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HENNESSY ADVISORS INC — Investor Relations & Filings

Ticker · HNNA ISIN · US4258851009 LEI · 549300OM5HCSFZO7FR31 US Financial and insurance activities
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Filings indexed 1,004 across all filing types
Latest filing 2019-09-04 Director's Dealing
Country US United States of America
Listing US HNNA

About HENNESSY ADVISORS INC

https://www.hennessyadvisors.com/

Hennessy Advisors, Inc. is a publicly traded investment management firm that oversees, services, and markets the Hennessy Funds, a family of open-end mutual funds. The firm provides a broad range of investment strategies across its portfolios, which include domestic equity, multi-asset, balanced, fixed income, and various sector and specialty funds. Operating as an SEC-registered investment advisor since 1990, the company is committed to a shareholder-first philosophy. Hennessy Advisors launched its first mutual fund in 1996.

Recent filings

Filing Released Lang Actions
FORM 4
Director's Dealing
2019-09-04 English
FORM 4
Director's Dealing
2019-09-04 English
FORM 8-K
Regulatory Filings Classification · 95% confidence The document is a Form 8-K filed with the SEC, dated August 7, 2019, by Hennessy Advisors, Inc. It announces the issuance of a press release containing financial results for the fiscal quarter ended June 30, 2019, and a declaration of a cash dividend. The document itself does not contain detailed financial statements or substantive financial data but rather references a press release as an exhibit. The length of the document is 3607 characters, which is relatively short and consistent with an announcement rather than a full report. Therefore, this document is best classified as a Regulatory Filing (RNS), as it is a current report announcing events and referencing other materials rather than containing the full financial report or earnings release itself.
2019-08-07 English
10-Q
Interim / Quarterly Report Q3 2019
2019-08-07 English
Capital/Financing Update 2019
Capital/Financing Update Classification · 95% confidence The document is a Form 8-K filed with the SEC, dated July 17, 2019, by Hennessy Advisors, Inc. It reports the entry into a material definitive agreement, specifically a Sixth Amendment to a Term Loan Agreement. The content focuses on amendments to a loan agreement and changes related to the company's stock repurchase authorization. There are no financial statements or comprehensive financial data presented, nor is this a full annual or quarterly report. The document is a current report disclosing a material event related to financing and capital structure. Therefore, it fits best under Capital/Financing Update (CAP). The document length is 4772 characters, which is sufficient for a substantive filing but not a full financial report. Hence, the classification is CAP with high confidence.
2019-07-19 English
Regulatory Filings 2019
Regulatory Filings
2019-07-11 English

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