announcements (DVA).
2017-01-30 English
FORM 8-K
Share Issue/Capital Change Classification · 95% confidence The document is a Form 8-K, which is a current report filed with the SEC to announce major events. The content includes a press release about the declaration of a cash dividend and a stock split. There are no financial statements or detailed financial data presented, only an announcement of these corporate actions. The document length is 3432 characters, which is relatively short and consistent with an announcement rather than a full report. The key content is about dividend declaration and stock split, which fits the category of Share Issue/Capital Change (SHA) due to the stock split, and also dividend declaration. However, since the document is a Form 8-K current report announcing these events, and the primary focus is on the stock split and dividend declaration, the best fitting category is SHA (Share Issue/Capital Change). Confidence is high because the document explicitly states the stock split and dividend declaration as the main event.
2017-01-27 English
FORM 8-K
Earnings Release Classification · 95% confidence The document is a Form 8-K filed with the SEC, dated January 26, 2017. It announces the issuance of a press release reporting financial results for the fiscal quarter ended December 31, 2016. The document itself does not contain detailed financial statements or substantive financial data but rather references the press release as an exhibit. The length of the document is 3037 characters, which is relatively short and consistent with an announcement rather than a full financial report. According to the 'Menu vs Meal' rule, this is an announcement of financial results, not the results themselves. Therefore, the document is best classified as an Earnings Release (ER), which is the initial announcement of quarterly financial results.
2017-01-26 English
FORM 10-Q
Interim / Quarterly Report Q1 2017
2017-01-26 English
Regulatory Filings 2017
Regulatory Filings
2017-01-17 English
FORM 4
Director's Dealing
2016-12-30 English

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